Abstract
In this work, we deal with the initial value problem of the 5th-order Gardner equation in \({\mathbb {R}}\), presenting the local well-posedness result in \(H^2({\mathbb {R}})\). As a consequence of the local result, in addition to \(H^2\)-energy conservation law, we are able to prove the global well-posedness result in \(H^2({\mathbb {R}})\). Finally as a direct application, we prove that some globally defined functions, e.g. breather solutions of 5th order Gardner equation, are \(H^2({\mathbb {R}})\) stable.
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Notes
Such a spatial translation is performed in order to provide a simpler expression of the N-soliton solution in Sect. 3. On the other hand, it is known that not only the first order linear term but also the third order term of the linear part in (1.1) are negligible in the study of the well-posedness theory compared to the fifth order term.
Here P is a appropriate truncation operator in the Fourier space, thus \(P_{high}u\) means the high frequency (\(|\xi | \gg 1\)) localized portion of u, while the frequency support of \(P_{\le 0}u\) is in \([-1,1]\).
The \(X^{s,b}\) spaces are equipped with the norm
$$\begin{aligned} \left\Vert f\right\Vert _{X^{s,b}} = \left\Vert \langle \xi \rangle ^s\langle \tau -\xi ^5\rangle ^b \widetilde{f}\right\Vert _{L_{\tau ,\xi }^2},\end{aligned}$$where \(\widetilde{f}\) is the space time Fourier coefficient (also denoted by \({\mathcal {F}}(f)\)) and \(\langle \cdot \rangle = (1+|\cdot |^2)^{\frac{1}{2}}\). For more details, see Sect. 2.
It suffices to regard only \(\partial _x^5\) as a linear part of (1.1), since \(\partial _x^3\) is negligible in a sense of the dispersion effect.
The persistence of regularities ensures the global well-posedness in \(H^s({\mathbb {R}})\), \(s \ge 2\).
Originally, we have \(w(\xi ) = -\xi ^5 +10\mu ^2\xi ^3\) corresponding to the linear part of (1.1). However, for fixed \(\mu \) and for large frequency \(|\xi | \gg 1\), the third order term are negligible compared to the fifth order term.
The basic method is similar to that used in [35], but it is chosen to avoid complicated calculations in the energy estimate.
Thanks to the symmetry of frequencies, our assumption that \(\xi _1\) is the minimum frequency does not lose of the generality.
One can see that the worst bound comes from the low frequency with high modulation case (\(j_4 = j_{max} > j_{med} + 5\)).
We use, here, \(2^{j_{max}} \ge 2^{2k_4}\) to deal with a maximum modulation, since our purpose is to obtain the local well-posedness only in \(H^s({\mathbb {R}})\), \(s \ge 2\). However, one may obtain the better result by performing a delicate calculation in addition to \(2^{j_{max}} \ge |H|\), instead of \(2^{j_{max}} \ge 2^{2k_4}\). For the same reason, so the high-high-low \(\Rightarrow \) low case below as well.
The case \(|\xi _1 + \xi _2| \sim 2^{k_2}\), when \(|k_1-k_2| \le 4\), exists, if both \(\xi _1\) and \(\xi _2\) have same sign. However, under this condition, one has the same conclusion as (2.29).
The case \(|\xi _1 + \xi _2| \le 1\) cannot happen when \(k_1 =0\) and \(k_2 \ge 1\).
A small difference between \({\mathcal {P}}_1\) and F in Lemma 6.4 in [49] does not make any trouble. Indeed, our setting of \(u_h\) corresponds to (2.1), so that one can immediately apply the argument in the proof of Lemma 6.4 in [49] to our case. Moreover, the cubic term with one derivative in \({\mathcal {N}}_2(u_{ap})\) can be dealt with similarly as \({{\mathcal {S}}}{{\mathcal {N}}}(u_{ap})\).
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M. A. was partially funded by Product. CNPq Grant No. 305205/2016-1 and VI PPIT-US program ref. I3C C. Kwak was partially supported by FONDECYT de Postdoctorado 2017 Proyecto No. 3170067 and project France-Chile ECOS-Sud C18E06, and is supported by the National Research Foundation of Korea(NRF) grant funded by the Korea government(MSIT) (No. 2020R1F1A1A0106876811). The authors are grateful to the editor and anonymous referee for dealing with our manuscript.
Appendices
Appendix A. Proof of Theorem 1.4
The aim of this section is to prove the weak ill-posedness of (1.1) for \(s > 0\), which, in addition to the first author’s recent work [4], completely justifies that the 5th Gardner Eq. (1.1) is a quasilinear equation in the sense that the flow map from data to solutions is not (locally) uniformly continuous for all regularities, see Corollary 1.5. Since the weak-illposedness phenomenon occurs due to the strong high-low interaction in the quadratic nonlinearity with three derivatives, Theorem 1.2 in [49] seems to guarantee the lack of uniform continuity of the flow map associated to (1.1) for \(s > 0\). This section contributes to prove that the Eq. (1.1) is indeed weakly ill-posed for \(s > 0\).
The proof basically follows the argument used in [49], initially introduced by Koch-Tzvetkov [45]. Since the (weak) ill-posedness phenomenon arises from the strong high-low quadratic nonlinearity (high frequency waves with low frequency perturbations), the main part of the proof is identical to the argument in [49]. Thus, we, here, provide an additional estimate to be needed for the other nonlinearities.
In view of the argument presented in Sect. 2.6, it suffices to show the ill-posedness of (2.1) with small initial data.
1.1 A.1 Setting
We first define the approximate solution, which is an ansatz to cause the (weak) ill-posedness phenomenon. Let \(\phi , \widetilde{\phi } \in C_0^{\infty }({\mathbb {R}})\) be smooth bump functions satisfying
and
respectively. For \(N \ge 1\) and \(0< \delta < 1\), set
Let \(\epsilon > 0\) be a sufficiently small for the initial data to satisfy (2.37). Let
and \(u_l^{\pm }(t,x)\) be the solution to (2.1) with the initial data \(u_{0,l}^{\pm }(x)\). Let \(\Phi _N(t) := (N^5-10\mu ^2\lambda ^2N^3)t\) and
be a high frequency part of the approximate solution, and thus define the approximate solution as
Then the main task is to prove the following proposition:
Proposition A.1
(Proposition 6.2 in [49]) Let \(\max (0,2-2s)< \delta < 1\). Let \(u_{N}^{\pm }\) be the unique solution to (2.1) with initial data
Then, we have
for \(s > 0\) and \(|t| <1\), as \(N \rightarrow \infty \).
Once (A.2) holds true, one conclude that
which, in addition to Lemma A.2 below, implies
for \(|t| < 1\). This completes the proof of Theorem 1.4.
We recall from [45, 49] the following useful lemmas to prove Proposition A.1.
Lemma A.2
(Lemma 2.3 in [45]) Let \(s \ge 0\), \(\delta > 0\) and \(\gamma \in {\mathbb {R}}\). Then,
for some \(c_0 >0\).
Lemma A.3
(Lemma 6.3 in [49]) Let K be a positive integer and \(K-2-s \ge k \ge 0\). Then, we have
Proof
The proof of (A.3) and (A.4) follows from a direct computation and Theorem 1.2, in particular, a priori bound (2.38). Moreover, the proof of (A.5) follows from a direct calculation in (2.1) and (A.3)–(A.4). The proof is almost identical to the proof of Lemma 6.3 in [49], thus we omit the details. \(\square \)
Lemma A.4
Let
where \({\mathcal {N}}_2(\cdot )\), \({\mathcal {N}}_3(\cdot )\) and \({{\mathcal {S}}}{{\mathcal {N}}}(\cdot )\) are defined as in (2.2)–(2.3), respectively. Let \(s > 0\), \(0<\delta <2\) and \(|t| \le 1\). Then, we have
Moreover, if \(\sigma > 0\), we have
Proof
It suffices to consider \({\mathcal {P}}^{+}\), since an identical argument holds true for \({\mathcal {P}}^{-}\). We drop the super-index \(+\). We decompose \({\mathcal {P}}\) into \({\mathcal {P}}_1+{\mathcal {P}}_2\), where \({\mathcal {P}}_2= {\mathcal {N}}_3(u_{ap}) -{\mathcal {N}}_3(u_l) + {{\mathcal {S}}}{{\mathcal {N}}}(u_{ap}) - {{\mathcal {S}}}{{\mathcal {N}}}(u_l)\) and \({\mathcal {P}}_1 = {\mathcal {P}} -{\mathcal {P}}_2\). Lemma 6.4 in [49] exactly shows (A.7) and (A.8) for \({\mathcal {P}}_1\)Footnote 13. Our setting of \(\phi \), \(\widetilde{\phi }\) and \(u_l\) is essential to deal with
contained in \({\mathcal {P}}_1\) (compared to \(F_4\) in the proof of Lemma 6.4 in [49]). Indeed, a direct calculation in addition to \(u_{0,l}(x) := \epsilon N^{-3}\widetilde{\phi }_{N}(x)\) and \(\phi \widetilde{\phi } = \phi \) gives
which is handled by using (A.5). Thus, it suffices to show (A.7) and (A.8) for \({\mathcal {P}}_2\). Putting first \(u_{ap} = u_l + u_h\) into \(10u_{ap}^2u_{ap, 3x} - 10 u_l^2u_{l, x}\) in \({\mathcal {P}}_2\), one has
Note that
Thus, one can see that the worst term arises from the case when the derivative acts on \(\cos \left( N x -\Phi _N(t) - t\right) \). Using Lemmas A.2 and A.3 , one estimates
An analogous argument yield
and
Collecting all, we completes the proof of (A.7). Moreover, the fractional Leibniz rule ensure at least \(\left\Vert {\mathcal {P}}\right\Vert _{{\dot{H}}^{\sigma }} \lesssim _{\sigma } N^{\sigma } \left\Vert {\mathcal {P}}\right\Vert _{L^2}\), which in addition to (A.7) implies (A.8), since \(u_{l, t}+u_{l, 5x}+10\mu ^2\lambda ^2u_{l, 3x} + 30\mu ^4 \lambda ^4 u_{l, x} +{\mathcal {N}}_2(u_l) + {\mathcal {N}}_3(u_l) + {{\mathcal {S}}}{{\mathcal {N}}}(u_l) = 0\) and the others contains at least one \(u_h\). We complete the proof. \(\square \)
1.2 A.2. Proof of Proposition A.1
Let \(w^{\pm } := u_N^{\pm } - u_{ap}^{\pm }\). We only show \(\left\Vert w^+\right\Vert _{H^s} = o(1)\) as \(N \rightarrow \infty \) and drop the super-index \(+\). For \(s \ge 2\), the local well-posedness theory is available. A direct calculation gives
where \(\Gamma := \partial _t+\partial _x^5 +10\mu ^2\lambda ^2 \partial _x^3\) and \({\mathcal {P}}\) is as in (A.6). For \(2 \le \sigma \), the local well-posedness, in particular (2.38), ensures
Moreover, a direct calculation and the local theory (for \(u_l\)) gives
Using Propositions 2.15, Propositions 2.7, 2.8, 2.9 and 2.13 , and (A.7) under (A.10) and (A.11), one concludes
for \(\beta = \min (\delta , -\frac{2-\delta }{2}+s) > 0\), which, in addition to Proposition 2.14, implies
Furthermore, an analogous argument (but using (A.8) instead of (A.7)) in addition to
ensures \(\left\Vert w\right\Vert _{F^s(T)} = O(N^{-\beta })\), which concludes (A.2) as \(N \rightarrow \infty \) for \(s \ge 2\).
To fill the regularity range \(0< s < 2\), we use the conservation law and the interpolation theorem. \(H^2\) conservation law (2.39) and a direct calculation yield
respectively, which concludes
The interpolation between (A.12) and (A.13) ensures
which proves (A.2) as \(N \rightarrow \infty \) for \(0< s < 2\).
Appendix B. Proof of Lemma 3.2.
We are going to prove the identity (3.2)
Firstly and for the sake of simplicity, we will use the following notation:
and
where velocities \((\gamma _5,\delta _5)\) are given in (1.7). From the explicit expression of the breather solution (1.7) but now written in terms of the above derivatives (B.1)–(B.2), we obtain that:
Moreover we get
Now, we compute \(B_{\mu ,xx}\). First we get
and then
where
and therefore from (B.3), (B.4), (B.5) and (B.6), we get
where
Now, we verify that, after expanding \(f's\) and \(g's\) terms (B.1)–(B.2) and lengthy rearrangements, the above term (B.8) simplifies as follows:
Finally, remembering (B.7), we have that
and we conclude.
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Alejo, M.A., Kwak, C. Global Solutions and Stability Properties of the 5th Order Gardner Equation. J Dyn Diff Equat 35, 575–621 (2023). https://doi.org/10.1007/s10884-021-10022-4
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DOI: https://doi.org/10.1007/s10884-021-10022-4