Abstract
This article investigates whether the level of academics’ societal engagement (ASE) is higher or lower at universities with leading research university (LRU) status compared with institutions at lower status levels within vertically stratified systems. In a theory-based purposeful sampling, we studied the correlation of LRU-status and ASE in Canada and Germany (intra-academic competition-based status model) and Kazakhstan and Russia (state-assigned status model). In Canada and Germany, universities have self-organized LRU-status groupings, such as the U15. In Kazakhstan and Russia, the National Universities’ LRU-status was assigned by the state. In Russia and Germany, Excellence Initiatives blur status-assignation models. Survey data is provided by the cross-country study “Academic Profession in Knowledge Society (APIKS)”. We find that techno-commercial ASE is only positively correlated with LRU-status in countries with state-assigned status groupings. Dissemination ASE is not correlated to LRU-status. Negative correlations between dissemination ASE and LRU-status are found in Canada. The results show that societal recognition (captured by industry, ministry, etc. grants) and LRU-status run in parallel in Russia and in Kazakhstan. In comparison with Russia, societal recognition is a distinct mechanism in Germany, which is not triggered by LRU-status. In Canada, ASE is mainly correlated with individual (status) determinants.
Similar content being viewed by others
References
Ahn, E.S., Dixon, J. and Chekmareva, L. (2018) ‘Looking at Kazakhstan’s higher education landscape: From transition to transformation between 1920 and 2015’, in J. Huisman, A. Smolentseva and I. Froumin (eds.) 25 Years of Transformations of Higher Education Systems in post-Soviet Countries. Cham: Palgrave, pp. 199–227.
Ahrne, G., Aspers, P. and Brunsson, N. (2015) ‘The Organization of Markets’. Organization Studies 36(1): 7–27.
Akerlof, G. (1970) ‘The Market for ‘Lemons’: Quality Uncertainty and the Market Mechanism’, Quarterly Journal of Economics 84(3): 488–500.
Altbach, P.G., Reisberg, L. and de Wit, H. (Eds.) (2017) Responding to Massification: Differentiation in Postsecondary Education Worldwide. Rotterdam: Sense Publishers.
Aspers, P. (2009) ‘Knowledge and Valuation in Markets’. Theory and Society 38:111–131.
Becher, T. and Trowler, P.R. (2001) Academic Tribes and Territories: Intellectual Enquiry and the Culture of Disciplines (2nd edition). Open University Press, Buckingham.
Beckert, J. (2007) Die soziale Ordnung von Märkten. Cologne: Max-Planck-Institut für Gesellschaftsforschung, Discussion Paper 07.
Bell, A., Jones, K. and Fairbrother, M. (2018) Understanding and Misunderstanding Group Mean Centering: A Commentary on Kelley et al’.s Dangerous Practice’, Qual Quant 52(5): 2031–2036.
Benner, M. and Sandström, U. (2000) ‘Institutionalizing the Triple Helix: Research Funding and Norms in the Academic System’, Research Policy 29(2): 291–301.
Benneworth, P. and Jongbloed, B.W. (2010) ‘Who Matters to Universities? A Stakeholder Perspective on Humanities, Arts and Social Sciences Valorisation’, Higher Education 59(5): 567–588.
Bilyalov, D. (2018) ‘Organizational Socialization and Job Satisfaction of Faculty at Nazarbayev University in Kazakhstan’, European Education 50(3): 229–248.
Bozeman, B. and Gaughan, M. (2007) ‘Impacts of Grants and Contracts on Academic Researchers’ Interactions with Industry’, Research Policy 36(5): 694–707.
Canadian Association of University Business Officers (2019). Financial Information of Universities and Colleges, 2017–18. Ottawa: Canadian Association of University Business Officers.
Cantwell, B. and Taylor, B.T. (2013) ‘Global Status, Intra-Institutional Stratification and Organizational Segmentation: A Time-Dynamic Tobit Analysis of ARWU Position among U.S. Universities’, Minerva 51(2): 195–223.
Cantwell, B. & Marginson, S. (2018) Vertical Stratification. In B. Cantwell, S. Marginson, A. Smolentseva (Eds.), High Participation Systems of Higher Education. Oxford: Oxford University Press, pp. 125–150.
de Weert, E. (2011) ‘Transformation or Systems Convergence? The Research Profile of Universities of Applied Sciences in Europe’, in J. Enders, H.F. de Boer und D.F. Westerheijden (eds.) Reform of Higher Education in Europe. Sense Publishers: Rotterdam, pp. 103–122.
GFSO—German Federal Statistical Office. (2016) Total income and third-party funds of the higher education institutions by funding sources 2014. Wiesbaden.
GFSO—German Federal Statistical Office. (2018) Hochschulen Auf einen Blick. Wiesbaden.
Ebbinghaus, B. (2005) ‘When Less is More: Selection Problems in Large-N and Small-N Cross-National Comparison’, International Sociology 20: 133–152.
Egorov, A., Leshukov, O. and Froumin, I. (2020) ‘Regional flagship” University Model in Russia: Searching for the Third Mission Incentives’, Tertiary Education and Management 26(1): 77–90.
Enders, J. (2019) ‘Differenzierung im deutschen Hochschulsystem‘, in D. Simon, A. Knie, S. Hornbostel and K. Zimmermann (eds.), Handbuch Wissenschaftspolitik. Wiesbaden: Springer, pp. 1–14.
Espeland, W.N. and Sauder, M. (2007) ‘Rankings and Reactivity: How Public Measures Recreate Social Worlds’. American Journal of Sociology 113: 1–40.
Froumin, I. and Povalko, A. (2014) ‘Top down push for excellence’, in Y. Cheng, Q. Wang and N.C. Liu (eds), How World-Class Universities Affect Global Higher Education. Sense Publishers, Rotterdam, pp. 47–63.
Gläser, J. and Laudel, G. (2019) ‘Die Unterkomplexität hochschulpolitischer Innovationen‘, in C. Schubert and I. Schulz-Schaeffer (eds.), Berliner Schlüssel zur Techniksoziologie. Wiesbaden: Springer, pp. 179–204.
Godin, B. (2006) ‘The Knowledge-Based Economy. Conceptual Framework or Buzzword?’ Journal of Technology Transfer 31(1): 17–30.
Gokhberg, L., Kuznetsova, T., and Zaichenko, S. (2009) ‘Towards a New Role of Universities in Russia: Prospects and Limitations’, Science and Public Policy 36(2): 121–126.
Hazelkorn, E. (2015) Rankings and the Reshaping of Higher Education. The Battle for World-Class Excellence (2nd edition). London: Palgrave.
Hewitt-Dundas, N. (2012) ‘Research Intensity and Knowledge Transfer Activity in UK Universities’, Research Policy 41(2): 262–275.
Jones, G.A., Gopaul, B., Weinrib, J., Metcalfe, A.S., Fisher, D., Gingras, Y. and Rubenson, K. (2014) ‘Teaching, Research, and the Canadian Professoriate’, in J.C. Shin, A. Arimoto, W.K. Cummings and U. Teichler (eds.), Teaching and Research in Contemporary Higher Education: Systems, Activities and Rewards. Springer: Dordrecht, pp. 335–356.
Jones, G.A. (2018) ‘Decentralization, Provincial Systems, and the Challenge of Equity: High Participation Higher Education in Canada’. In B. Cantwell, S. Marginson and A. Smolentseva (eds.), High Participation Systems of Higher Education. Oxford: Oxford University Press, pp. 203–226.
KCS—Kazakh Committee on Statistics (2018). Higher Education Institutions of the Republic of Kazakhstan: Statistical Bulletin. Retrieved from https://stat.gov.kz/official/industry/62/statistic/5.
Kehm, B.M. (2013) ‘To Be or Not to Be? The Impacts of the Excellence Initiative on the German System of Higher Education’, in J.C. Shin and B.M. Kehm (eds). Institutionalization of World-Class University in Global Competition, Springer, Dordrecht, pp. 81–97.
MESK—Ministry of Education and Science Republic of Kazakhstan and National Academy of Science (2018) National Report on Science, Nur-Sultan.
MESR—Ministry of Education and Science of Russia (2018) Data (Reporting-form VPO-1), retrieved from https://www.minobrnauki.gov.ru/ru/activity/stat/highed/index.php.
Müller, L. and Schneijderberg, C. (2020) ‘The Emergence of the Organizational Academic Profession: Vertical differentiation of German universities and the research-teaching nexus’, Higher Education Forum, https://doi.org/10.15027/48954.
Murmann, J.P. (2013) ‘The co-development of industrial sectors and academic disciplines’, Science and Public Policy 40(2): 229–246.
Olmos-Peñuela, J., Castro-Martínez, E. and D’Este, P. (2014) ‘Knowledge Transfer Activities in Social Sciences and Humanities. Explaining the Interactions of Research Groups with Non-Academic Agents’, Research Policy 43(4): 696–706.
Perkmann, M., Tartari, V., McKelvey, M., Autio, E., Broström, A., D’Este, P., Fini, R., Geuna, A., Grimaldi, R., Hughes, A., Krabel, S., Kitsong, M., Llerena, P., Lissoni, F., Salter, A. and Sobrero, M. (2013) ‘Academic Engagement and Commercialisation. A Review of the Literature on University–Industry Relations’, Research Policy 42(2): 423–442.
Platonova, D., and Semyonov, D. (2018). ‘Russia: The institutional landscape of Russian higher education’, in J. Huisman, A. Smolentseva and I. Froumin (eds.) 25 Years of Transformations of Higher Education Systems in post-Soviet Countries. Cham: Palgrave Macmillan, pp. 337–362.
Poldin, O., Matveeva, N., Sterligov, I., and Yudkevich, M. (2017) ‘Publication Activities of Russian Universities: The Effects of Project 5–100’, Educational Studies Moscow 2: 10–35.
Rabe-Hesketh, S. and Skrondal, A. (2012) Multilevel and Longitudinal Modeling Using Stata (3rd edition). College Station: StataCorp.
Riviezzo, A., Napolitano, M.R. and Fusco, F. (2020) ‘Along the Pathway of University Missions: A Systematic Literature Review of Performance Indicators’, in A.D. Daniel, A.A.C. Teixeira and M.T. Preto (eds.), Examining the Role of Entrepreneurial Universities in Regional Development. Hershey: IGI Global, pp. 24–50.
Salmi, J. (2016) ‘Excellence Strategies and World-class Universities’, in E. Hazelkorn (ed.), Global Rankings and the Geopolitics of Higher Education: Understanding the Influence of Rankings on Higher Education. Policy and Society. Abingdon: Routledge, pp. 216–243.
Sauder, M., Lynn, F., and Podolny, J.M. (2012) ‘Status: Insights from Organizational Sociology’, Annual Review of Sociology 38, 267–283.
Schneijderberg, C. (2020) ‘On Justification of Technical Universities in Germany: Evolution of the Civic-Industrial Order on the Education and Research Markets,’ in L. Geschwind, A. Broström and K. Larsen (eds.), Technical universities. Past, Present and Future. Doordrecht: Springer, https://doi.org/10.1007/978-3-030-50555-4_7.
Schneijderberg, C., & Götze, N. (2021, accepted) Academics’ Societal Engagement in Cross-country Perspective: Large-n in Small-n Comparative Case Studies. Higher Education Policy.
Seawright, J. and Gerring, J. (2008) ‘Case Selection Techniques in Case Study Research: A Menu of Qualitative and Quantitative Options’. Political Research Quarterly 61: 294–308.
Slaughter, S., and Rhoades, G. (2009) Academic Capitalism and the New Economy. Markets, State, and Higher Education. Baltimore: John Hopkins University Press.
Smelser, N.J. (2003) ‘On Comparative Analysis, Interdisciplinarity and Internationalization in Sociology’, International Sociology 18(4): 643–657.
Statistics Canada (2019) Table 37-10-0076-01 Number of full-time teaching staff at Canadian universities, by rank, sex.
Teichler, U. (2008) ‘Diversification? Trends and Explanations of the Shape and Size of Higher Education’, Higher Education 56: 349–379.
Trow, M. (1984). ‘The Analysis of Status’. In B.R. Clark (ed.), Perspectives on Higher Education: Eight Disciplinary and Comparative Views, Berkeley: University of California Press, pp. 132–164.
Thune, T., Reymert, I., Gulbrandsen, M. and Aamodt, P.O. (2016) ‘Universities and External Engagement Activities: Particular Profiles for Particular Universities?’ Science and Public Policy 43(6): 774–786.
Acknowledgements
The research in this article was supported in Canada by the Social Sciences and Humanities Research Council of Canada, in Germany by the Bundesministerium für Bildung und Forschung (Grant Number M522200), and in Russia by the framework of the Basic Research Program at the National Research University Higher School of Economics (HSE) and supported within the framework of a subsidy by the Russian Academic Excellence Project “5-100”.
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
On behalf of all authors, the corresponding author states that there is no conflict of interest.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Electronic Supplementary Material
Below is the link to the electronic supplementary material.
Rights and permissions
About this article
Cite this article
Schneijderberg, C., Götze, N., Jones, G.A. et al. Does Vertical University Stratification Foster or Hinder Academics’ Societal Engagement? Findings from Canada, Germany, Kazakhstan, and Russia. High Educ Policy 34, 66–87 (2021). https://doi.org/10.1057/s41307-020-00219-5
Published:
Issue Date:
DOI: https://doi.org/10.1057/s41307-020-00219-5