The term āśraya (“support” or “basis”) is used in manifold ways in the Abhidharmakośa and its bhāṣya (AKBh). This comes from the fact that its basic meaning is quite generic. It can denote virtually any entity or event on which another depends, and it occurs in a variety of contexts ranging from how a wall supports a painting to philosophically more complex ideas such as ontological dependence. Despite the plasticity of its usage, we can find some recurring and distinct technical applications of the term in the AK(Bh), which I will explore in my paper.

First, I will look at its usage of characterising a member of various asymmetric dependence relationships on which the arising and sometimes also the persistence of the other relatum depends. Through examining the nature of various āśraya-āśrita dependence relations the AK(Bh) discusses—focusing on the relation between the great elements (mahābhūta) and the derivative material forms (upādāyarūpa); and the sense faculties and their respective consciousnesses—I will show that āśraya primarily stands for an entity that determines the fundamental nature of the thing it supports. While the term occasionally refers to one-off generative causes, it is more often used in the context of ontological dependence relationships where the support also accounts for the continued existence of the supported.

After discussing these relationships, I will move on to those occurrences of the term where āśraya has a specific referent. While āśraya can refer to the six sense faculties (indriya) individually, it can also stand for them collectively pointing towards its widespread meaning as ‘psychophysical basis’. In this context, as we will see, the attention of the text often shifts either to the material or the mental elements that make up a sentient being. In certain cases, such as when talking about the body’s injuries, beauty or repulsive appearance it is the bodily connotations of the term that are dominant. However, in soteriological contexts, more precisely in the discussion of the transformation of the basis (āśrayaparāvṛtti), on my reading, it is more natural to interpret āśraya as referring primarily to the mind (citta) or mind-stream (cittasaṃtati), with its bodily connotations being marginal.

The Basic Meaning: āśraya as a “Basis” or “Support” in Dependence Relations

In the AK(Bh), the term āśraya (a noun derived from the root ā-√śri meaning, in its most general sense, to rest, lean or depend on) frequently appears in the context of asymmetric dependence relationships. By this I mean those relationships where one relatum depends on another, but not the other way round. For instance, to use a popular Buddhist example, there cannot be fire without fuel, but there can be fuel without fire.Footnote 1 As such, āśraya is contrasted with the notion of āśrita (a past passive participle of the same root) indicating something that is supported by or based on that āśraya. In this basic meaning, āśraya or its variants are typically predicated (as in ‘X is an āśraya of Y’) of any phenomenon that in the given context functions as a support of another.

The ways an entity may depend on another are various. Probably the most straightforward case is when it depends on something else for its existence, like fire does on fuel. Such existential dependence relations include one-off generative causes as well as more sustained, so-called ontological dependence relations. This latter refers to relationships where an entity requires another entity not simply for its arising but its continued existence, hence they are sometimes held to indicate a ‘deeper’ ontological relation than mere causal dependence.Footnote 2 For instance in a quotation attributed to the Buddha, it is said that “poems are based on (saṃniśrita) words, and the poet is the basis (āśraya) of the poems”.Footnote 3 It is clear that the way the poem depends on the poet is completely different to how the poem depends on its words. While the poet is only a one-off generative cause where the supported, that is the poem, can exist independently, even long after the cessation of its support, the poem only persists as long as the words constituting it exist. For describing the relationship between the poem and its words the text does not use the term āśrita but the related variant saṃniśrita. A similar contrast between these two terms can be observed in another passage of the AKBh concerning the relation between the four great elements (earth, water, fire, and wind) and one specific type of derivative material form accepted by the Vaibhāṣikas, the so-called unmanifest material form (avijñaptirūpa).Footnote 4 The AKBh differentiates those past great elements of the body (involved in the manifest bodily or vocal actions) which served as the cause of the arising (pravṛttikāraṇa) of avijñaptirūpa, considering them to be its āśraya, and those present great elements of the body which are the cause of its persistence (anuvṛttikāraṇa), calling them its saṃniśraya.Footnote 5 It is important to note that the moral character of avijñaptirūpa, that is whether it is auspicious (kuśala, śubha) or inauspicious (akuśala, aśubha), is defined by the moral nature of the manifest action that gave rise to it.Footnote 6

On the basis of these examples, we might suppose that āśraya is used in the sense of being a one-off generative cause. However, if we survey the term’s occurrences in the text, we find no such consistent terminological difference, and, in fact, āśraya—when used in its basic meaning—predominantly features in ontological dependence relations. Although it is sometimes challenging to fit the Buddhist examples into these categories, various forms of ontological dependence relations are differentiated in contemporary philosophical literature. These include cases where the support determines all properties of the supported, for example, mereological dependence, that is, the relation wholes bear to their parts, or supervenience, ordinarily defined as the impossibility of a change in a thing (property or fact) without there being a corresponding change in the thing (property or fact) it depends on.Footnote 7 Substance-attribute dependence, that is the idea that attributes need a substance for their existence, is also often discussed as a form of ontological dependence.Footnote 8 Even though it is not standard in modern classifications, on the basis of its broader definition seen above, it will also be worthwhile to include any cause required for the sustained existence of another entity in the category of ontological dependence relations.

At this point, we should look at some additional passages of the AK(Bh) to get a better grasp of how the term āśraya is used. The example of fuel and fire mentioned above is analysed in chapter 9 of the text, which focuses on the rejection of the various self-related conceptions developed by Buddhist, namely the Vātsīputrīyas (also often labelled as pudgalavādins), as well as non-Buddhist philosophical traditions. According to the Vātsīputrīyas, the person (pudgala) is neither the same nor something different from the five aggregates (skandha).Footnote 9 In their attempt to defend this position, Vasubandhu’s interlocutor claims that the pudgala is ‘conceived in dependence upon the aggregates that are internal, appropriated, and [exist] in the present’.Footnote 10 Perplexed by this statement, Vasubandhu challenges his opponent to clarify what the phrase ‘in dependence upon’ (upādāya) means, who in order to illustrate the relationship between the skandhas and the pudgala appeals to the simile of fuel and fire. One possible interpretation raised in the text for analysing the relationship between fuel and fire is that fuel serves as a support of (āśraya) and co-exists with (sahabhāva) fire. Adapting the simile to the skandhas and the pudgala, Vasubandhu argues that such a relationship would mean, on the one hand, that the skandhas and the pudgala are clearly distinct entities, and, on the other, that if the skandhas did not exist, the pudgala would not exist either, just as there can be no fire without fuel.Footnote 11 Although this passage does not clarify the exact nature of an āśraya-āśrita relationship, the association of āśraya with the idea of co-existence (sahabhāva) recalls our notion of ontological dependence. The concept of āśraya therefore is not limited to one-off generative causes but, as the example shows, can also be used to indicate a cause that sustains the existence of another entity over time. Taking into account the Abhidharmic notion of momentariness (kṣanikavāda), the distinction between the one-off and this sustained form of causal dependence might seem less clear-cut, since the latter can be analysed in a similar manner to, say, the case of the poet and the poem, as, strictly speaking, it is only a momentarily existing dharma that serves as the one-off cause of another momentarily existing dharma. However, a significant difference between these cases is that, unlike the poem, a sustained effect such as fire, construed as a distinct continuum or series of momentary dharmas, is inseparable from its āśraya insofar as there is no moment of fire without a distinct moment of fuel causing it (whether they exist in the same moment or the former immediately follows the latter).

As we have seen above, the AKBh considers the great elements to be the support of avijñaptirūpa, a specific type of derivative material form. The great elements, however, do not only serve as the support for the unmanifest material form. When analysing the term mahābhūta, Vasubandhu notes that they are called ‘great’ because they are the basis (āśraya) of all other kinds of matter, which, as Yaśomitra’s commentary, the Sphuṭārthā Abhidharmakośavyākhyā (AKVy), confirms, refers to all forms of derivative matter.Footnote 12 Although neither Vasubandhu nor Yaśomitra specifies what is meant by this relationship here, certain passages of the AKBh suggest a mereological or constitutive relation (which, as we have seen, is a kind of ontological dependence relationship). For instance, in the commentary of AKK 2.22d and 1.13d, it is noted that derivative matter is supported (āśrita) by a tetrad of primary elements (with the latter conceived here as property-particulars or tropes).Footnote 13 A natural reading of these passages is that derivative matter is supported by the primary elements in the sense of being constituted by the four of them. Some other Abhidharmic texts, such as Skandhila’s Abhidharmāvatāra, also seem to substantiate a mereological interpretation, claiming that the mahābhūtas are ‘great’ because they are found in all secondary matter.Footnote 14 Mereological analysis was commonly used in Buddhist philosophical treatises in order to show that anything that disappears when deconstructed either physically or by the mind, exists only nominally (prajñaptisat), but not ultimately (paramārthasat).Footnote 15 Despite their seemingly mereological dependence on the great elements, most Ābhidharmika masters accepted (at least some of) the derivative material forms as ultimately real entities, that is having the same ontological status as the great elements. Masters such as Dharmatrāta or Srīlāta questioned only the reality of avijñaptirūpa or the derivative tangible forms. Buddhadeva, in contrast, held secondary matter to be nothing else than the specific type or state of the mahābhūtas.Footnote 16

In any event, we might also interpret the āśraya-āśrita relationship between the great elements and the derivative material forms in a broader sense of causal dependence. Vasubandhu differentiates five ways in which derivative material forms are held to be caused by the mahābhūtas.Footnote 17 The first is to be their generative cause (jananahetu), also called by Vasubandhu as a cause of arising (janmahetu).Footnote 18 This relationship seems to be quite straightforward since both according to Vasubandhu and Yaśomitra, it means that the derivative material forms arise from the great elements.Footnote 19 The second cause, which bears a name visibly related to āśraya, is the supporting cause (niśrayahetu). With regard to the supporting cause, Vasubandhu says that the arisen derivative material forms follow or conform to the great elements.Footnote 20 Accordingly, niśrayahetu is also called as a cause of modification or change (vikārahetu). This relationship between primary and secondary matter is compared by Vasubandhu to the way a student relies on their teacher. Yaśomitra’s remarks are especially helpful here as he glosses Vasubandhu’s claim about the derivative material forms following or conforming to the great elements as the view that they undergo a change whenever the great elements change.Footnote 21 Yaśomitra’s commentary on niśrayahetu does not only recall our definition of supervenience seen above, but, as we will see it shortly, is also in line with Vasubandhu’s definition of āśraya given in the context of the six sense faculties (indriya) and the consciousnesses (vijñāna). The third way derivative material forms are held to be caused by the great elements is that the latter serve as their establishing cause (pratiṣṭhāhetu) or substratum cause (ādhārahetu). Ādhāra is occasionally used as a synonym for āśraya, and Vasubandhu appeals to the simile of a wall supporting a painting to illustrate this sort of relation between the two forms of matter.Footnote 22 The painting should probably be understood here as a mural, suggesting that the great elements do not simply provide the locus, but the substratum or physical support of the derivate material forms.Footnote 23 Concerning the fourth cause, the maintaining (upastambhahetu) or sustaining cause (sthitihetu), Vasubandhu claims that it is by virtue of the great elements that the temporal existence of the derivative material forms is not interrupted or cut off.Footnote 24 In the case of the strengthening cause (upavṛṃhaṇahetu), Vasubandhu and Yaśomitra only say that it is synonymous with the cause of growth (vṛddhihetu).Footnote 25 Although it is listed as a separate cause, on account of its two names, it can be interpreted as being similar to vikārahetu: the great elements cause certain changes in the secondary material forms, specifically that they grow or become stronger.Footnote 26

In light of the passages discussed so far, we have multiple options for interpreting the sense in which the great elements are the āśraya of the derivative material forms. As we have seen, the commentary on AKK 2.22d and 1.13d suggesting that derivative forms of matter consist of the primary elements allows for a reading along the lines of a mereological or constitutive dependence relation. It is, however, also plausible that the great elements are regarded as the āśraya of derivative material forms in five causal ways, in the sense of bringing them about, determining their states and growth, as well as spatio-temporally sustaining them. This causal interpretation would make the dependence relationship meant by āśraya identical to that expressed by upādāya, a term used to denote the fivefold causal dependence between primary and secondary matter in the commentary on AKK 1.11.Footnote 27

While we cannot exclude the possibility that an āśraya-āśrita relationship may refer to different relationships in different contexts, assuming that Vasubandhu had a unified and more specific technical application of āśraya in mind, it is reasonable to think that the āśraya-āśrita relationship consists in the second out of the five causes, that is the niśrayahetu. Accordingly, the reason why the great elements are regarded as the āśraya of derivative material forms is that the state of the latter conforms to the state of its support. This interpretation of āśraya is substantiated not only by the similarity of their names (i.e. niśraya and āśraya), but also by an important passage in the AK(Bh) to be discussed below that analyses the relation between the sense faculties (visual, auditory, olfactory, gustatory, tactile and mental faculties) and their respective consciousnesses (vijñāna). Looking at this passage will also give us a better picture of why the mereological and the fivefold causal interpretations are less feasible avenues to pursue in understanding the meaning of āśraya.

In the commentary on AKK 1.45ab, Vasubandhu’s opponent raises the question of why only the sense faculty is to be considered the āśraya of consciousness and not the object as well, when the arising of consciousness depends on both of them. The question shows that the opponent has a broader understanding of āśraya, including any cause of the arising of an entity. Vasubandhu specifies that in order to consider something an āśraya it needs to fulfil an important condition which does not hold true of the objects.

The eye and so on are the supports [of the respective consciousnesses], since due to the change [of the faculties], there is a change [of consciousnesses].

Due to the change of the eye and so on, there is a change of the [respective] consciousnesses, because they conform [to the faculties] being treated, impaired, sharp or weak. But there is no such change [of consciousness] due to the change of the visual objects, etc.Footnote 28

Although consciousness depends on a sense faculty as well as an object for its arising, Vasubandhu claims that only the faculty serves as the āśraya of perception, for the change or modification of the faculty brings about a change in the respective consciousness.Footnote 29 The object, on the other hand, does not have the same effect on consciousness. Just as we have seen in the case of niśrayahetu (or vikārahetu), Vasubandhu describes the dependence relationship between āśraya and āśrita in terms of the supported relatum following or conforming to the modification of its support. This close and invariable dependence, which is missing in the case of the objects, makes the respective faculty the support of consciousness.Footnote 30 Clarifying what sort of change he has in mind, Vasubandhu gives various examples of such modifications of the faculties: for example when one treats the eye, as Yaśomitra specifies, by applying ointment on it, when it is impaired by dust or some other substance, or when it is sharp or weak. In the case of the eye being treated by ointment or impaired by dust, Yaśomitra notes that consciousness arises accompanied by pleasant (sukha) or unpleasant (duḥkha) feeling, respectively. As an example of a weak (manda) eye, he mentions old age, while as for being sharp (paṭu), he refers to the eye of a vulture.Footnote 31 The reason why the objects are not thought to similarly modify consciousness is somewhat elucidated by Yaśomitra’s sub-commentary, who outlines two opposite scenarios: (a.) the eye being in a favourable (anugṛhīta) condition while the visible object being damaged (upahata), and (b.) the eye being damaged while the object being in a favourable condition. With regard to the first case, he gives the example of those who are indifferent towards or no longer attached to the object perceived. According to Yaśomitra, their consciousness is not modified by the object, since it arises without duḥkha.Footnote 32 On the other hand, if their āśraya does not function properly, their consciousness is affected by various misrepresentations or illusions, for example, when due to jaundice (kāmala) one sees everything with a yellow hue, or due to ophthalmia (timira) one sees things covered with a ‘net of hair’.Footnote 33 While, as the first scenario shows, the object does not have the capacity to modify consciousness in and of itself, the altered state of the faculties will necessarily bring about an overarching change in the mode of consciousness.

As I mentioned with regard to niśrayahetu, Vasubandhu’s analysis of the āśraya-āśrita relationship in terms of the supported entity conforming to the change of its support is reminiscent of our notion of supervenience.Footnote 34 Despite the similarities, there are some differences between Vasubandhu’s idea and the modern conception of supervenience that should be noted here.Footnote 35 While Vasubandhu says that if there is a change in the āśraya there must be a change in the āśrita as well, supervenience is generally defined the other way round, that is, if there is a change in the supported entity there must be a change in the support as well. Vasubandhu’s phrasing allows for the possibility that the support does not wholly determine the supported, or in other words, not all changes of the supported entity depend on its support. Using Vasubandhu’s example of a student relying on their teacher, while a change in the teacher’s thoughts will inevitably influence the student’s ideas, it does not follow that all changes of the student’s thinking necessarily come from the teacher.Footnote 36 Vasubandhu’s phrasing and especially his simile suggest that he had a looser sort of determination relationship in mind that we might distinguish from supervenience. At any rate, compared to Vasubandhu’s weaker analogy of the student and the teacher, the relationship between the great elements and the derivative material forms displays stronger resemblance to supervenience, since it is reasonable to think that all states of the derivative materials forms are determined by the great elements.

The case of the faculties and consciousnesses is more complicated, though. Our passage identifies two entities on which the arising of consciousness depends (i.e. the sense faculty and the object) and claims that it is the sense faculty that determines the mode of consciousness. It is, however, ignored here that the five sensory consciousnesses, in fact, have two āśrayas. In the preceding verse (AKK 1.44cd) and its commentary, the five sensory consciousnesses are said to be supported not only by their unique and simultaneous indriyas (sahaja āśraya) such as the eye, etc., but also the manas construed as the similar and immediately preceding condition (samanantarapratyaya) for consciousness.Footnote 37 Here, however, we are not told either by Vasubandhu or Yaśomitra whether and, if so, in what sense the latter determines or modifies consciousness. One possibility is that the manas is considered to be an āśraya only in the sense of being a necessary condition for the arising of a phenomenon, which in giving way to a new instance of consciousness does not influence the nature or mode of the five sensory consciousnesses. As such, āśraya is understood here in the same way as it was by Vasubandhu’s interlocutor supposing that both the object and the faculty are the āśrayas of consciousness. Another passage, however, appeals to the manas to explain the mental nature of the five sensory consciousnesses. The discussion starts from the problem that if avijñaptirūpa is considered to be rūpa on account of its basis (āśraya) being physical, then consciousnesses should also be physical.Footnote 38 In order to solve this conundrum, the Vaibhāṣika appeals to the twofold support of the five sensory consciousnesses, claiming that they inherit the mental nature of the manas, and not, like avijñaptirūpa, the physical nature of their material āśrayas.Footnote 39 It is also worth recalling here that it is its āśraya that determines the moral character of avijñaptirūpa. We see an analogous correspondence between the moral nature of the support and the supported in the case of the manas as well, since, as a similar and immediately preceding condition (samanantarapratyaya), it induces a subsequent moment of consciousness with a similar moral quality.Footnote 40 So, while the sense faculties determine the mode of appearance of consciousnesses, they do not account for all of their modifications, as their mental and moral nature are determined by their “second” āśraya. In a strict sense, therefore, we cannot say that the consciousnesses supervene on their unique faculty in every respect.

Having investigated the concept of niśrayahetu and the dependence of the consciousnesses on the faculties, we can draw the conclusion that the essence of an āśraya-āśrita relationship consists primarily, if not exclusively, in determination, insofar as the āśraya, as the supporting relatum of an asymmetric dependence relationship, determines the fundamental nature or mode of its āśrita. The modification of the great elements, the sense faculties, and, as we now see it retrospectively, the fuel necessarily brings about the transformation of the supported entity as well. The support can determine the nature of the supported entity in various respects, such as its mode of appearance, ontological status or moral character. Furthermore, as in all three cases examined, āśraya is predominantly used to characterise ontological dependence relationships, which, strictly speaking, is another necessary condition for being an āśraya. Broadly speaking, however, as we have seen in the case of avijñaptirūpa, this sort of determination is true for certain one-off generative causes as well, which explains why they can also be called an āśraya. Accordingly, in its basic meaning, āśraya might be best construed as the basis that determines the nature or fundamental transformation of something else.

As for the alternative interpretations of āśraya I raised concerning the relation between primary and secondary matter, assuming that Vasubandhu is working with a unified concept, a mereological or constitutive relation makes little sense in the case of the sense faculties and the consciousnesses. The distinctive nature of the dependence relation between the consciousnesses and the faculties also separates the āśraya-āśrita relation from the fivefold causal relation obtaining between primary and secondary matter expressed by the term upādāya. The similar description of their meanings confirms that the concept of āśraya is to be identified with that of niśraya, a specific subcategory of upādāya. Similarly, when discussing the pudgalavāda position, due to the generic nature of the term, Vasubandhu invites his opponent to clarify the exact meaning of upādāya (see AKBh 461.20ff), entertaining the idea that it should be understood in terms of the more specific āśraya-āśrita relationship.Footnote 41

Although the usage of āśraya discussed so far represents a significant cluster of its occurrences in the AK(Bh), we can find cases that somewhat diverge from this pattern. For instance, in the claim that the mind (citta) is the basis (saṃniśraya) of the notion of ‘I’ (ahaṃkāra), and hence is metaphorically called the ātman, its cognate is used to mean the referential basis of false superimposition.Footnote 42Āśraya is also used in connection to substance-attribute dependence, when in chapter 9 Vasubandhu criticises the non-Buddhist conception of the ātman. In this critical context, even though the term āśraya is used in the framework of an ontological dependence relationship, its core aspect of determining the nature of the supported phenomenon is missing. Vasubandhu’s non-Buddhist interlocutors argue that it is necessary to accept the existence of a self (ātman) as an underlying substance (dravya), otherwise the various thoughts, conditioning factors (saṃskāra), memory or sensations as accidents or qualities (guṇa) would not have a support or bearer (āśraya), and hence would not exist.Footnote 43 As for the putative relationship between the ātman and, for example, its thoughts or saṃskāras, Vasubandhu asks his opponent again to explain how the relationship between the support and the supported is to be conceived.Footnote 44 Vasubandhu notes that evidently it cannot be taken physically, such as how a wall supports a picture, or a bowl supports fruits (just as we have seen above, Vasubandhu here uses the term ādhāra), as it would lead to the consequence that (i.) there is physical obstruction (pratighāta) between the self and, for example, the thoughts it has, and that (ii.) they are separated (yuta), which, according to Yaśomitra, means that they occupy different spatial locations (pṛthagdeśatva).Footnote 45

The opponent proposes that the relationship rather resembles that between the earth and its qualities, such as its odour, implying that the ātman is the āśraya of its various mental states not as a physical support but in the metaphysical sense of being the underlying bearer of its qualities. Vasubandhu, however, turns the analogy to his own advantage and, in contrast to the opponent’s ‘pin-cushion’ model (according to which properties are attached to substances as pins to a pincushion), interprets it in terms of a ‘bundle-theory’. Accordingly, the self is only a convenient designation for the bundle of various physical and mental processes, just as there is no earth distinct from its qualities.Footnote 46 Although, in favour of this mereological explanation, Vasubandhu rejects the existence of an āśraya taken in the sense of an underlying substance, he later makes it clear that nonetheless there is an āśraya to which sensations such as pleasure or pain pertain, in a way the flowers belong to the trees on which they appear or fruits belong to the forests in which they grow.Footnote 47 This āśraya, however, is no other than the six internal āyatanas (ṣaḍāyatana), which is an alternative way of denoting the six indriyas. As Yaśomitra’s commentary further elaborates, even though the subject-predicate structure of our statements suggest that there are substances distinct from the qualities they appear to support, such as trees bringing flowers or forests bearing fruits, in fact there is no such thing as a tree or (giving an even more perspicuous example) a forest conceived as whole over and above its parts.Footnote 48 While Vasubandhu’s conception of āśraya put forward here as an alternative to its non-Buddhist understanding is ostensibly related to our previous discussion of the relation between the six sense faculties and their consciousnesses (Yaśomitra even quotes AKK 1.45ab to remind us of their determination relation), Vasubandhu and Yaśomitra make a slight shift from characterising the six indriyas as āśrayas individually to calling them so collectively. This leads us to the discussion of the specific referents of āśraya.

Āśraya with a Specific Referent: The Psychophysical Basis and its Shifting Connotations

After looking at the basic meaning of āśraya and examining the nature of the dependence relations in which it appears, I now turn to the specific referents of the term. We have already seen one of the most common referents of āśraya: the six sense faculties serving as the support of the consciousnesses. In light of this relationship, in a few passages of the AK(Bh), āśraya is simply used as an epithet in place of the indriyas. For instance, when discussing the eighteen sense fields (dhātu), Vasubandhu notes that the twelve internal (ādhyātmika) ones are the six consciousnesses and the six āśrayas.Footnote 49 Although these passages are not necessarily concerned with the nature of their relationship, the rationale behind calling the faculties a support is often made evident by mentioning them alongside the entities that depend on them, that is, the corresponding consciousnesses.

We have also seen that the six indriyas, construed individually, are regarded as āśrayas because each of them acts as the support of its respective consciousness by determining its mode of appearance. Vasubandhu’s arguments against the conception of ātman, however, already pointed to the direction of calling them āśraya collectively as well. This usage is made even more conspicuous in the commentary on AKK 2.5 claiming that the basis of citta (cittāśraya) is the six sense faculties or the six sense spheres (āyatana), which are said to be the main constituents of a being (maula sattvadravya).Footnote 50 In the rest of the passage, Vasubandhu discusses how this sixfold āśraya relates to other indriyas, for example that the āśrayas can be differentiated on account of their sexual faculties (strīpuruṣendriya), that is whether the āśraya is female or male, or that the āśraya persists for a certain period of time by virtue of the life-faculty (jīvitendriya).Footnote 51 Accordingly, in several passages of the AK(Bh) the sensible translation of āśraya seems to be ‘psychophysical basis’, ‘personal basis’ or ‘sentient being’, referring to the individuum the six sense faculties make up together.Footnote 52 For example, one passage says that the stages of the path of preparation (prayogamārga) can be realised by a kāmāśraya, meaning a sentient being that resides in the kāmadhātu.Footnote 53

Although, as one of its specific referents, āśraya often simply means psychophysical basis (that is, the five material indriyas or āyatanas and the manas), the term is to be understood in a context sensitive way, insofar as the attention often shifts (or is even restricted), as I aim to show, either to the physical or the mental constituents of a sentient being. Accordingly, we can find a significant number of passages where āśraya refers primarily to the body. In verse 3.41, Vasubandhu talks about two kinds of sustenance (āhāra), one nourishing the support (āśraya), while the other the supported (āśrita). As he explains in the commentary, āśraya refers to the body together with its faculties (sendriya kāya) which are sustained by edible food. The āśrita, on the other hand, refers to the mind and the mental concomitants (cittacaitta) which are nourished by contact (sparśa).Footnote 54 The body-mind relation put forward here can be interpreted along the same lines as the relation between the indriyas and the vijñānas discussed so far. Citta in the AK(Bh) is said to denote the same thing (ekārtha) as manas and vijñāna, therefore they might be used interchangeably.Footnote 55 As for the relationship between the body and the faculties, the five material indriyas are held to consist of pellucid or clear matter (rūpaprasāda) which is supported by the coarse sense organs, the adhiṣṭhānas (meaning ‘seat’ or ‘basis’)—the collection of which seems to be the referent of the ‘body’ (kāya) here.Footnote 56 The idea that the body is regarded as the āśraya of the mind on account of the indriyas supporting the consciousnesses is corroborated by the claim that the sustenance of citta is contact (sparśa), which is said to arise from the coming together of the sense faculty, the sense object and the consciousness.Footnote 57

While the indriyas have an important role in explaining why the body is regarded as the support of citta, they sometimes fade into the background. Relatedly, it is also worth noting that even though calling the body (with its faculties) an āśraya presupposes its relation to the citta as an āśrita, in certain passages the term is used on its own without any indication of the entity it supports. For instance, in one passage of the AK(Bh) Vasubandhu declares that the variety of the world arises from karma.Footnote 58 Hearing this claim his interlocutor wonders why the actions of beings generate both pleasurable things such as sandalwood, and unpleasurable things such as bodies (śarīra). As Vasubandhu explains, it is due to their mixed, that is both auspicious (kuśala) and inauspicious (akuśala), actions that the beings experience delightful phenomena as well as āśrayas (used as a synonym for śarīra here) with wounds or abscesses (vraṇa).Footnote 59 In another interesting passage where āśraya seems to refer primarily to the body, Vasubandhu claims that even though the eye sense faculty (as well as the ear and nose sense faculty) constitutes one dhātu, insofar as it generates a single visual consciousness, it exists in pairs for the sake of the beauty of the āśraya. The text adds that with a single ‘seat’ (adhiṣṭhāna) such as with one eye, ear or nostril, one would be unattractive, which underlines that āśraya is meant to refer to the coarse body here.Footnote 60

In a further example, which also hints at another explanation of why the body is considered the āśraya of the mind, we read that since death (cyuti) and birth (upapatti) concern the mental consciousness (manovijñāna), someone without mental activity (acittaka) cannot die or be reborn.Footnote 61 According to Yaśomitra, acittaka refers for example to those practitioners who are in the meditative states of nirodhasamāpatti or asaṃjñisamāpatti.Footnote 62 However, when their āśraya is altered (or in this case rather damaged), as Yaśomitra adds for instance by a weapon or fire, the mind (citta) which is bound to that āśraya manifests, and the person dies.Footnote 63 That the passage talks about the physical damage of the āśraya suggests that the term refers primarily to the body here. Concerning the impossibility of rebirth, the bhāṣya notes that since—being mental concomitants—there are no defilements (kleśa) in a mindless state, the causes of rebirth are also missing.Footnote 64 In his commentary, Yaśomitra remarks that the mind is bound to the āśraya insofar as the latter has the potentiality (bīja) to regenerate it.Footnote 65 This is an allusion to the problem of how the body and mind can rearise after states where either the body (for example, in the ārūpyadhātu, i.e. the immaterial realm) or the mind (such as in the two meditative states mentioned above) has ceased or been suspended for a long time. The AKBh mentions the view of the ‘earlier masters’, associated by Yaśomitra with the Sautrāntikas, that the body and the mind have the capacity to give rise to each other.Footnote 66 So, according to this explanation, after the mindless meditative states it is the body with the faculties (sendriya kāya) from where the mind rearises.Footnote 67

While the bodily connotations of the term āśraya have a strong presence in the AK(Bh), and, accordingly, scholars often emphasise that its usage in the text is centred on the body,Footnote 68 as we have seen for instance in AKK 2.5, āśraya is typically meant to denote the entirety of the sentient being, having equally in mind its physical and mental constituents. Moreover, in certain passages the focus occasionally shifts to the mind, especially in soteriological contexts. Even though in many of the passages cited so far, the mind was characterised as āśrita, we have also seen instances where it was considered an āśraya. When discussing āśraya as a referential basis of false superimposition, I adduced Vasubandhu’s claim that since the mind (citta) is the basis (saṃniśraya) of the notion of ‘I’ (ahaṃkāra), it is metaphorically called the ātman. AKK 2.34ab and its commentary also make it clear that the mind can be regarded an āśraya. Vasubandhu claims that while citta, manas and vijñāna denote the same thing (ekārtha), these terms carry different connotations. As a possible etymological explanation of citta, he says that the mind is being accumulated (cita) with auspicious and inauspicious karmic potentialities (dhātu).Footnote 69 With regard to the manas and the vijñāna, he says that the former expression stresses that the mind is a support (āśraya), while the latter that it is also supported (āśrita).Footnote 70 The manas is considered to be an āśraya due to its function of being the particular support of the mental consciousness, as well as the past support of the five sensory-consciousnesses. In a further passage related to the discussion of how the body and the mind have the capacity to give rise to each other, an interlocutor asks what the basis (niśraya) of the beings’ mental stream (cittasaṃtati) is in the ārūpyadhātu, if physical matter is absent. Here Vasubandhu agrees with the Sautrāntika position that at least in the immaterial realm the mind can serve as its own support (niśraya) without relying on anything other than itself. He adds that if a being has craving for physical matter, it will be reborn in a physical body with its mind-stream being supported by its body—otherwise it is able to function independently of matter.Footnote 71

An important context where the focus falls almost exclusively on the mental constituents of the āśraya, with its bodily connotations being marginal, is that of the āśrayaparāvṛtti. In both of its discussions in the AKBh, the transformation (parāvṛtti or parivṛtti) of the āśraya characterises those practitioners who have transformed from an ordinary being into an ārya.Footnote 72 While analysing the various examples of the āśraya-āśrita relationship, we have seen that in paradigmatic cases the transformation of the āśraya entails a fundamental change in the āśrita as well. The passage mentioned earlier discussing the relation of the sixfold āśraya to other faculties of the sentient being illuminates what the āśrita of the transformed āśraya could be here. Vasubandhu there says that the six indriyas or āyatanas are the basis (āśraya) of the continuation of saṃsāra.Footnote 73 In light of this, it is reasonable to interpret āśrayaparāvṛtti as a transformation that puts an end to the beings’ wandering in cyclic existence.

In the first passage discussing the transformation of the āśraya, the Vaibhāṣika speaker invites their Sautrāntika opponent to explain how those who have abandoned the afflictions (kleśa), i.e. the āryas, and those who are still under their sway can be told apart if we do not presuppose the existence of the controversial dharma called ‘possession’ (prāpti).Footnote 74 According to the Sautrāntika position, what differentiates the āryas from ordinary beings (pṛthagjana) is the distinct state of their āśraya (āśrayaviśeṣa).Footnote 75 In the case of the āryas the āśraya is transformed (parāvṛtta) by the power of the path of seeing (darśanamārga) and the path of cultivation (bhāvanāmārga), therefore the afflictions to be abandoned by these paths cannot sprout again. Continuing with the botanical metaphor, Vasubandhu says that when the āśraya no longer has the seeds (bīja), that is the capacity, to regenerate the afflictions, one can be said to have completely eradicated them.Footnote 76 He later clarifies that bīja refers to any psychophysical entity (nāmarūpa) which has the capacity to produce a fruit either directly or indirectly through the distinct modification (pariṇāmaviśeṣa) of the ‘stream’ or ‘continuum’ (saṃtati).Footnote 77 Vasubandhu here explains saṃtati as the conditioning factors (saṃskāra) of the three times (past, present and future) having the nature of cause and effect, while in chapter 9 he defines it as the continuous arising of the mind (citta) preceded by karma.Footnote 78

In the other passage mentioning āśrayaparāvṛtti, Vasubandhu differentiates five types of person with regard to whom any harm or auspicious action is immediately ripened. Examining the transformation of the āśraya, it is the last two groups of persons who are relevant for us: those who have attained the darśanamārga, that is just turned into an ārya, and those who have attained the fruit of arhatship. With regard to both, Vasubandhu notes that they have a pure continuum (saṃtati) because their āśraya has transformed into a new one (pratyagrāśraya) as a result of completely eradicating the defilements to be abandoned by that path.Footnote 79

Even though both passages acknowledge that a being is a stream or continuum of various psychophysical constituents, on the most natural reading of these passages, the focus of āśrayaparāvṛtti is on the transformation of the mental stream (cittasaṃtati or cittasaṃtāna). That they speak about the complete eradication of kleśas, which are classified as concomitants of the mind (caitta), clearly supports the reading that the transformation of the basis concerns first of all the mind.Footnote 80 However, based on the bodily connotation the term āśraya took on in certain contexts in the AK(Bh), scholars such as Yamabe (2018, 2020) suggested that there might also be an intrinsic change happening to the body in the course of becoming an ārya. Yamabe, as well as other scholars, pointed out that in the early Yogācāra literature the transformation of the basis (with āśraya referring to the ālayavijñāna) coincides with certain bodily changes. More specifically, it was noted that the transformation of the basis brings about a joyful ease (praśrabdhi) or ‘workable state’ (karmaṇyatā) of the body and the mind. However, no bodily changes are indicated in the passages discussing the transformation of the āśraya in the AKBh.Footnote 81 Both passages leave the possibility open that, if there is any bodily aspect relevant to this transformation at all, it merely consists in the body’s losing its ability to engage in inauspicious actions as an incidental consequence of the purification of the mind initiating such (bodily and verbal) actions. Moreover, in a remarkable passage discussing the practice of taking refuge, Vasubandhu warns that one should take refuge in the Buddha-qualities, since the rūpakāya or physical body of the Buddha did not change when he achieved Buddhahood. As Yaśomitra mentions, achieving Buddhahood can be described as a form of āśrayaparivṛtti.Footnote 82 This passage seems to contradict the interpretation that, according to the AK(Bh), any intrinsic bodily change happens during āśrayaparāvṛtti.