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Review

Application of Life Cycle Sustainability Assessment in the Construction Sector: A Systematic Literature Review

Institute of Sustainability in Civil Engineering, RWTH Aachen University, Mies-van-der-Rohe-Str. 1, 52074 Aachen, Germany
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Author to whom correspondence should be addressed.
Processes 2021, 9(7), 1248; https://doi.org/10.3390/pr9071248
Submission received: 22 June 2021 / Revised: 8 July 2021 / Accepted: 16 July 2021 / Published: 19 July 2021
(This article belongs to the Special Issue Advances in Green Manufacturing and Optimization)

Abstract

:
This paper reviews actual sustainability assessments in the construction sector to define whether and how a Life Cycle Sustainability Assessment (LCSA) is applied and interpreted in this sector today. This industry has large shares in global energy (33%), raw material consumption (40%) and solid waste generation (40%). Simultaneously, it drives the economy and provides jobs. The LCSA is a method to identify environmental, social and economic impacts of products/services along their life cycles. The results of this study showed a mismatch between sectoral emissions and the number of LCSA-based impact evaluations. It was found that only 11% of papers reviewed assessed all three sustainability pillars. The economic and especially the social pillars were partly neglected. In Life Cycle Assessments (LCAs), 100% made use of Global Warming Potential (GWP) but only 30% assessed more than five indicators in total. In Life Cycle Costing (LCC), there were a variety of costs assessed. Depreciation and lifetime were mainly neglected. We found that 42% made use of Net Present Value (NPV), while over 50% assessed individual indicators. For the Social Life Cycle Assessment (S-LCA), the focus was on the production stage; even the system boundaries were defined as cradle-to-use and -grave. Future approaches are relevant but there is no need to innovate: a proposal for a LCSA approach is made.

1. Introduction

Sustainability is becoming increasingly important for actual and future generations and an essential part of today’s decisions in all sectors [1]. Late in 2019, the European Commission (EC) introduced the European Green Deal to tackle climate and environmental crises simultaneously. The recommendations in the EU masterplan for energy-intensive industries (such as the construction industry) were to make use of Life Cycle Assessments (LCAs) to measure the emissions of products and materials [2]. At an international level, the United Nations (UN) adopted a 10-Year Framework of Programmes on Sustainable Consumption and Production Patterns (10YFP) in 2012. One out of the five areas in the program dealt with sustainable buildings and construction approaches, in which the importance of sustainable social housing and energy, along with resource efficiency throughout the supply chain, were clearly mentioned [3]. Buildings are often considered an important and integrated part of sustainable development because of their crucial role in society, the economy and the environment [4]:
  • The construction industry is responsible for about 10% of the global Gross Domestic Product (GDP) and employs 100 million people [5].
  • It consumes great amounts of resources: 33% of the global energy consumption is used by the construction sector, 40% of the raw material consumption belongs to it and the construction sector is contributing to 40% of the global solid waste generation [6,7].
  • There is a high demand for concrete production, due to which the CO2 emissions of the construction industry are responsible for about 7% of the global emissions, similar to the iron and steel industries [8,9,10].
  • Material extraction and manufacturing account for about 90% of the total environmental impact of a residential building, while resource extraction and manufacturing contribute about 60% of the construction costs [5].
  • Continuing with business as usual in the construction sector will require a doubling in raw material extraction by 2050 [10].
Decision-makers in this sector, therefore, have a great responsibility: Effective sustainable product development starts at an early stage of a product’s life cycle [11], which necessitates the Life Cycle Sustainability Assessment (LCSA) to provide a valuable support [12]. The LCSA is a life cycle-based assessment of products and services including the three pillars of sustainability: environmental, social and economic [13,14]. The results of the LCSA can be used to compare different products or contribute to sustainable decision making [15].
The aim of the structured literature review in this study was to define whether and how the LCSA is applied and interpreted in the construction sector today. Step 1 (Figure 1) of the review starts with problem definition and the initial research question: Does the LCSA find applications in the construction sector, and if so, how and to what extent?
Five more questions that arose from the initial one, to specify further, were:
  • Do LCSA studies follow the approach of Finkbeiner et al. (2010) and Kloepffer (2008)?
  • How many and which indicators are applied and reported per pillar (LCA, Social Life Cycle Assessment (S-LCA), Life Cycle Costing (LCC))?
  • Which results are depicted and how are they interpreted?
  • Are any challenges evident in the studies, and what are they?
  • What anchors the LCSA and the construction sector? How could implementation strategies further be improved?
The study consisted of four steps (Figure 1) according to Cooper (1982) and Fink (2019) [16,17]. In step 1, the initial research question was defined, bibliographic databases were selected and search terms were chosen. Step 2 dealt with the practical screening, leading to the core of the article in step 3; by applying a systematic literature review, quantitative-qualitative content analysis methods were used, with the methodological screening focusing on data from relevant studies. A review protocol and a deductive coding scheme for content analysis were designed, steadily developed and used for analysis. Based on this analysis, in step 4, data were interpreted and discussed. Statistics were mapped and overlaps, gaps and challenges were identified.

2. Life Cycle Sustainability Assessment

The LCSA is intended to enable products and services to be evaluated over their life cycle, considering the three dimensions of sustainability. The approach of combining all three levels of sustainability goes back to the ‘Produktlinienanalyse’ (English translation: Product Line Analysis) of the German Oeko-Institut [18]. Derived from this, the widely-accepted Triple Bottom Line (TBL) approach was developed, which Kloepffer and Finkbeiner translated into a first definition of the LCSA in 2008 and 2010 [13,14]. It is a framework for sustainability assessment of both positive and negative impacts, whereby the social pillar, in particular, can have positive influence on the overall sustainability assessment [19,20,21]. In addition, the LCSA extends the scope of the analysis from mostly product-related questions (used for the LCA) to sector-related questions [22]. The initial LCSA framework [13,14], which is well-accepted and based on the three-dimensional sustainability concept, is often described by the following formal Equation (1):
L C S A = L C A + L C C + S - L C A
where the LCA is the environmental assessment of a product’s life cycle [23], LCC (as Life Cycle Costing) is the evaluation of costs and revenues of a product life cycle [24] and S-LCA is the Social Life Cycle Assessment, which evaluates positive and negative social impacts [20,25]. Equation (1) is based on three separate life cycle-based evaluations for each sustainability dimension. The formal LCSA equation describes the idea of implementing the three techniques in a way that is complementary and contemporary to the same functional unit (FU) and equivalent system boundaries. The LCSA interpretation phase does not require any weighting between the three pillars. The three assessments are equal and poor performance of one pillar cannot be compensated by better performance of another pillar [13,14]. It is also not recommended to aggregate the results due to the consequent risk of missing transparency in the LCSA’s infancy stage [5]; such a misleading scenario is shown by Equation (1). Besides the LCSA application option introduced by Kloepffer (2008) and Finkbeiner et al. (2010) [13,14] (Equation (1)), a second option for LCSA application has been developed by Kloepffer (2008) [14], Guinée et al. (2011) [26] and Heijungs, Huppes and Guinée (2010) [27]. Option 2 (expressed in Equation (2)) differs from Option 1 (Equation (1)) by ideally being based on a single product system inventory (instead of three), called the Life Cycle Inventory [23]. Connected and intertwined with this is the evaluation of many impact categories related to the three sustainability dimensions, which is covered by an integrated Life Cycle Impact Assessment (LCIA) [23,26]. Kloepffer (2008) [14] named this Option 2 ‘LCA new’. Guinée et al. (2011) and Heijungs et al. (2010) [26,27] named Option 2 the ‘integrated sustainability assessment with life cycle perspective’. Both naming schemes pursue the same goal of a single product system inventory.
L C S A =   L C A   n e w   L C S A =   i n t e g r a t e d   s u s t a i n a b i l i t y   a s s e s s m e n t   w i t h   l i f e   c y c l e   p e r p e c t i v e
The advantage of the LCSA, for both options (Equations (1) and (2)), is the transparency and the identification of potential trade-offs (fictitious examples: lower emissions vs. higher costs; fair wages vs. higher emissions) between the three sustainability pillars, each affected by different levels of maturity and different target functions of each sustainability dimension [28]. Some approaches are available to support the understanding and interpretation of the LCSA for non-experts and decision makers: Scales and figures help address the levels of indicators used in the LCSA and the individual pillars [13]. Examples to be named are: the Life Cycle Sustainability Triangle (LCST) [13], the Life Cycle Sustainability Dashboard (LCSD) [29], the Sustainability Crowns [30] and the Tiered Approach [28].
The LCSA differs from approaches such as the MSCI Environmental, Social and Governance (MSCI ESG) [31], Refinitiv [32] or EcoPortal [33] in that the LCSA is applied to products by focusing on the complete product life cycle and not by weighting the individual pillars. The MSCI ESG, for example, is more at a corporate level and is used to compare companies and their exposure to industry-specific risks based on business activities, location and how risks are managed. The goal is to identify low-risk business investment opportunities and manage enterprise risks [31,32,33], not to assess negative and positive impacts generated along a product life cycle as the LCSA does independently by companies and financial strategies.

2.1. Individual Assessments and Construction Norms (Step I)

The Life Cycle Assessment (as part of the LCSA) offers an approach for assessing processes and systems and quantifying their potential environmental impacts. It is a widely applied method, and furthermore, the only non-sector-specific standardized environmental assessment method concerning ISO 14040/44. The four phases of the LCA are (1) Goal and Scope definition, (2) Life Cycle Inventory Analysis (LCI), (3) Life Cycle Impact Assessment (LCIA) and (4) Interpretation [14,23]. In the LCA, energy and material flows (as inputs) and associated waste flows and emissions (as outputs) are assessed, as well as their effect on the ecosystem and human health. Among the assessment methods within the LCSA, the LCA is considered the most developed and completely standardized [15]. LCI data can be obtained from the literature, from internal company data or from databases. Several databases, such as Ecoinvent or GaBi, and various software solutions, such as GaBi, SimaPro, Umberto or OpenLCA, currently simplify data acquisition and processing. Further, platforms such as, e.g., the EcoPlatform [34] or Ökobaudat [35] help collect environmental data to support mainstreaming LCAs for building and infrastructure projects by providing data. The Life Cycle Impact Assessment (LCIA), the third phase of the LCA, consists of few other steps, the classification and characterization of which are mandatory according to ISO 14040 (2006). For classification, all emissions—for example, greenhouse gas emissions—are assigned to the so-called Global Warming Potential (GWP) impact assessment category. For characterization, each Life Cycle Inventory datum is translated into an impact category by characterization factors. There are a number of competing, self-contained catalogs of impact categories and indicators. The best-known LCIA methods are CML, Eco-indicator99, ILCD, IMPACT2002+, ReCiPe and TRACI 2.1. The CML method includes so-called problem-oriented mean indicators along impact categories, such as Global Warming/Climate Change (GWP) [36]. Damage-oriented approaches to the LCIA, such as Eco-indicator99, use so-called endpoint indicators, namely, Human Health, Resource Depletion and Ecosystem Quality. In the construction sector, additionally, ISO 14040/44, ISO 15686-5 [37] and DIN EN 15804 [38] are well-known and established, following similar life-time stages.
The LCC can be designated as the economic counterpart of the LCA [14]. It is a methodology encompassing and assessing all costs related to a product arising in all life cycle stages from cradle-to-grave [39], favorable as not only purchase prices are considered, but also costs over the entire life cycle [40,41]. A further objective of the LCC is the identification of cost drivers and trade-offs in the life cycle of a product [24,42,43]. A code of practice for the LCC complementary to the LCA was developed by the Society of Environmental Toxicology and Chemistry (SETAC) in 2008 [44]. In the construction sector, the LCC has been partly standardized for the assessment of buildings with ISO 15686-5 [37]. In general, the LCC follows the framework of ISO 14040/44. Defining objectives and a scope is analogous to the LCA. Both assessments (LCA and LCC) focus on an equivalent definition of the product system. Unlike the LCA, there is no comparable phase of impact assessment in the LCC because all inventory data comprise a single unit of measurement: currency. Consequently, there is no need to characterize inventory data. A challenging aspect of the LCC is the proposed coverage of all costs over the entire life cycle, with costs borne by different actors [24,44]. Hunkeler et al. (2008) [44] distinguished three types of LCC:
  • conventional LCC (type I),
  • environmental LCC (type II),
  • societal LCC (type III).
Conventional LCC (type I) adds up direct costs (and revenues), usually performed from a manufacturer or customer perspective for planning and comparing investment alternatives. Both type II and III additionally capture externalities based on different system boundaries. Environmental LCC includes external effects with environmental relevance. These effects are either captured and integrated as external costs or assessed using a parallel LCA. The most complex form (societal LCC) also includes all external social costs, such as negative user costs or positive consequences for society. Type II and III can be aligned with LCA and S-LCA to avoid double counting effects. Both approaches (types II and III) can also be used independently to monetize externalities [44].
The Social Life Cycle Assessment (S-LCA) represents a methodology to assess the social impacts of products and services along their entire life cycle. It can be performed by itself or in combination with the LCA and/or LCC [13]. The S-LCA is based on the LCA framework and was initially conceived as a social complement to the LCA [45]. In 2009, the United Nations Environment Programme (UNEP) and the Society of Environmental Toxicology and Chemistry (SETAC) published the first guidance document on conducting the S-LCA for products [20]. In December 2020, a revised version of the guidelines were published to take into consideration the different developments that have occurred in the last ten years [25,46]. The S-LCA considers the same functional unit and equivalent system boundaries as the other two assessment methods [20,21,25]. In this respect, the S-LCA closely follows the LCA and the four steps of the LCA. The methodological differences between the S-LCA and LCA can be described as follows: Initially, relevant stakeholders (categories) must be defined and selected. The overall results of the S-LCA strongly depend on this selection. Furthermore, resulting positive and negative impacts strongly depend on local (geographical) conditions and organizational behavior in the company—not only on production processes (as is the case for the LCA). As a result, the social impacts of two technologically identical production processes for different countries or regions may be completely different. During the LCIA, impact categories (subcategories) are defined by suitable protection areas [20,25].
For buildings, especially, environmentally-related rating systems exist and often consider more than just the environmental dimensions. In Germany, approximately 2100 buildings were certified in 2019, of which about 64% have been certified with DGNB (Deutsches Gütesiegel für Nachhaltiges Bauen–DGNB) and about 18% with either LEED (Leadership in Energy and Environmental Design) or BREEAM (Building Research Establishment Environmental Assessment Methodology) [47]. As there is no legal obligation at a federal level to assess the sustainability of buildings, even if there are country-specific efforts such as BBSR [48] or INIES [49], or international associations such as InData [50] that are driving efforts on LCA, Environmental Product Declarations [51] and Product Environmental Footprints [52] in the construction sector, this is done on a voluntary basis (Figure 2).
The Building Research Establishment Environmental Assessment Methodology (BREEAM) was developed and launched by the Building Research Establishment Ltd. in 1990. The environmental impact assessment is not a minimum standard in BREEAM, nor is the LCC. Furthermore, BREEAM certification does not consider the social impacts over the entire life cycle of a building. Visual, thermal and acoustic comfort as well as indoor air quality are mainly the focuses [53]. Those impacts could be considered in the social dimensions. However, they take into consideration only the impact in the use phase and the user as the stakeholder, rather than those along the supply chain, neglecting other stakeholder categories such as workers and the local community, which are quite relevant in the S-LCA [25] (Figure 2, missing connection).
In 1998, the Leadership in Energy and Environmental Design (LEED) rating system was developed by the US Green Building Council (USGBC). The LEED certificate has a strong focus on ecological aspects; nevertheless, the LCA is not required to obtain certification (Figure 2). It is, therefore, up to the user to decide whether to carry out an LCA for their project. The LCC and S-LCA are not considered any further. The calculation of the building’s energy costs is mandatory, and the social focus is on the building’s user and their comfort requirements. These include visual and acoustic aspects, as well as indoor air quality [54] (Figure 2). In 2007, the German Sustainable Building Council developed the certification system named ‘Deutsches Gütesiegel für Nachhaltiges Bauen–DGNB’. The environmental quality of the building is assessed, among other things, by carrying out an LCA (Figure 2). The system boundaries of the LCA do not cover all life cycle phases of a building according to DIN EN 15978-2012 (CEN/TC 350), with the building construction phase completely omitted. Preparatory measures such as soil excavation and the associated processes are also not considered. In the use phase, the processes for repair, maintenance, modernization and water consumption in operation are not included either. The economic quality of the building to be assessed is evaluated with the help of the LCC, according to ISO 15686-5 (Figure 2). The social dimension is covered by the use phase and the associated comfort requirements and health effects on the user. Minimum requirements are set for thermal, visual and acoustic comfort as well as indoor air quality. The consideration of social impacts that go beyond the use phase takes place through the category of ‘Responsible Resource Extraction’, which calls for social impacts to be made transparent through the value chain and for processing to meet social standards [55] (Figure 2). All three rating systems have an important role in the construction sector [56]; however, Figure 2 clearly shows that there is little to no correlation between rating systems in the construction sector and the general LCSA or the individual assessments.
These findings led to Step 1 (Figure 1) of the actual review, i.e., problem definition and the respective research question: Does the LCSA find applications in the construction sector, and if so, how and to what extent?

3. Methodology (Step 2)

Step 2: Data collection and selection of relevant criteria: As common tools in systematic literature reviews, the search engines Scopus Database and Web of Science were used for the practical screening. Scopus and Web of Science are known for their large quantities of peer-reviewed, reliable and high-quality literature [57]. The duplicity of articles in the databases was considered to represent a high degree of acceptance by the scientific community. Only articles in the English language were considered. A time limitation was made in all search engines covering the years 2010 to the beginning of 2021. The LCSA in its current form was defined for the first time between 2008 and 2010 [13,14]. It can be assumed that hardly any studies on the LCSA were conducted before 2010. The analysis took place in the first half of 2021. The search strategy was set up as follows (Figure 3):
As shown in Figure 3, four steps were taken for every search term in each database. The search strategy can be explained by the example of the search term ‘Life Cycle Sustainability Assessment’, applied in the SCOPUS database: The search term was entered into the database, applying the limitations of publication year and language. The search was performed for Article title, Abstract and Key Words or Topic (1). In the example mentioned, this strategy led to 7046 search hits. To refine and focus the search, a further limitation was used for the search term ‘LCSA’ or ‘Life Cycle Sustainability Assessment’ (2). For the defined example, this limited the number of hits to 225 publications. This number of hits was examined for the actual content of the LCSA by quick analysis (reading through the papers’ abstracts, introductions and conclusions) led by the authors (3). Up to this point, the review included studies that named themselves as LCSA studies in the title, but for many, the abstract, introduction and conclusion showed the focus to be on either the LCA, CO2 footprint or energy demand, and not on the LCSA. By applying this criterion, further publications could be excluded. A reduced number of 137 LCSA-relevant publications in our example remained. In order to finally focus on the construction sector, another content analysis was performed (4). This final focus applied, for instance, to the range of houses, walls, ceilings, bridges, roads, sewage systems and windows, leading to a final hit count of 34 peer-reviewed journal publications. The four-step search strategy was used for both other defined search terms: ‘LCSA’ and ‘LCA AND LCC AND S-LCA’. To make sure the building sector was actually covered, the search terms ‘LCSA OR Life Cycle Sustainability Assessment AND construction’ and ‘LCSA OR Life Cycle Sustainability Assessment AND building’ were used additionally. This addition did not lead to any further results; only duplicates occurred in this search, as shown in Figure 3 by the representation ‘new: 0’.
Finally, a total number of 171 articles was found with 42 relevant articles. Articles on general LCSA, LCSA explanations and progress, (renewable) energy, chemicals, transport, biomass, waste management without reference to the construction sector, agriculture/nutrition/food and/or geotechnology were excluded from the detailed strategic literature review. In the methodological screening (step 3 (Data Analysis)), we focused on data from the relevant studies. The text screening led to a deductive coding scheme, which was continuously developed. With each additional article added, the coding scheme was iteratively and steadily developed. For example, an initial LCSA article in the LCA specified Global Warming Potential and Primary Energy Demand indicators. The second article continued to specify Acidification Potential and Eutrophication Potential; consequently, these two additional indicators were included in the coding scheme. Statistical statements about publication year, author origin, journal and type of publication were compiled. Further, analyzed products, system boundaries, FU and the individual assessment techniques (LCA, LCC and S-LCA) including reported indicators (e.g., GWP, Acidification Potential (AP), Eutrophication Potential (EP), etc., used) were analyzed.

4. Reviews (Step 3)

Step 3 represents the main aspect of actual study, the data analysis: In total, 42 papers were selected as relevant and analyzed in detail. 14 papers out of the selected 42 articles constituted a review in the construction and sustainability sector; it was noticeable that none of the reviews was older than five years (Table A3 in Appendix A). Despite there being 14 review papers, none of the authors had yet considered the application and interpretation of the LCSA in the construction sector. The necessity for the current review became more evident after considering the reviews that had already been published:
  • No review focused on studies published between 2010 and today,
  • No review used the actual search terms we used, with ‘LCSA’ and ‘Life Cycle Sustainability Assessment’ rarely used [58,59,60,61,62,63,64,65,66,67,68,69,70],
  • The number of papers reviewed and considered as relevant varied between 9 and 71,
  • Few studies defined the search strategy, databases used or number of reviewed papers [58,60,65,68,70],
  • No interpretation or visualization variants were discussed,
  • Few reviews focused on selected indicators (Table A3).

5. Results

A total of 171 publications were identified addressing Life Cycle Sustainability Assessment according to the title, abstract and key words. The results of the detailed literature review are presented below, focusing on 42 studies relevant to the construction sector.

5.1. Statistics (Steps 3 and 4)

Although the focus was on studies relevant to the construction sector, a comparative look at the statistics of all 171 articles is provided. An increase in the number of publications becomes apparent, with a peak in 2020 at 35 publications (Figure 4). This trend can possibly be explained by the fact that the topic of sustainability, in general, has gained significant relevance over the past five years. In 2015, at the Paris climate conference (COP21), 195 participating countries came to a climate agreement that would limit global warming to well below 2 °C, preferably 1.5 °C compared to pre-industrial levels [71]. Also in this year, the Sustainable Development Goals were set by the United Nations General Assembly [72].
In the following years, there were repeated calls in various journals for special issues on the LCSA or on sustainable building; for example, in 2016 and 2017 in the ‘Journal of Industrial Ecology’ and in ‘Sustainability’ [73,74]. A total of 9 out of 171 papers are book chapters [75]. The remaining 154 studies are journal and conference articles. Of the 171 publications, 18% (28 studies) were published through the ‘International Journal of Life Cycle Assessment’ (‘IntJLCA’), followed by 14% (21 studies) through the ‘Journal of Cleaner Production’ (‘J.Clean.Prod.’) and 8% (13 studies) through ‘Sustainability’ (Figure 5). A further 68 articles, which are not shown in Figure 5, were published in other journals. Focusing on the publication locations of the first authors, half of all publications originate from Europe (50%), followed by Asia (26%) and North America (17%; Figure 6).
Considering the LCSA publications classified as relevant for the construction sector, it was evident that almost one-third (29%) of the 42 studies were published in the past year (2020; Figure 7). Also, for the field of LCSA studies with a focus on the construction sector, the journals ‘IntJLCA’ and ‘J.Clean.Prod.’ published the highest numbers of articles. The journal ‘Sustainability’ had no publications in the construction field (Figure 8). A further 26 publications appeared in individual journals or as book chapters. With regard to the first authors and their place of work, a difference became visible compared to the general statistics of the 171 publications. Europe, Asia and North America were more balanced (compared to the total of 171 publications) as publication locations, with Europe having published 38% (16 studies) of the publications in the past ten years, North America 31% and Asia 29% (Figure 9).
It became obvious that no publications on the LCSA, in general and explicitly in the construction sector, had been made by African authors to date. Also obvious was the low number of publications from South America. These continents mainly face little industrial and economic activity, leading to low incomes and lower living standards for the general population. As a result, the field of construction in developing countries has made largely no progress in the last decade. There have not been many significant new works or knowledge breakthroughs [76], which might explain the lack of studies on sustainability in general and the LCSA in particular.
In the following, the 42 LCSA construction sector studies were analyzed in detail. These could be split, as indicated, into reviews (14 studies), case studies (27) and one additional publication, which corresponds to a journal pre-face [77] (Figure 10). The 27 case studies and reported data were worked through in detail (methodological screening), resulting in a data matrix. Although all 27 studies included the term LCSA in their title, abstract, key words, introduction and conclusion, not all three pillars were assessed in the methodology and presented in results (Figure 11).
Eight studies that mentioned all three pillars individually or the LCSA but did not assess them, considered:
  • the relevance of the three pillars, without assessing them [78],
  • the LCA only [79,80],
  • the LCA and LCC only, with the S-LCA not assessed [81,82,83],
  • the LCA only combined with a socio-economic analysis [84,85],
  • the other three pillars, which were named as life-cycle cost assessment (LCCA), life-cycle structural performance assessment (LCSPA), and life-cycle environmental impact assessment (LCEIA) [79], and
  • the detailed step-by-step description of how the LCSA could be implemented in practice, without undertaking a LCSA case study [86].
Out of the remaining 19 studies, three studies need to be named in detail, as they did not conduct a LCSA case study but conducted one Life Cycle Inventory (LCI) for all three pillars [87]; another study implemented a hypothetical case study but did not give a final result value [88] and the third study focused on the calculation of a developed sustainability index with indicators in the three dimensions [89].

5.2. Case Studies (Steps 3 and 4)

Thus, 19 different case studies were examined in detail (Table 1). The studies included windows, walls, buildings, resisting frames, dust control methods, cement, ceramic, dwelling, fly ash concrete and asphalt pavements (Table 1).

5.2.1. Framework

With regard to the FU, it became evident that the biggest challenge concerning its application was in the S-LCA, whereas for the LCA and LCC, the defined FU was not applied consistently [90,91,92]. Of the 19 studies, 18 showed defined system boundaries for the LCSA and 7 out of 19 studies performed a cradle-to-grave assessment. Six studies performed a cradle-to-use assessment (Figure 12). It is important to note that not all studies used these exact wordings for system boundaries, but instead named individual process steps, such as for example: raw material extraction to use, or raw material extraction, manufacturing, construction and operational phases [88,92,93,94], which makes them inconsistent with ISO 14040 (2006), the main international framework. For reasons of comparison, we recoded the individually named process steps to well-known system boundary definitions, following ISO 14040 (2006; Figure 12).
Especially for the LCA, the following information were given: 12 case studies provided details of the software solution they used to conduct the assessments. Of the studies, 83% used SimaPro and 8% each used Athena LCI or GaBi (Figure 13). Furthermore, 12 out of the 19 case studies named databases: Ecoinvent was used in 42% of the studies, followed by the combination of Malaysia Life Cycle Inventory Database (MYLCID) and Ecoinvent (Figure 14). In 13 studies, the methodology applied was indicated: ReCiPe accounted for the largest share with 54% of use, followed by TRACI 2.0, IMPACT 2002 and Ecoindicator 99 (Figure 15). In this analysis, it was noticeable that relevant statements on implementation were missing; on average, only 66% of the studies specified their approach and the tools used. In addition, it became clear that the software solution GaBi, which is frequently used in other studies and CML 2002, was hardly noticed or used [22,95,96].
In 12 out of 19 case studies, the Life Cycle Inventory is based on fully or partly primary data. If only partly primary data is used, that is due to the fact that S-LCA data were collected via questionnaires but LCA data were mainly considered from the literature and databases (see e.g., [5,79,80]). For the S-LCA, the Social HotSpot database was used once [85], while PSILCA [97] as a social database was not mentioned. No specific databases were named for the LCC (Table 1).

5.2.2. Assessment

LCA

The examination of the individual assessments showed differences in the standardized LCA [23,107]: Seven out of 19 case studies considered three endpoint indicators: human health, ecosystem and resources (Table 1 1,2 (# of midpoint and endpoint indicators)). Five of these seven studies considered midpoint and endpoint indicators, while two others referred only to the endpoints. The number of reported midpoint indicators ranged from one to 17 (Table 1 1,2). Assessing midpoint indicators, GWP (kg CO2e) was assessed and mentioned in every study (100%). Partly named were Acidification Potential (AP; kg SO2e), Eutrophication Potential (EP; kg Ne), Ozone Depletion Potential (ODP; kg CFC-11e), Primary Energy (CED; GJ) and Freshwater Ecotoxicity (FE; kg 1.4-DBe; Figure 16). A further 21 midpoint indicators were analyzed (named and assessed ≤ 4 times). Fifty percent of the studies presented absolute values for the midpoint indicators. The remaining presented percentages or graphics.

LCC

Eight studies mentioned the Net Present Value (NPV) as key indicator. Two studies explicitly mentioned project costs as indicator. The remaining studies mentioned other indicators (Figure 17, Table 1 3) that were used for Life Cycle Cost analysis in the LCSA: foreign purchasing (imports), business profit and gross domestic product (GDP) [4]; purchase costs associated with materials and fuel use and vehicle/equipment rental over the life cycle [94]; production costs, utilization costs and externalities [104]; total discounted cost of constructing, operating and maintaining the equipment and the total discounted benefit of selling recycled products [105]; the costs of energy consumed in concrete preparation, fuel consumed in transportation and raw material costs [106] and a combined approach with the social dimension [85].

S-LCA

Thirty-eight percent of the studies followed the S-LCA guidelines [20,25] (Table 1 4 (Following S-LCA guidelines)). Alternative social indicators or stakeholder groups were named as: capacity for job creation, salary status, aesthetics, suitability of location, health and safety and local supply [90]; stakeholders considered were workers, the local community and society [99]. The main ‘subcategories’ considered were occupant comfort, safety, fire resistance and affordability (Hossaini et al., 2014); income, government tax and injury [4]; social costs of carbon, methane and nitrous oxide. These were computed and summed [94] and a combined approach with the economic dimension (named as socioeconomic approach by Touceda et al. (2018) [85]. As can observed, the subcategories considered were not consistent with the S-LCA guidelines. Indeed, the affordability and social costs of emissions were not consistent with the UNEP 2020 guidelines and the main S-LCA references. In addition to the large number of subcategories and related indicators, often the methodology used or applied was inadequately described or not described at all (missing information about assumptions, decisions made, data and stakeholder, subcategories, etc., chosen and used). The studies that explicitly mentioned and followed the guidelines made full use of the impact and subcategory called Health and Safety (Figure 18).

Interpretation, Visualization and Weighting

Despite the mentioned relevance of LCSA result visualization [30,108], only 21% (four studies) of the analyzed case studies made use of visualization (Table 1). Two out of four studies applied the sustainable triangle [13] in an extended form. Another two studies presented individual graphs, which were not based on a known visualization option for the LCSA [13,29,30]. Eight out of 19 studies applied selective weighting (Table 1), fully using the Analytical Hierarchy Process (AHP). Weighting was applied to the pillars (LCA vs. LCC vs. S-LCA) [91,92,98,99,105], which contradicts the approach of Kloepffer and Finkbeiner [13,14]. Impact categories were combined into one indicator through further weighting [88], and weights were applied to indicators within a pillar [101,106]. To return to the beginning of the article and the rating systems or schemes used (LEED; BREEAM or in Germany DGNB), only four (21%) of the 19 case studies mentioned rating schemes or made a reference to them. No further details were mentioned; they (4x LEED, 1x BREEAM) served as an introduction or future outlook topic only [85,89,93,94].

6. Discussion (Step 4)

The aim of the actual structured literature review was to define whether and how the LCSA is applied and interpreted in the construction sector today, defined by the initial research question: Does the LCSA find applications in the construction sector, and if so, how and to what extent?
The LCSA is being applied in the construction sector, although to date only a small number of studies have considered all three pillars: 25% of all 171 studies focused on the construction sector and only 11% of all studies were conducted on the LCSA in the construction sector. These results mirror the statements of other studies [58,59,60,68,77,109]. It became evident that both non-construction-specific LCSAs and those related to the construction sector, in 2020, reached the highest publication numbers to date. Interestingly, the rising number of LCSA studies in the construction sector is accompanied by a rising numbers of challenges, which are named in detail in Section 6.1.
1. 
Do LCSA studies follow the initial approach of Finkbeiner et al. (2010) and Kloepffer (2008)?
In three of 19 case studies, the FU could not be applied to all three assessments; the S-LCA was the main pillar not being implemented with the defined FU [90,91,92]. Further, differently defined lifespans of the buildings among the different studies make a comparison of the studies and their results complex [58,68,110]. Table 1 shows that five out of eight studies applied weights to the individual pillars, which did not meet the requirements of equal assessments [13,14]; even the problem of personal bias of the authors was mentioned concerning weighting [81]. Other studies did not follow the LCSA approach by, e.g., evaluating economic, environmental and social impacts and weighting them to a final new value [88]. The remaining considered the approach, although it had become apparent that interpretation and combination of the three pillars faced difficulties (see, e.g., [5,74,90]).
Often, the focus of the studies was set to be on environmental issues (see, e.g., 46,53,54]) rather than an approach to emission reduction and resource optimization. Solution approaches or optimization proposals explicitly on material, production steps or recycling strategies were not given. All three pillars were presented individually and the results between scenarios were reconciled, but no link between the three pillars was created. The decision maker gets three individual results and still does not know how to continue further [94].
The following research questions were posed:
2. 
How many and which indicators are applied and reported per pillar (LCA, S-LCA, LCC)?
3. 
Which results are depicted and how are they interpreted?
LCA
The number and selection of indicators per individual assessment varied widely: with one to 17 midpoint indicators, all studies that considered the midpoint indicators mentioned and assessed GWP. In four cases, only GWP was considered, which represents a CO2 footprint. Less than half of the studies (31%) reported more than five impact indicators. This indicates a lack of completeness of LCAs in the construction sector. The FU was not clearly defined in every paper, which leads the reader or decision maker to further uncertain assumptions (see, e.g., [5]). Life cycle stages were not necessarily named or defined according to the ISO norms, but represented processes that could be subjectively ordered into the normed system boundaries. Due to this, a comparison of studies and results becomes even more difficult. Clear replicability is not guaranteed. The inventories were insufficiently described, the exact data basis remained unclear (partly primary data, partly secondary data, partly no information at all (Table 1)) and the process of selection for software solutions and databases was not transparent. Due to the high emissions and resource consumption of the construction sector, one might expect that optimization approaches regarding production and material composition would be targeted. These optimization and reduction ideas were not given in the studies, especially in the LCA part, and due to the non-transparent inventory, it is not feasible for the reader and, e.g., environmental engineers to understand the values and possibly work on optimization approaches. The results themselves were reported as absolute numbers, percentages or graphs. Relevant and in need of improvement are the details and information on FU, databases, exact procedures, justified indicator selection, etc., which were partly missing [4,5,91,92,93,98,101,102,103]. In particular, a very deliberate and well-founded selection of the functional unit is relevant in the construction sector. If, for example, two products are compared in the FU of 1 kg (e.g., carbon fiber vs. steel) and then again in the actual function of a reinforcement (e.g., fiber vs. steel reinforced concrete), for example, this results in two completely different statements. One evaluation would prefer steel, the other fibers, as both show significantly less emissions than the other.
LCC
In analyzing the economic and social pillars, the environmental focus remained paramount. None of the studies analyzed placed more ‘weight’ on economic or even social aspects than on the environmental aspect, even if the challenges mentioned record incomplete LCAs (< 5 impact indicator; GWP single indicator). A closer look revealed that hardly any study named and justified the explicitly applied LCC method. Furthermore, the costs named and considered as relevant varied in the studies; for example, on the one hand, capital, labor, energy, waste, other costs and paybacks were named; on the other hand, only project costs were named, missing an explanation of what was included in the project costs. One study [102] focused additionally on depreciation but named the relevant costs differently than other studies with salary, consumption, energy and transport costs. The economic approach seems to be more tangible for authors and readers as it is expressed in a globally known and used quantity: a monetary value. Nevertheless, it is clear that a consistent approach is lacking. Replicability is not given, which seems understandable in part since primary financial data cannot be published for reasons of secrecy; yet, it remained unclear which costs were explicitly considered and added up and whether and how the lifetime of the building or the material were significant in terms of the costs (depreciation). The numbers of indicators evaluated and reported ranged from one to three (Table 1), with 42% of studies using the Net Present Value (NPV) as an indicator, 10% reporting project costs as an indicator and the remainder used other definitions. For example, purchase costs associated with materials and fuel use and vehicle/equipment rental over the life cycle [94], energy consumed in concrete preparation, fuel consumed in transportation, or raw material [106] were reported. Further levels of detail were missing and, in these cases, no explicit social costs are reported (such as, e.g., wages). In conclusion, no reference was made to the other two pillars and a holistic statement or even optimization was not named. A more unified approach, following existing guidelines, is essential if the building sector is to be supported in terms of a holistic approach and optimization.
S-LCA
From a construction-sector perspective, social sustainability means providing a healthy and safe environment for all stakeholders throughout the processes [111,112]. Construction materials and buildings represent complex assemblages of diverse raw materials. Social conditions are dynamic, so social data change more rapidly compared to environmental data [113]. The complex stakeholder situation in construction processes complicates the assessment of social sustainability, and relevant stakeholders are not all adequately covered in S-LCA studies [93,114].
The main challenges identified were the selection and quantification of social criteria and indicators. There was no consensus on appropriate indicators, nor a standardized approach [115,116], uniform, clear communication [5,90] or a steady and actual implementation of S-LCA [81]. Although the S-LCA guidelines have been published for over 10 years and were revised again in 2020 [20,25], only 8% of studies referred to these guidelines (Table 1). All other studies used further and individual indicators as social cost of Greenhouse Gas (GHG) emissions, job creation, professional growth, contribution to growth, fair employment and the fuel poverty gap (€) [4,83,85,87,90,94,101]. Table 2 shows that the social focus of the construction sector was mainly on the worker, local community and society stakeholders. The most relevant subcategories were health and safety, working hours, access to material resources and local employment.
From the occupants’ point of view, the use phase is relevant in the building sector, but only a few identified and named subcategories (Table 2, e.g., safe and healthy living conditions) refer to this part of life cycle. More subcategories refer to the production stages, which is not necessarily in line with Figure 12 (system boundaries), where more studies go beyond the production stage. In particular, with regard to the lifetime of buildings and building products, further subcategories such as public commitments to sustainability issues (e.g., with regard to recycling, circularity, renovation of old buildings, innovative building materials, etc.) and technology development (e.g., with regard to innovative building materials such as carbon concrete or new production methods such as 3D-printing) would be relevant for society and, for example, end-of-life (EoL) responsibility and also transparency (e.g., with regard to raw materials, production, dismantling, etc.) for consumers. Due to partly scarce raw materials, such as sand in concrete [117], the evaluation of supplier relationships would also be of greater interest for the construction sector (stakeholder categories: value chain actors). The aspects mentioned in LEED, BREEAM or DGNB, for example, increasingly refer to the user of the building (use phase) and consider social aspects such as comfort or health effects. The subcategories determined in the S-LCA have a different focus. Obviously, there is a missing link between rating systems and sustainability assessments. Scientific studies made little or no reference to these systems.

6.1. Main Challenges

Even if the LCSA is expected to increase interest in the construction sector [5,58,65,77], construction projects are constrained by high time pressure in the industry, resulting in a lower priority for sustainability. The research results suggest the following aspects as main challenges (4. Are any challenges evident in the studies, and what are they?) that can be optimized in future:
  • A clear definition of LCSA, LCA, LCC and S-LCA exists through Hunkeler et al. (2008), ISO 14040 (2006), ISO 14044 (2018), UNEP (2009, 2011, 2020) and Valdivia et al. (2013) [20,21,23,25,44,107,118]. Indicators are further given through these definitions. Nevertheless, studies were implemented and published that did not follow the definitions. Only 11% of the studies reviewed did a full LCSA. For the LCA, all studies made use of GWP as an indicator but only 30% assessed and reported more than four further indicators (focusing more on the CO2 footprint than on a full LCA). For the LCC in the reviewed studies, there was no consensus that specified costs to focus on. Of the studies reviewed, 42% reported NPV as an indicator, while others made use of product costs or further individual indicators. For the S-LCA, the focus was on the production, which is contradictory to the defined system boundaries, further including the use phase and respective stakeholders.
  • LCSA-based decision making in the construction sector is limited to research and rarely used or applied in practice [109,119]. The studies reviewed did not focus on material/product optimization or production improvements. The decision maker/reader at the end is left alone with the assessments and the interpretation.
  • To date, the holistically named sustainability assessment often focuses more intensively on environmentally sustainable construction methods and materials to minimize environmental impacts [101]. In this review, economic and social aspects were neglected—shown by only 11% of the reviewed articles assessing all three pillars.
  • There is a lack of cohesion between disciplines [60]. Harmonization of different tools and methods to a common system language/understanding is needed. Specifically, focusing on the thematic backgrounds of the authors, one finds mainly civil engineers. Environmental engineers or even social scientists or business economists were missing. This might explain the inconsistencies regarding service life integration, the cost consideration and stakeholder involvement in the use phase.
  • In the studies reviewed, the interpretation and processing of the results for non-experts was not the focus. A harmonization of ‘must-use’ indicators and a visualization approach could make the results more understandable and harmonious, especially for non-experts. Further, this would ensure improved reproducibility and ‘simplified’ LCSA processing. Especially for the S-LCA, mainly the production phase has been considered so far, though the use phase and the service lifetime are of great importance in the building sector. A more intense focus might be of relevance for the building sector.
  • In order to ensure comprehensibility and comparability, the precise definition and justification of selected FU, system boundaries and indicators is absolutely relevant. In the studies analyzed, remarkably little justification was given for assumptions and decisions. Often, a variety of materials and material compositions come together in the building sector. Also, innovation—such as, e.g., carbon concrete—in the building sector becomes important in view of the high emissions. These early and detailed assessments are especially important in order to work on optimization with regard to all three dimensions of sustainability in the design process. Clearly defined assumptions and decisions are of great importance for long-term, life cycle-accompanying and future EoL assessments.

6.2. Study Limitation

In order to meet the disordered, rising interest in the field of sustainable construction design with a clear framework, systematic studies were used since they provide an objective, modern overview by including strict inclusion and exclusion rules. The research results presented and the derived proposals for LCSA application in the construction sector are rooted in the analysis of the latest 171 English-language publications between 2010 and 2021. Journals in respective national languages (e.g., German, Italian, etc.) and from before 2010 were not included in the review. The general approach and understanding of the LCSA were broken down into 42 publications specifically belonging to the construction sector and the respective application of the LCA, S-LCA, LCC and LCSA concerning Finkbeiner et al. (2010) and Kloepffer (2008) [13,14]. Since this narrowing down was decided based on the empirical knowledge of the authors, other multidimensional assessment approaches to sustainability—such as material flow analysis—were excluded. Detailed searches were conducted of the two aforementioned databases; non-peer-reviewed conference publications were not examined. The results showed the respective author countries (Figure 6 and Figure 9); however, the focus was only on the first author and did not consider the countries of activity of the other authors. Furthermore, it would have been interesting to know from which subject area the publications originated. The indicative results could not be compared or normalized because hardly two studies could really be compared due to different products and FUs (Table 1).

7. The Way Forward (Step 4)

The fifth and final research question posed was: What anchors the LCSA and the construction sector? How could implementation strategies further be improved?
To briefly answer this research question in advance: Yes, we need the LCSA in its actual form to support the construction sector. There is no need to innovate as the relevant tools exist and further approaches will only complicate the LCSA for decision makers in the construction sector. In order to address the defined challenges and to provide an idea of how a future approach could look, the following ideas are given:
  • As shown in Section 5.1, a large number of scientific publications can be found in which the LCSA term is not correctly used (in an extreme case, a ‘simple’ GWP assessment was framed as ‘LCSA’). At this point, it should not be speculated about possible causes. The correct application of the LCSA implies it consists of all three assessments: environmental, economic and social aspects.
  • It makes sense to fully utilize the current approaches instead of constantly including new indicators in the assessments. As presented in Section 2.1, the completeness of commonly accepted and standardized sustainability impact categories or subcategories—such as given by the S-LCA guidelines—is diluted throughout the green building rating systems such as, e.g., LEED, DGNB and BREEAM. Sustainability approaches should be linked more closely to rating systems and vice versa, as proposed by Level(s) [120] (see Table A1). That would serve to integrate sustainability assessments in certification or rating systems (whenever in the life cycle) and to connect the assessment with the rating system to increase awareness of the assessment and its requirements (e.g., especially for non-construction-experts).
  • In particular, for the scientific community, it should be mandatory to describe exactly how and why methodologies, system boundaries and FUs, indicators, etc., have been applied. No publication should be published with missing information on the named aspects; replicability should be ensured.
  • Similarly, the goal of science should be to view LCSA results as a solution and optimization effort, and not to leave them purely as absolute or percentage numerical values. This could narrow the gap between disciplines and encourage more practitioners to undertake sustainability assessments further linked with rating or certification schemes.
A unified LCSA approach, which, for example, includes a set of predefined indicators such as the Tiered Approach [28] or which follows the Level(s) approach [120] (see Table A1 and Table A2), could provide a lower barrier to enter into the LCSA topic. It would help if it were further supported by a visualization tool such as the Sustainability Triangle [13]. Besides that, especially in the construction sector, it might be important to understand from practitioners what sustainability means and whether the LCSA and/or rating schemes are (not) being used in practice, to make purely scientific approaches more practicable.

8. Conclusions

By applying a systematic literature review, quantitative-qualitative content analysis methods were used to identify the application and challenges of the Life Cycle Sustainability Assessment in the resource- and energy-intensive construction industry. The Life Cycle Sustainability Assessment combines the three sustainability pillars—environmental, economic and social—to evaluate products and services over their life cycle. The aim of this strategic literature review was to answer the main research question: Does the LCSA find applications in the construction sector, and if so, how and to what extent? In this study, 171 studies were reviewed in detail, of which 42 were of relevance to the construction sector; all of the studies were published between 2010 and 2021 as peer-reviewed literature. Only 11% of studies reviewed did a full LCSA. Europe, North America and Asia were balanced publication continents and the number of publications peaked in 2020. Although clear definitions of the individual assessments are existing, studies were implemented and published that do not follow the definitions and methodologies. A large number of scientific publications could be found in which the LCSA term was not correctly used and economic and social aspects were neglected. The completeness of commonly accepted and standardized sustainability indicators was partly diluted throughout the use of further indicators and missing linkages to green building-rating systems. Results were presented in absolute, percentage and graphical ways, missing methodological explanations and optimization approaches. Furthermore, five research questions were answered, for the last of which a solution approach is presented: What anchors the LCSA and the construction sector? How could implementation strategies further be improved? There is no need to innovate: A unified LCSA approach that includes a set of predefined indicators further supported by a visualization tool could provide a lower entry barrier to anchor the LCSA in the building and construction sector.

Author Contributions

Conceptualization, J.G.B.; methodology, J.G.B.; validation, J.G.B. and M.T.; formal analysis, J.G.B.; investigation, J.G.B.; resources, J.G.B.; data curation, J.G.B.; writing—original draft preparation, J.G.B.; writing—review and editing, J.G.B. and M.T.; visualization, J.G.B.; supervision, M.T.; project administration, J.G.B. and M.T.; funding acquisition, M.T. and J.G.B. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the German Research Foundation (DFG), as part of the Sonderforschungsbereich/Transregio 280 (SFB/TRR 280) ‘Konstruktionsstrategien für materialminimierte Carbonbetonstrukturen’/’Design Strategies for Material-Minimized Carbon Reinforced Concrete Structures’ (Subproject E01, project number 417002380). The financial support by the German Research Foundation (DFG) is gratefully acknowledged.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Appendix A.1. Level(s)

Level(s) is a common voluntary assessment and reporting framework launched in 2017 by the European Commission’s Joint Research Centre that includes a set of indicators (16) and common metrics for assessing the sustainability of office and residential buildings along their life cycle. The target audience of Level(s) is professionals who play a role in the planning, design, financing and execution of building projects, such as design teams, architects, clients, owners and public policymakers. The goal of Level(s) is to provide a common language of sustainability. All stakeholders should be able to make a clear contribution to comprehensive environmental improvements at the European level [120]. Similar to the LCSA, Level(s) considers three thematic areas of sustainability: Resource use and environmental performance, Health and comfort, and Cost, value and risk. Six macro-objectives further subdivide these areas, and 16 indicators can be assigned to the individual macro-objectives. Level(s) makes partial use of the LCA and LCC but simplifies the complexity of the assessments with a significantly smaller number of indicators (see Table A1, Indicators).
Table A1. Level(s) matrix.
Table A1. Level(s) matrix.
Thematic AreasMacro ObjectiveIndicators
Resource use and environmental performance1. Greenhouse gas emissions along a building life cycle1.1 Use stage energy performance [kWh/m2/yr] 1.2 Life cycle Global Warming Potential [kg CO2 eq./m2/yr]
2. Resource efficient and circular material life cycle2.1 Total quantities, materials and lifespans [unit quantities, mass and years]2.2 Construction and demolition waste and materials [kg of waste and materials per m2 total useful floor area]2.3 Design for adaptability and renovation [Adaptability score]2.4 Design for deconstruction, reuse and recycling [Deconstruction score]
3. Efficient use of water resources3.1 Use stage water consumption [m3/yr of water per occupant]
Health and comfort4. Healthy and comfortable spaces4.1 Indoor air quality [Parameters for ventilation, CO2 and humidity]4.2 Time outside of thermal comfort range [% of time out of range during the warming and cooling seasons]4.3 Lighting and visual comfort4.4 Acoustics and protection against noise
Cost, value and risk5. Adaptation and resilience to climate change5.1 Protection of occupier health and thermal comfort [Projected % time out of range in years 2030 and 2050]5.2 Increased risk of extreme weather events 5.3 Increased risk of flood events
6. Optimized life cycle costs and value6.1 Life cycle costs [€/m2/yr]6.2 Value creation and risk exposure

Appendix A.2. Tiered Approach

The Tiered Approach is a stepwise approach for LCSA indicator implementation. Three tiers—named Tier 1 (Sustainability Footprint), Tier 2 (Best Practice) and Tier 3 (Comprehensive Approach)—have been defined, facilitating the LCSA practice. Based on three predefined key criteria (namely, relevance, robustness and practicability), applied to midpoint indicators of the LCA and S-LCA subcategories and two cost categories of LCC, the Tiered-Approach indicators were assigned to the respective tiers. For Tier 1, which is the most basic and lest complicated stage, indicators with high practicality and good data availability were chosen. Tier 2, going into more detail, included Tier 1 indicators and indicators according to suggestions from international institutions. The most detailed Tier 3 was meant to complement the indicator selection in Tiers 1 and 2 for all three dimensions [28] (see Table A2).
Table A2. Tiered approach.
Table A2. Tiered approach.
Indicators
Tier LCAS-LCALCC
1Climate ChangeFair WagesProduction Costs
(1+) 2Ozone depletion
Eutrophication Photochem. oxidant formation
Acidification Particulate matter
Health (Human toxicity)
Working conditions
Consumer costs
(1 + 2+) 3Ionizing radiation
Ecotoxicity
Land use
Water footprint
Resource depletion
Education
Human rights
(Workplace) Safety
-

Appendix A.3. Review Analysis

Table A3. Review analysis.
Table A3. Review analysis.
Amini Toosi et al.Dinh, Dinh & GötzeEk et al.Gbededo & LiyanageGbededo, Liyanage, & Garza-ReyesGoh et al.Hamdar, Chehab & SrourLlatas et al.Llatas, Soust-Verdaguer & PasserNavarro et al.Petit-Boix et al.Scope, Vogel & GuentherZhou et al.
Published in2020202020202017201820202016201920202020201720212020
FocusLCSA and energetic building refurbishmentsust. development in the selection of building materials in Vietnamindicator selectionapproach to sustainable manufacturing assessmentidentification of gaps in both practice and research in the field of gate-to-gate manufacturing assessmentsrevisit and review TBL in the context of sustainable constructionlife cycle evaluation (LCE) methods and their development for road surfacesidentify barriers and challenges of LCSA in general, present approach of an integration from BIM and LCSALCSA in cooperation with Building Information Modeling (BIM)use of multi-criteria decision making techniques that have been used to date for sustainable bridge designurban sustainability and life cycle thinking LCSA of maintenance strategies using concrete or cement-based compositessustainability in civil engineering
Yearsup to 2019--2006–20152006–20151980–2018---1990 to 20202015–20162017 and 20202015–2019
DatabasesScienceDirect, Scopus-Swedish Institute for Standards (SIS), Google ScholarWeb of Science (WOS), theUniversity Library Catalogue, ScienceDirect, and GoogleScolarWorld of Science (WoS), the University Library Catalogue, Science Direct, and Google ScholarEBSCOhost, Scopus, WebofScience--ScopusScopusGoogle Scholar, Web of ScienceEBSCOhost*, Web of Science Core Collection*, Emerald Insight, ScienceDirect/Scopus*,Wiley Online Library, IEEE Xplore, TEMA, and Fraunhofer IRBWeb of Science (WoS)
LCSA as search term includedno-yesyes-nono-yesno-nono
Main search strategyall three pillars were searched separately -searches on ’sustainability’ and the combinations: ’sustainability’ AND (’indicator’ OR ’criteria’) AND (’infrastructure’OR ’civil engineering’), ’social’ AND (’criteria’ OR ’indicator’) (’infrastructure’ OR ’construction’), and ’LCSA’OR ’life cycle’ Sustainab*’, individual pillars, ’LCSA’, ’Sustainable Product Development’, ’Green house Gas’, ’Energy modelling’, ’CSR’ (Figure 1 in article)sustainable manufacturing ‘triple bottom line’, ‘sustainab*’ and ‘construction’ in title, abstract or keywords ’LCE’-‘Life Cycle Sustainability Assessment’ and ‘BIM-based LCA’ or ‘BIM’ and ‘Life Cycle Assessment’multi-criteria decision making’ and ’MCDM’, as well as 14 specific MCDM techniques such as ’TOPSIS’, ’ELECTRE’ etc. and ’bridges’building sector in total, but also food, green space, landscape, waste and mobility focus on materials (concrete, cement, reinforced concrete), measures (e.g. retrofit, repair, maintenance) and sustainability assessment (e.g. assessment, analy*)all three pillars were searched separately and ‘civil engineering’, ‘bridge’, ‘road’, ‘highway’ etc. and ‘sustainability’
Total number of papers considered101----639--17157151-1846
Articles considered as relevant35--545486--9622471-
Main outcomeLCA and LCC well developed, S-LCA not widely used list of 18 sustainability criteria, LCC received highest importancecore set of indicators based on requirements and standardsmost approaches lack a holistic view, and LCSA is still at an immature stage LCSA is still at an immature stage still a knowledge deficit when it comes to defining sustainability complex process to compare different impact categories and consider different entities-LCSA application in the construction sector is still inadequate-only two studies reviewed used the LCSA approach, lack of social studies global warming and energy consumption cited most frequently; external costs, if included in the assessment, drive the overall economic assessment; LCSA used only in three cases existing research focuses mainly on the environmental dimension of sustainability, lack of attention to the economic and social dimension
Challenges identifieddifferent definitions of functional units, unequal system boundaries and life span of buildingsarchitects and designers often focus on the economic criteria, while environmental aspects and social aspects are underestimated current standards do not provide guidance on aggregation of indicatorscomplexity, time required to collect an inventory of a product life cycledifficult capturing the social aspects in an integrated performanceassessmentknowledge deficit when it comes to defining sustainability, difficulty in integrating an environmental perspective into national policy in poverty-prone regionslack of unanimity when it comes to its application; lack of consensus regarding goal and scope, system boundaries and functional unitslack of available S-LCA; Communication of resultsharmonization of the three pillars and data sources as main problem-S-LCA challengingwide range of methodological choices; harmonisationefforts-
Future research namedLCSA as an issue that should be investigated and considered more intensivelybroadening the analysis to include the opinions of sponsors etc. on integrating sustainability criteria in material selection, developing a comprehensive method of evaluating different material alternatives concerning the three pillars as well as their importance weightingsnormalization and weighting factors used in PEF be used for aggregation of environmental and social indicators, as they have been agreed upon in a large European collaborationconsider interdependency of all three sustainability factors; challenge of aggregating and translating various social aspects from qualitative to quantitative weighted values, study of influence on/ interdependencies with the economic and environmental factorsinfluence of one sustainability dimension on the other; challenge of aggregating and translating various social aspectsexpected that awareness and acceptance of TBL will continue to increasesimplify analysis of the results obtained to allow for a reliable comparison of different alternatives -proposal of how to apply LCSA and integrate it in a BIM model -more methodological advancements are needed more intensive dialogue between stakeholders in the early stages; integration of essential traits of good practices in reporting templates and future regulationhow to establish an automatic identification technology of civil engineering sustainability research based on artificial intelligence methods

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Figure 1. Article structure.
Figure 1. Article structure.
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Figure 2. Sustainability assessments and rating systems.
Figure 2. Sustainability assessments and rating systems.
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Figure 3. Search strategy.
Figure 3. Search strategy.
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Figure 4. LCSA Publications from January 2010–February 2021.
Figure 4. LCSA Publications from January 2010–February 2021.
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Figure 5. Journals used for publication.
Figure 5. Journals used for publication.
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Figure 6. Working-Location of first authors.
Figure 6. Working-Location of first authors.
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Figure 7. Construction-related LCSA publications from January 2010–February 2021.
Figure 7. Construction-related LCSA publications from January 2010–February 2021.
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Figure 8. Construction-related journals used for publication.
Figure 8. Construction-related journals used for publication.
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Figure 9. Working location of first author with a focus on construction sector.
Figure 9. Working location of first author with a focus on construction sector.
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Figure 10. Article organization.
Figure 10. Article organization.
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Figure 11. Assessing all three pillars.
Figure 11. Assessing all three pillars.
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Figure 12. System boundaries used.
Figure 12. System boundaries used.
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Figure 13. Software used.
Figure 13. Software used.
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Figure 14. Databases used.
Figure 14. Databases used.
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Figure 15. LCIA methodology used.
Figure 15. LCIA methodology used.
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Figure 16. LCA: midpoint indicators assessed and named.
Figure 16. LCA: midpoint indicators assessed and named.
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Figure 17. LCC: indicators assessed.
Figure 17. LCC: indicators assessed.
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Figure 18. The S-LCA concerning S-LCA guidelines: Indicators assessed.
Figure 18. The S-LCA concerning S-LCA guidelines: Indicators assessed.
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Table 1. Case studies analyzed.
Table 1. Case studies analyzed.
LCALCCS-LCA
#YearContentProductFUFor All PillarsSys. Bound.Primary DataSoftwareDatabaseMethodology# of Midpoint Indicators 1# of Endpoint Indicators 2# of LCC Indicators 3Social Aspects AssessedFollowing S-LCA Guidelines 4SHDBVisualizationWeightingWeighting Method
12020LCSA and noise reduction of window renovation in Malaysian schoolswindows120 cm × 120 cm piece of product cradle-to-graven.a.SimaProMalaysia Life Cycle Inventory Database (MYLCID) & Ecoinvent 1 1x no noise pollution (32%), costs (26%), env. emissions (23%), social aspects (19%)MCDA: AHP
22018LCSA on building structures made from timber hybrid with concrete and steelbuilding structure (timber, concrete and steel)whole structure scheme of single story residential buildingno: S-LCAcradle-to-graveyesSimaProMYLCID & EcoinventReCiPe & CML5 1x no
32020sustainability performance of different concrete and stone walls retaining wallslinear meter of wall for 6m height cradle-to-graven.a.SimaProMYLCID & EcoinventReCiPe2 1xxno 1) S-LCA survey: stakeholder relevance; 2) costs (33%), GWP (24%), OP (22%), social aspects (20%)MCDA: AHP
42012demolition processes with regard to environmental, economic and social LCI data high-rise building1m2 gross floor area of a high-rise building EoLyes no
52016LCSA of building constructionspublic residential building cradle-to-useyesSimaPro ReCiPe1731x no (but SHDB named)
62016hypothetical analysis of four-story three-bay RC moment resisting frameresisting frame cradle-to-graveno (only databases) Ecoinvent no to convert individual impact categories to one environmental performance score-
72014analysis of mid-rise residential buildings: concrete vs. wood framemid-rise residential building1ft2 horizontal area cradle-to-graveyesAthena LCIAthena LCI database 8 1xxno equal weights for 3 pillars; inter-pillar weightingMCDA: AHP
82017calculation of a developed sustainability index with indicators in the three dimensionsmodular buildingone modular building n.a. no
92019LCSA of three student housing buildingsstudent housing buildingsbuilding cradle-to-useyes EcoinventReCiPe031x no
102014TBL economic input–output based hybrid LCA model for assessing US residential and commercial buildingsUS residential and commercial buildingbuilding cradle-to-graveyes (public sources) 3 3xxnoyes
112021LCSA of dust control methodsair/dust controltreatment of an area of 0.4 ha cradle-to-useyesGaBiGaBi professionalTRACI 2.010 1xxno
122019LCSA of low carbon cement in Cubacement 1t of cement cradle-to-gatepartlySimaPro ReCiPe1131x noyes
132018LCSA of low carbon cement in Cubacement 1t of cement cradle-to-usen.a.SimaPro ReCiPe1131x no
142019LCSA of the Italian ceramic sectorceramic (wall tiles, porcelain stoneware)1m2 of ceramic cradle-to-graveyesSimaProEcoinventIMPACT 20021033x noyes
152016bottom ash management, waste management in Macaoincinerator bottom ashtreatment of 1t ash EoLpartlySimaProEcoinventIMPACT 200215 1x no env. emissions (39%), costs (35.2%), social aspects (14.4%), legal aspects (11.4%)MCDA: AHP
162018LCSA of retrofitting a private dwellingdwellingbuilding cradle-to-usen.a.SimaProEcoinventReCiPe031xxyes
172017LCSA of fly ash in concretefly ash concrete1m3 fly ash concrete cradle-to-gateno (only databases)SimaProEuropean Life Cycle DatabaseEcoindicator 99433xxnoyesinter-pillar weightingMCDA: AHP
182020LCSA of pavement alternativeshighway pavement1km pavement (3.5 m width)no: S-LCAcradle-to-gatepartly TRACI 2.05 1x no intra-pillar weightingMCDA: AHP
192019LCSA of pavement alternativesasphalt concrete layer1km pavement (3.5 m width)no: S-LCAcradle-to-usepartly GREETTRACI 2.05 1x no intra-pillar weightingMCDA: AHP
1: (Balasbaneh & Marsono, 2020) [98], 2: (Balasbaneh et al., 2018) [90], 3: (Balasbaneh & Marsono, 2020) [99], 4: (Bozhilova-Kisheva et al., 2012) [100], 5: (Dong & Ng, 2016) [5], 6: (Gencturk et al., 2016) [88], 7: (Hossaini et al., 2014) [101], 8: (Kamali & Hewage, 2017) [89], 9: (Liu & Qian, 2019) [93], 10: (Onat et al., 2014) [4], 11: (Raymond et al., 2021) [94], 12: (Sánchez et al., 2019) [102], 13: (Berriel et al., 2018) [103], 14: (Settembre Blundo et al., 2019) [104], 15: (Sou et al., 2016) [105], 16: (Touceda et al., 2018) [85], 17: (Wang et al., 2017) [106], 18: (Zheng et al., 2020) [91], 19: (Zheng et al., 2019) [92].
Table 2. Subcategories and stakeholders assessed and reported.
Table 2. Subcategories and stakeholders assessed and reported.
Stakeholder CategoriesSubcategoriesFrequency
WorkersHealth and Safety6
Working hours5
Freedom of association and collective bargaining1
Child labor1
Fair salary1
Forced labor1
Equal opportunities1
Local CommunityAccess to material resources5
Local employment5
Cultural heritage4
Safe and healthy living conditions2
Community engagement1
Safe and healthy living conditions1
SocietyTechnology development4
Contribution to economic development2
Public commitments to sustainability issues3
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Backes, J.G.; Traverso, M. Application of Life Cycle Sustainability Assessment in the Construction Sector: A Systematic Literature Review. Processes 2021, 9, 1248. https://doi.org/10.3390/pr9071248

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Backes JG, Traverso M. Application of Life Cycle Sustainability Assessment in the Construction Sector: A Systematic Literature Review. Processes. 2021; 9(7):1248. https://doi.org/10.3390/pr9071248

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Backes, Jana Gerta, and Marzia Traverso. 2021. "Application of Life Cycle Sustainability Assessment in the Construction Sector: A Systematic Literature Review" Processes 9, no. 7: 1248. https://doi.org/10.3390/pr9071248

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