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Access to confidential information in the financial and banking sectors: judgements of the Court of Justice in Altmann, Baumeister, UBS and Buccioni
Law and Financial Markets Review Pub Date : 2019-09-25 , DOI: 10.1080/17521440.2019.1668130
Carla Farinhas 1, 2, 3
Affiliation  

In the years between 2014 and 2018, in judgements Altmann, Baumeister, UBS and Buccioni, the Court examined the scope of the obligation of professional secrecy incumbent on financial and banking supervisory authorities of Member States pursuant to Article 54 MiFID and Article 53 CRD. The Court has not only clarified the notion of “confidential information” but has also provided guidance to national courts on how to reconcile the concerns which underpin the obligation of professional secrecy laid down by the EU legislator in this field and certain core values to democracy and to the rule of law in the EU.

中文翻译:

获取金融和银行业的机密信息:Altmann、Baumeister、UBS 和 Buccioni 法院的判决

在 2014 年至 2018 年间,法院在 Altmann、Baumeister、UBS 和 Buccioni 的判决中,根据 MiFID 第 54 条和 CRD 第 53 条审查了成员国金融和银行监管机构的职业保密义务范围。法院不仅澄清了“机密信息”的概念,而且还就如何调和支持欧盟立法者在该领域规定的专业保密义务和民主和民主的某些核心价值观的关切问题向国家法院提供了指导。到欧盟的法治。
更新日期:2019-09-25
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