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An axiomatic method for goal-dependent allocation in life cycle assessment

  • LCI METHODOLOGY AND DATABASES
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Abstract

Purpose

How to apply allocation in an life cycle assessment (LCA) is a long-running and controversial debate. Consensus seems to exist on the fact that the allocation procedure should follow logically from the LCA goal definition. This paper proposes to use an axiomatic method to (1) identify an allocation procedure for co-production, joint treatment, and recycling, that best responds to a specific LCA goal and (2) communicate the rationale applied by the LCA practitioner transparently. The method is illustrated via a case study.

Materials and methods

The specific goal definition for which a suitable allocation procedure is identified is to evaluate what impacts can be attributed to a product, which could inform a company about potential sources of reputation damage. Subjective assumptions that reflect our vision of “what impacts can be attributed to a product” are described in definitions and axioms.

Results and discussion

Axioms are formulated that describe the system boundaries of the product system and the partitioning criterion. The derived allocation procedure corresponds to “Allocation at the Point of Substitution,” which is applied in one of the system models of ecoinvent. Partitioning is based on market information, which corresponds to a cause-oriented perspective on “what impacts can be attributed to a product.” Other LCA goal definitions and rationales could require different system boundaries or a different partitioning criterion.

Conclusions and perspectives

The axiomatic method presented in this paper supports the identification of a suitable allocation procedure for a defined LCA goal and the transparent communication of the rationale that backs up this procedure. Building forth on the approach of this paper, a collection of axioms and corresponding allocation procedures could be developed on which consensus might exist within the LCA community. Such goal-dependent allocation procedures could form the basis of future guidance on LCA.

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adapted from Weidema et al. 2013)

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Notes

  1. In the case of combined production, the production quantities of the co-products are independently variable. In joint production, the relative output volume of the co-products is fixed (Frischknecht 2000; Weidema 2000). Allocation is not necessary in combined production as the specific inventory related to a single co-product can be modeled following physical relationships (Azapagic and Clift 1999).

  2. “Analytic work begins with material provided by our vision of things, and this vision is ideological almost by definition. It embodies the picture of things as we see them, and wherever there is any possible motive for wishing to see them in a given rather than another light, the way in which we see things can hardly be distinguished from the way in which we wish to see them.” (Schumpeter 1954, p. 40)

  3. In response to the question “Why do magnets repel each other?” Feynman explains the difficulties of the “why” question. He uses an example of Aunt Minnie who is in the hospital. Why is she in the hospital? Because she went outside, slipped on the ice, and broke her hip. This answer can be satisfying if you understand that people who break their hip go to the hospital, and if you understand that ice is slippery. However, you could continue asking the “why” question. Why is ice slippery? This could go on until you reach a statement on which there is a common understanding or agreement.

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Acknowledgements

We are grateful for the contributions of the Solvay Research and Innovation team “Eco-design, Modeling and Simulation” to the manuscript, especially from Jean-François Viot and Françoise Lartigue-Peyrou. Furthermore, we greatly appreciate the critical reflections of Reinout Heijungs, Ellen Bracquené, and two anonymous reviewers to this paper, which allowed us to improve its quality.

Funding

We received financial support from the Solvay and the French National Association for Technical Research (CIFRE Convention No. 2013/ 1146) for the Ph.D. study of the first author.

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Correspondence to Guido Sonnemann.

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Communicated by Hans-Jürgen Garvens

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Schrijvers, D.L., Loubet, P. & Sonnemann, G. An axiomatic method for goal-dependent allocation in life cycle assessment. Int J Life Cycle Assess 26, 1223–1235 (2021). https://doi.org/10.1007/s11367-021-01932-y

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  • DOI: https://doi.org/10.1007/s11367-021-01932-y

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