Review article
Role of microbes in the pathogenesis of neuropsychiatric disorders

https://doi.org/10.1016/j.yfrne.2021.100917Get rights and content

Highlights

  • The human microbiome in the context of psychiatric disorders is an emerging field of study.

  • The gut-brain axis has been associated with several neuropsychiatric disorders.

  • Oral and skin microbiome could affect mental health via inflammatory pathways.

  • Large samples and appropriate designs are needed to verify the microbiome-brain association.

Abstract

Microbes inhabit different anatomical sites of the human body including oral cavity, gut, and skin. A growing literature highlights how microbiome variation is associated with human health and disease. There is strong evidence of bidirectional communication between gut and brain mediated by neurotransmitters and microbial metabolites. Here, we review the potential involvement of microbes residing in the gut and in other body sites in the pathogenesis of eight neuropsychiatric disorders, discussing findings from animal and human studies. The data reported provide a comprehensive overview of the current state of the microbiome research in neuropsychiatry, including hypotheses about the mechanisms underlying the associations reported and the translational potential of probiotics and prebiotics.

Introduction

Microbes reside in the human body and not all of them are necessarily harmful. Their presence/absence and balance/imbalance are associated with health and disease. Some microbes are beneficial and their diversity across human body sites contributes to the overall health status of an individual (Lloyd-Price et al., 2016, Gevers et al., 2012). Fluctuations in the relative diversity and composition of the microbiome across the human body are hypothesized to affect the risk of several diseases, including inflammatory bowel disease (IBD) (Glassner et al., 2020), cancer (Bhatt et al., 2017), and immunological disorders (Belkaid and Hand, 2014).

There is considerable literature supporting the association between human microbiome variation and mental health, also including several review articles focused on specific disorders or specific mental health domains, such as depression (Marx et al., 2021, Bastiaanssen et al., 2020, Cruz-Pereira et al., 2020), mood disorders (Margolis et al., 2021, Cruz-Pereira and Cryan, 2020), neurodegenerative disorders (Cryan et al., 2020), and neurodevelopment (Cowan et al., 2020). However, to our knowledge, a review presenting the current state of microbiome research across multiple neuropsychiatric disorders and different body sites is missing. The current article aims to provide a compendium of the current state of human microbiome research across the neuropsychiatric spectrum to help investigators with different expertise to understand the evidence available to date. We include an initial overview of three microbiome domains (gut, mouth, and skin; Fig. 1) and then review findings specifically related to eight neuropsychiatric disorders (Alzheimer’s disease, attention deficit hyperactivity disorder, anorexia nervosa, autism spectrum disorder, bipolar disorder, major depressive disorder, schizophrenia, and substance use disorders; Table 1). Due to size constraints, we decided to focus on those psychiatric disorders that were investigated by numerous studies or that were not reviewed previously.

The studies reviewed were conducted using a wide range of different methods and designs. For example, diversity metrics include several measures of alpha diversity (e.g., the Shannon index assumes the observed abundances reflect random sampling of the microbiome and thus is maximized when abundances increase evenly across all taxonomic units; the Simpson index gives more weight to highly abundant taxanomic groups and is less influenced by very low abundance organisms; the Chao1 index uses a Poisson distribution to estimates the number of taxa in a sample by extrapolating the number of rare organisms that may have been missed due to under-sampling; rarefaction assesses species richness through construction of rarefaction curves). Beta diversity reflects a comparison of abundances between two microbiome samples (e.g., Jaccard distance is measures similarity in the presence or absence of taxonomic groups without regard to abundance; Bray–Curtis dissimilarity measures the differences in abundances of each taxonomic units; Unweighted UniFrac is the distance between two samples by calculating the fraction of the branch length in a phylogenetic tree that leads to descendants) (Ashton et al., 2016). Because analytic variability undermines comparison between studies and contributes to the lack of reproducibility among microbiome studies, investigators have highlighted the need for establishing standards for microbiome analysis and interpretation (Morton et al., 2019, Sczyrba et al., 2017). Due to the difficulty of comparing results that used different statistics, we decide to compare the finding of the studies reviewed relying on the interpretation made by the authors.

Section snippets

Gut-brain axis

The gut microbiome is a reservoir of many microorganisms such as Firmicutes, Bacteroides, Preveotella, and Bifidobacterium associated with the healthy physical and mental state of an individual. (Lozupone et al., 2012). Gut dysbiosis (i.e., altered abundances of gut microbial communities) has been hypothesized to be involved in gastrointestinal disease (Lozupone et al., 2012, Cummings et al., 2003), cardiovascular illnesses (Tang and Hazen, 2014), metabolic disorders (Blandino et al., 2016) and

Oral microbiome

The human oral cavity is a complex environment presenting a variety of habitats hosting different kinds of microorganisms (Dewhirst et al., 2010). Highly prevalent microorganisms in the oral cavity include Staphylococcus (Schulze-Schweifing et al., 2014, Wade, 2013) and Streptococcus (Butler et al., 2017). Data regarding different oral microbiome species are available from the Human Oral Microbiome Database (HOMD) (Chen et al., 2010). Compared with the gut microbiome, few studies examined the

Skin microbiome

Skin serves as a barrier preventing the invasion of external pathogens and also acts as the primary habitat for the commensal microbiota (Grice and Segre, 2011). Sebaceous sites in the skin are reservoirs of specific bacteria like lipophilic Propionibacterium; Staphylococcus, and Corynebacterium species (Scharschmidt and Fischbach, 2013). Skin microbiome diversity is generally conserved at the community level and despite external perturbations like diet, antimicrobial therapy, and long-term

Alzheimer's disease

Alzheimer’s disease (AD) is a leading cause of death worldwide, with an estimated incidence of 1–3% and a prevalence of 10–30% of the population >65 years of age in the United States (Masters et al., 2015, Gaugler et al., 2019). The role of altered gut microbiota and its subsequent impact on the HPA axis has been studied in the context of AD pathophysiology (Kim and Shin, 2018). The leading hypothesis is that the composition of the intestinal microbiome plays a role in the neuroinflammation of

Attention deficit hyperactivity disorder

Attention-deficit hyperactivity disorder (ADHD) is a heterogeneous neurodevelopmental disorder (Aarts et al., 2017). Diet potentially plays an important role in ADHD-related behavioral processes via its effect on the composition and functioning of the gut microbiome (Szopinska-Tokov et al., 2020). Apart from diet, host-microbe interaction with the gut-brain axis could be directly involved in the development of ADHD (Bull-Larsen and Mohajeri, 2019). The host-microbiome interactions have

Anorexia nervosa

Anorexia nervosa (AN) is a mental illness characterized primarily by feeding restriction, distorted perceptions of and preoccupation with body weight and shape, and obsessive behaviors related to food (Solomon et al., 2020). Metabolic, immunologic, and weight regulating effects of the microbiome could influence the course and prognosis of the disease. Additionally, the interplay between stress-coping mechanisms and gut microbiome can also have important implications for AN (Kleiman et al., 2015

Autism spectrum disorder

Autism spectrum disorder (ASD) is characterized by impairment in communication, speech, social interaction, and the presence of restricted interests and repetitive or stereotyped behaviors (Matson and Goldin, 2014, Faras et al., 2010). Due to the high prevalence of GI symptoms in ASD-affected individuals, considerable attention has been paid to the gut microbiome (Lasheras et al., 2020). Altered age-related patterns have been associated with ASD-affected individuals, including cognitive

Bipolar disorder

Bipolar disorder (BD) is a chronic mood disorder characterized by periods of abnormally elevated mood in addition to periods of depression, and it is associated with high morbidity (Müller-Oerlinghausen et al., 2002). Several lines of evidence support the presence of chronic low-grade inflammation among BD-affected persons, with increased plasma cytokines, soluble cytokine receptors, chemokines, acute phase reactants, and T-cell activation. It is unclear the extent to which these findings may

Major depressive disorder

Major Depressive disorder (MDD) is the 4th leading course of disability around the world (Friedrich, 2017). Multiple studies reported associations between microbiome variation and certain biological changes associated with MDD pathogenesis (e.g., neurotrophic factor alterations neuroanatomical abnormalities, and endocrine and immune system dysfunction) (Naseribafrouei et al., 2014, Jiang et al., 2015). Depression appears to be generally associated with reduced microbial diversity (Cheung et

Schizophrenia

Schizophrenia (SCZ) is a chronic psychiatric disorder characterized by a range of symptoms, including delusions, hallucinations, disorganized thoughts, and cognitive deficits (Mattila et al., 2015). The role of microbial diversity in contributing to SCZ has been widely discussed. Imbalance of microbes produced either by pathogen invasion, stress, immune gene activation, or endothelial barrier compromise is associated cognitive impairments and has been hypothesized to occur in individuals with

Substance use disorders

Gut dysbiosis has been reported among subjects with substance use disorders (SUD) and hypotheses have been made regarding whether these differences are consequences of substance use or they contribute to the psychopathology observed among the patients investigated (Meckel and Kiraly, 2019). As such, this section includes both studies of SUD-affected patients and the effects observed among users of addictive substances. Comparing intestinal microbiota in SUD patients and healthy controls, the

Conclusions

The study of the human microbiome in the context of psychiatric disorders is an emerging and promising field of study. To date, most studies are focused on the gut-brain axis and neuroinflammation, highlighting potential pathogenetic mechanisms in the context of psychiatric traits (Clapp et al., 2017, Kim and Shin, 2018). Although there are a limited number of investigations, oral and skin microbiome can also affect mental health (Hadian et al., 2020, Lin et al., 2020, Olsen and Hicks, 2020).

Acknowledgements and Declaration of Interest

The authors acknowledge support from the National Institutes of Health (R21 DA047527, R21 DC018098, and F32 MH122058). Dr. Polimanti is paid for his editorial work on the journal Complex Psychiatry. The other authors report no biomedical financial interests or potential conflicts of interest.

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