Review
Prion disease and recommended procedures for flexible endoscope reprocessing – a review of policies worldwide and proposal for a simplified approach

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Summary

Several guidelines recommend specific treatments for endoscopes, procedures of quarantine for endoscopes, or additional treatments for the endoscope washer disinfector (EWD) in suspected or confirmed cases of Creutzfeldt–Jakob disease (CJD) or variant CJD (vCJD) but vary in many details. This study therefore reviewed guidelines on reprocessing flexible endoscopes after use in patients with suspected or confirmed prion disease. In addition, a literature search was performed in Medline on prion, CJD, vCJD, chemical inactivation, transmission healthcare, epidemiology healthcare, concentration tissue human and endoscope. Thus far, no case of CJD or vCJD transmitted by flexible endoscope has been reported. In animals it has been shown that oral uptake of 0.1–5 g of bovine spongiform encephalopathy (BSE)-infected brain homogenate is necessary for transmission. The maximum prion concentration in other tissues (e.g., terminal ileum) is at least 100-fold lower. Automated cleaning of endoscopes alone results in very low total residual protein ≤5.6 mg per duodenoscopes. Recommendations vary between countries, sometimes with additional cleaning, use of alkaline cleaners, no use of cleaners with fixative properties, use of disinfectants without fixative properties or single-use disinfectants. Sodium hydroxide (1 M) and sodium hypochlorite (10,000 and 25,000 mg/L) are very effective in preventing transmission via contaminated wires implanted into animal brains, but their relevance for endoscopes is questionable. Based on circumstantial evidence, it is proposed to consider validated reprocessing as appropriate in the case of delayed suspected prion disease when immediate bedside cleaning, routine use of alkaline cleaners, no fixative agents anywhere prior to disinfection and single use brushes and cleaning solutions can be assured.

Introduction

Prion diseases in humans comprise Creutzfeldt–Jakob disease (CJD), variably protease-sensitive prionopathy, Gerstmann–Sträussler–Scheinker disease, fatal familial insomnia, and kuru. Each is a uniformly fatal rare neurodegenerative disease in which conformational changes in the prion protein are thought to be the central pathophysiologic event. The majority of cases of human prion diseases occur worldwide in the form of sporadic CJD [1]. Up until 2016 there were 491 incidents of iatrogenic transmission of CJD, largely resulting from prion-contaminated growth hormone (238 cases) and dura mater grafts (238 cases). Four cases were reported after gonadotropin treatment, four were transmitted by surgical instruments in the 1950s (UK and France), three by blood transfusion, two by corneal transplant and two by electroencephalogram (EEG) depth electrode [2]. An analysis of 65 CJD blood donors along with 826 of their blood recipients showed that there is no evidence of CJD transfusion transmission in 3934 person years of follow-up; this risk remains theoretical to date [3].

Prion diseases occur in iatrogenic and zoonotic forms (iatrogenic CJD and variant CJD (vCJD), respectively), adding a public health dimension to their management [1], [4]. A review published in 2017 showed that more than 20 years after identification of the first vCJD patients, only five cases were known that were probable consequences of iatrogenic vCJD transmission, all in the UK, and all associated with blood and blood products. These cases were caused by transfusion of non-leukocyte-depleted erythrocyte concentrates or by treatment involving large amounts of pooled plasma from the UK that were known to include donations from persons who later showed development of vCJD. None of the 220 other vCJD cases identified worldwide has been linked to any other medical or dental procedure [5].

From 1987 the number of bovine spongiform encephalopathy (BSE) cases increased dramatically in the UK, reaching approximately 37,000 new cases in 1992 [4]. With a delay of 8 years, human cases of vCJD were detected and also increased with 28 new cases in 2000 [4]. That is why a transmission by oral uptake of BSE prions was considered to be a possible cause of vCJD. Flexible endoscopes are typically classified as semi-critical items and reprocessed according to validated protocols [6]. In order to eliminate any possible risk of prion transmission via flexible endoscopes, several national and international guidelines have recommended specific treatments for endoscopes, procedures of quarantine for endoscopes or additional treatments for the endoscope washer disinfector (EWD) in suspected or confirmed cases of CJD or vCJD. They were based on the existing evidence and plausible assumptions at that time. Especially in suspected cases, it may be difficult to clearly distinguish between CJD and vCJD. In addition, some details of the recommendations appear to be questionable and vary largely between countries. This study therefore reviewed major national guidelines on endoscope reprocessing in relation to confirmed, probable or suspected prion disease, the type and impact of endoscopy procedure and its anatomical sites, the evidence of the efficacy of various treatments for prion inactivation including their test methods, data on the concentration of prion protein in various tissues, and finally evaluated their practical plausibility based on current evidence and experience.

Section snippets

Methods

Guidelines on reprocessing flexible endoscopes were searched on PubMed and Startpage and reviewed regarding all aspects of endoscopes used in patients with suspected or confirmed prion disease. Any information regarding reprocessing was extracted as well as any information on quarantine of endoscopes and on additional treatments of the EWD. In addition, a literature search was performed on Medline on 21 December 2017 and updated on 25 February 2019. The following search terms were used: prion

Evidence for prion transmission by flexible endoscopes

Thus far, no case of CJD or vCJD transmitted by a contaminated flexible endoscope has been reported. In addition, no studies were found measuring prion protein on flexible endoscopes, either after use in a patient with proven or suspected prion disease without processing or after use in a patient with proven or suspected prion disease but after reprocessing. Therefore, it is still unknown whether an endoscope harbours prion protein on its inner and outer surfaces after use in a patient with

Probability for prion transmission by flexible endoscopes

Initially, it was assumed that more than a few thousand new cases were possible per year by any mode of transmission [7], [8]. Transmission of vCJD by flexible endoscopes has also been assumed to be possible [9]. The epidemic curve of BSE and vCJD in the UK indicated that the rise, peak and decline of new probable or definite vCJD cases in humans can be observed in parallel to the BSE incidence with an 8-year delay [4]. Assuming that transmission of vCJD from an index patient to another patient

Guidelines on handling flexible endoscopes in case of suspected or proven prion disease

Table II provides a summary of recommendations on endoscope quarantine and incineration. In most guidelines, quarantine or incineration of the endoscope is recommended after use in a patient with suspected or proven prion disease, partly only in procedures with nasal cavity contact or after invasive procedures (UK, Canada) or contact with high infectivity tissue (France, Australia). The tonsils or the distal ileum are not specifically mentioned probably because of the rather low risk of

Evidence for effective prion decontamination

In 2001 Rutala et al. published a review on all available data and described chlorine between 1000 and 10,000 mg/L, sodium hydroxide between 0.1 N and 2 N and guanidine thiocyanate at 4 M as effective against prions with >3 log reduction within 1 h [14]. Other agents were considered to be ineffective against prions with ≤3 log reduction within 1 h such as hydrogen peroxide (3%), peracetic acid (19%), potassium permanganate (0.1–2%), alcohol (50% or 100%), chlorine dioxide (50 mg/L),

Efficacy data and the risk of transmission in neurosurgery

In the research summarized above, the researchers have either used contaminated wires or brain homogenate itself that were treated with chemicals or processes. Afterwards, the wires or the tissue were directly implanted into animal brains. The experimental setting simulates the possible transmission in neurosurgery. This type of transmission of CJD has even been shown in humans. An accidental transmission of sporadic CJD into two persons via an intracerebral electrode was reported in 1974. The

Invasive procedures during endoscopy: an additional risk?

The guideline of the British Society for Gastroenterology provides a definition of invasive procedures in endoscopy: any endoscopic procedure that breaches gut mucosa and is followed by the withdrawal of an unsheathed accessory through the working channel of an endoscope is deemed ‘invasive’. Procedures that cause tissue vaporization (e.g., diathermy) are also deemed ‘invasive” [34]. In Canada and the UK, quarantine of endoscopes is recommended after use in patients with definite or probable

The case of nasal contact

The relevance of the nasal cavity and the olfactory nerve is described inconsistently. Whereas in Australia it is stated that normal nasal endoscope procedures do not reach the olfactory epithelium [38], experts in other countries such as the UK, Germany and Canada see a major risk in endoscopic procedures passing the nasal cavity [35], [36], [39], [40]. The olfactory epithelium has a size of approximately 3 cm2 on each side [41]. It is found in the superior nasal concha, but it may also spread

Flexible endoscopes after use in patients with known or probable prion disease

Although transmission of prion disease by flexible endoscopes has so far never been reported and a transmission appears to be very unlikely, it seems appropriate to establish a pool of endoscopes that have been used before in prion disease patients. The University Hospital Göttingen, Institute for Neuropathologie (Germany) is such an example where endoscopes are provided and also reprocessed after use. Large hospitals or manufacturers of endoscopes may also be an option to contact for providing

Flexible endoscopes after use in patients with delayed suspected prion disease

A typical clinical situation is that an endoscopic procedure is performed in a patient not suspected for vCJD or CJD at that time (day 0). Thus, the endoscope will be treated as any other endoscope and reprocessed using a validated protocol. If sometime later, often 2–21 days, the patient is suspected as having a diagnosis of vCJD or CJD, the endoscope is often put into quarantine, and there is uncertainty on any additional steps regarding reprocessing of the endoscope and any additional

Limitations and future investigations

There is no direct evidence to support the proposal that a simplified processing is safe for all patients once a flexible endoscope is known to be used in a previous patient with delayed suspected prion disease. But based on the circumstantial evidence presented in this review, a number of good reasons can be seen to consider it appropriate for patient safety.

Manufacturers of flexible endoscopes and large healthcare providers may have flexible endoscopes in quarantine after use in patients with

Acknowledgements

The authors would like to thank Martin Laudien, Department of Otolaryngology, Christian-Albrechts-University Kiel, Germany, for scientific support regarding the nasal anatomy and typical nasal access routes of flexible endoscopes.

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