Skip to main content
Log in

Paradigmatic policy change or unintended subordination of rural autonomy: the case of source water protection in Ontario, Canada

  • Research Article
  • Published:
Policy Sciences Aims and scope Submit manuscript

Abstract

In May 2000, E. coli originating from nearby agricultural lands contaminated the municipal water supply of Walkerton, Ontario. As a result, over two thousand people became seriously ill and seven people lost their lives. In response to this crisis, source water protection emerged as part of a multi-barrier approach for the provision of safe drinking water. Intervention at the source provides an early opportunity to contain a range of potential risks, many of them tied to land-use. However, source water protection involved a fundamental shift in Ontario’s policy approach to the provision of safe drinking water. In doing so, it mobilized powerful actors to defend their interests against this change. This study traces how the problem was defined in Ontario, and by whom, establishing a continuum of actor–institution interactions that spans the development and implementation stages of the Clean Water Act (2006), and shows how different preferences were carried forward through the devolution of decision making to the watershed level. By disaggregating the policy change into its constituent parts, and accounting for actor effects at the implementation stage, we observe that decentralization in the context of sustained political pressure led to an effective concentration of decision-making power, thereby actually eroding local control. Caution is thus warranted when considering the devolution of decision making to inclusive social processes, as this may link policy subsystems and thereby create the institutional channels through which special interests can dominate decision making.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1

Similar content being viewed by others

Notes

  1. Government of British Columbia (2001). Drinking Water Protection Act.

  2. Gouvernement du Québec (2012). Stratégie de protection et de conservation des sources destinées à l’alimentation en eau potable.

  3. National Collaborating Centre for Environmental Health (2014). Small Drinking Water Systems: Who Does What in Prince Edward Island?.

  4. Government of Yukon (2007). Public Health and Safety Act. Drinking Water Regulation.

  5. New Brunswick Department of Environment and Local Government (2017). Watershed Protection.

  6. Government of Manitoba (2017). The Water Protection Act.

  7. Wang and Patrick (2014). Implementing source water protection plans in Saskatchewan: Local watershed perceptions.

  8. Alberta Environment and Parks (2015). Draft Guide to Source Water Protection Planning in the South Saskatchewan Region (Alberta).

  9. NW Northwest Territories Water Stewardship (2017). Source Water Protection. Government of the Northwest Territories.

  10. The three case study SPC are: Ausable Bayfield Maitland Valley (ABMV), Saugeen Grey Sauble Northern Bruce Peninsula (SGSNBP), and Raisin-South Nation (RSN).

  11. In the paper, information attributable to these respondents is identified by stakeholder group, as follows: Gov—government (Ministry of the Environment, Environmental Commissioner of Ontario); CO—Conservation Ontario; Mun—municipality; Ag—Agriculture; Envi—Environmental organization (including the Canadian Environmental Law Association).

  12. In the paper, information attributable to these respondents is identified by stakeholder group and source protection committee (SPC), as follows: SPA—Source Protection Authority; RSN—Raisin-South Nation SPC; ASBV—Ausable Bayfield Maitland Valley SPC; and, SGSNBP—Saugeen Grey Sauble Northern Bruce Peninsula SPC.

  13. These include: The Advisory Committee on Watershed-Based Source Protection Planning’s report, “Protecting Ontario’s Drinking Water: Toward a Watershed-Based Source Protection Planning Framework” (2003); the Government of Ontario’s White Paper on Watershed-Based Source Protection Planning (2004b); and draft legislation, the Drinking Water Source Protection Act (2004a).

References

  • Advisory Committee on Watershed-Based Source Protection Planning. (2003). Protecting Ontario’s drinking water: Toward a watershed-based source protection planning framework. Ontario Ministry of the Environment.

  • Agarwal, A., delos Angeles, M. S., Bhatia, R., Chéret, I., Davila-Poblete, S., Falkenmark, M., et al. (2000). Integrated water resources management. Denmark: Global Water Partnership.

    Google Scholar 

  • Alberta Environment and Parks. (2015). Draft guide to source water protection planning in the South Saskatchewan Region (Alberta). http://www.rdrwa.ca/sites/rdrwa.ca/files/pdf/Guide%20to%20Source%20Water%20Protection%20Planning%20in%20SSR%20DRAFT%20v3.pdf. Accessed 27 March 2019.

  • Bandaragoda, D. J., & Babel, M. S. (2010). Institutional development for IWRM: An international perspective. International Journal of River Basin Management,8(3–4), 215–224.

    Article  Google Scholar 

  • Baumgartner, F. R., & Jones, B. D. (1993). Agendas and instability in American Politics. Chicago: University of Chicago Press.

    Google Scholar 

  • Buchanan, J. M. (1954). Social choice, democracy, and free markets. Journal of Political Economy,62(2), 114–123.

    Article  Google Scholar 

  • Cashore, B., & Howlett, M. (2007). Punctuating which equilibrium? Understanding thermostatic policy dynamics in Pacific Northwest forestry. American Journal of Political Science,51(3), 532–551.

    Article  Google Scholar 

  • Clean Water Act, Ontario. (S.O. 2006, c. 22). Retrieved April 30, 2015, from http://www.ontario.ca/laws/statute/06c22?search=Clean+water+act.

  • Clean Water Act: General. (2015a). O.Reg. 287/07. Retrieved from Ontario e-Laws: https://www.ontario.ca/laws/regulation/070287.

  • Clean Water Act: Source Protection Committees. (2015b). O.Reg. 288/08. Retrieved from Ontario e-Laws: https://www.ontario.ca/laws/regulation/070288.

  • Conservation Authorities Act, Ontario. (R.S.O. 1990, c. C.27). Retrieved from Ontario e-Laws: http://www.ontario.ca/laws/statute/90c27?search=conservation+authorities.

  • Crow, D. A. (2010). Policy punctuations in Colorado water law: The breakdown of a monopoly. Review of Policy Research,27(2), 147–166.

    Article  Google Scholar 

  • Dupuis, J., & Biesbroek, R. (2013). Comparing apples and oranges: the dependent variable problem in comparing and evaluating climate change adaptation policies. Global Environmental Change,23(6), 1476–1487.

    Article  Google Scholar 

  • Ferreyra, C., & Beard, P. (2007). Participatory evaluation of collaborative and integrated water management: Insights from the field. Journal of Environmental Planning and Management,50(2), 271–296.

    Article  Google Scholar 

  • Ferreyra, C., de Loe, R. C., & Kreutzwiser, R. D. (2008). Imagined communities, contested watersheds: challenges to integrated water resources management in agricultural areas. Journal of Rural Studies,24(3), 304–321.

    Article  Google Scholar 

  • Filson, G. C., Sethuratnam, S., Adekunle, B., & Lamba, P. (2009). Beneficial management practice adoption in five southern Ontario watersheds. Journal of Sustainable Agriculture,33(2), 229–252.

    Article  Google Scholar 

  • Glenn, J. M. (2009). Sibling rivalry: The example of the Planning Act and the Clean Water Act in Ontario. Vermont Law Review,34, 903.

    Google Scholar 

  • Gouvernement du Québec. (2012). Stratégie de protection et de conservation des sources destinées à l’alimentation en eau potable. http://www.environnement.gouv.qc.ca/eau/potable/strategie/strategie.pdf. Accessed 27 March 2019.

  • Government of British Columbia. (2001). Drinking Water Protection Act. SBC 2001, Chapter 9, Government of British Columbia. http://www.bclaws.ca/civix/document/id/complete/statreg/01009_01#section18. Accessed 27 March 2019.

  • Government of Manitoba. (2017). The Water Protection Act. C.C.S.M.c W65. http://web2.gov.mb.ca/laws/statutes/ccsm/w065e.php. Accessed 27 March 2019.

  • Government of Yukon. (2007). Public Health and Safety Act. Drinking Water Regulation. O.I.C. 2007/139. http://www.gov.yk.ca/legislation/regs/oic2007_139.pdf. Accessed 27 March 2019.

  • Green Energy Act. (S.O. 2009, c. C.12, Sched.A). Retrieved from Ontario e-Laws: https://www.ontario.ca/laws/statute/09g12?search=%22green+energy+act%22&use_exact=on.

  • Hall, P. A. (1993). Policy paradigms, social learning, and the state: The case of economic policymaking in Britain. Comparative Politics,25, 275–296.

    Article  Google Scholar 

  • Hall, P. A. (2010). Historical institutionalism in rationalist and sociological perspective. In J. Mahoney & K. Thelen (Eds.), Explaining institutional change: ambiguity, agency, and power (pp. 204–23). Cambridge University Press.

  • Hanberger, A. (2001). What is the policy problem? Methodological challenges in policy evaluation. Evaluation,7(1), 45–62.

    Article  Google Scholar 

  • Hill, C., Furlong, K., Bakker, K., & Cohen, A. (2006). Emerging issues in water governance and legislation in the Canadian provinces and territories. Canadian Water Resources Association Annual Conference.

  • Hill, C., Furlong, K., Bakker, K., & Cohen, A. (2008). Harmonization versus subsidiarity in water governance: A review of water governance and legislation in the Canadian provinces and territories. Canadian Water Resources Journal,33(4), 315–332.

    Article  Google Scholar 

  • Howlett, M. (2014). From the ‘old’to the ‘new’policy design: Design thinking beyond markets and collaborative governance. Policy Sciences,47(3), 187–207.

    Article  Google Scholar 

  • Howlett, M., & Cashore, B. (2007). Re-visiting the new orthodoxy of policy dynamics: The dependent variable and re-aggregation problems in the study of policy change. Canadian Political Science Review,1(2), 50–62.

    Google Scholar 

  • Howlett, M., & Cashore, B. (2009). The dependent variable problem in the study of policy change: Understanding policy change as a methodological problem. Journal of Comparative Policy Analysis,11(1), 33–46.

    Article  Google Scholar 

  • Jochim, A. E., & May, P. J. (2010). Beyond subsystems: Policy regimes and governance. Policy Studies Journal,38(2), 303–327.

    Article  Google Scholar 

  • Johns, C. (2008). Non-point source water pollution policy and institutions in Ontario before and after Walkerton. In M. Sproule-Jones, C. Johns, & T. Heinmiller (Eds.), Canadian water politics: Conflicts and institutions (pp. 203–242). Montreal, Kingston: McGill-Queen’s University Press.

    Google Scholar 

  • Johns, C. (2014). The Walkerton inquiry and policy change. In G. J. Inwood & C. Johns (Eds.), Commissions of inquiry and policy change in Canada (pp. 214–243). Toronto: University of Toronto Press.

    Chapter  Google Scholar 

  • Lamba, P., Filson, G., & Adekunle, B. (2009). Factors affecting the adoption of best management practices in southern Ontario. The Environmentalist,29(1), 64–77.

    Article  Google Scholar 

  • Lane, M. B., McDonald, G. T., & Morrison, T. H. (2004). Decentralisation and environmental management in Australia: A comment on the prescriptions of the Wentworth Group. Australian Geographical Studies,42(1), 103–115.

    Article  Google Scholar 

  • Linder, S. H., & Peters, B. G. (1988). The analysis of design or the design of analysis? Review of Policy Research,7(4), 738–750.

    Article  Google Scholar 

  • March, J. G., & Olsen, J. P. (2006). Elaborating the “new institutionalism”. The Oxford Handbook of Political Institutions,5, 3–20.

    Google Scholar 

  • Merriam, J. (2012). Libs’ distain for rural folk hard to miss. Goderich Signal Star; Also Seaforth Huron Expositor, Lucknow Sentinel.

  • Minnes, S. (2017). Ontario’s Clean Water Act and capacity building: Implications for serviced rural municipalities. Water,9, 1–24.

    Article  Google Scholar 

  • National Collaborating Centre for Environmental Health. (2014). Small drinking water systems: Who does what in Prince Edward Island?. http://www.ncceh.ca/sites/default/files/SDWS_Who_What_PEI.pdf. Accessed 27 March 2019.

  • New Brunswick Department of Environment and Local Government. (2017). Watershed protection. http://www2.gnb.ca/content/gnb/en/departments/elg/environment/content/land_waste/content/reference_manual/watershed_protection.html. Accessed 27 March 2019.

  • Northwest Territories Water Stewardship. (2017). Source water protection. Government of the Northwest Territories. http://www.nwtwaterstewardship.ca/swprotection. Accessed 27 March 2019.

  • Nutrient Management Act, Ontario. (S.O. 2002, c. 4). Retrieved April 30, 2015, from http://www.ontario.ca/laws/statute/02n04?search=nutrient+management+act

  • O’Connor, D. R. (2002a). Report of the Walkerton inquiry, Part one: The events of May 2000 and related issues. Toronto, ON: Ontario Ministry of the Attorney General, Queen’s Printer for Ontario.

    Google Scholar 

  • O’Connor, D. R. (2002b). Report of the Walkerton inquiry: Part two, a strategy for safe drinking water. Toronto, ON: Ontario Ministry of the Attorney General, Queen’s Printer for Ontario.

    Google Scholar 

  • Ontario. (2004a). Drinking Water Source Protection Act. Environmental Bill of Rights Registry Number AA04E0002. Posted June 23, 2004. Queen’s Printer for Ontario.

  • Ontario. (2004b). White paper on watershed-based source protection planning, Environmental Bill of Rights Registry Number PA04E0003. Posted February 12, 2004. Queen’s Printer for Ontario.

  • Ontario. (2013). Source protection municipal implementation fund recipients. Retrieved from: https://news.ontario.ca/ene/en/2013/11/source-protection-municipal-implementation-fund-recipients.html.

  • Pal, L. (2010). Beyond policy analysis: Public issue management in turbulent times (4th ed.). Toronto: Nelson Education Ltd.

    Google Scholar 

  • Plummer, R., de Grosbois, D., de Loë, R., & Velaniškis, J. (2011). Probing the integration of land use and watershed planning in a shifting governance regime. Water Resources Research,47(9), W09502.

    Article  Google Scholar 

  • Rahaman, M. M., & Varis, O. (2005). Integrated water resources management: Evolution, prospects and future challenges. Sustainability: Science, Practice and Policy,1(1), 15–21.

    Google Scholar 

  • Raisin-South Nation Source Protection Committee. (2014). Source Protection Plan: Raisin-South Nation Source Protection Region. Province of Ontario.

  • Retallack, M. (2017). Ecosystem services and the Political Economy of Watershed Governance, Doctoral Dissertation, Carleton University (content and findings specific to source water protection cases in Ontario).

  • Retallack, M., & Schott, S. (2014). Cultural values and ecosystem management at the subwatershed level. Environmental Policy and Governance,24(5), 351–363.

    Google Scholar 

  • Safe Drinking Water Act, Ontario. (S.O. 2002, c.32). Retrieved from Ontario e-Laws: https://www.ontario.ca/laws/statute/02s32?search=safe+drinking+water+act.

  • Streeck, W., & Thelen, K. (2005). Introduction: Institutional change in advanced political economies. In W. Streeck & K. Thelen (Eds.), Beyond continuity: Institutional change in advanced political economies. Oxford, New York: Oxford University Press.

    Google Scholar 

  • Thelen, K. (2004). How institutions evolve: The political economy of skills in Germany, Britain, the United States, and Japan. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Thompson, C. (2006). Farm community can consider itself lucky. The Chesterville Record.

  • True, J. L., Jones, B. D., & Baumgartner, F. R. (2007). Punctuated-equilibrium theory: Explaining stability and change in American policymaking. In P. A. Sabatier (Ed.). Theories of the policy process, pp. 155–188.

  • Van Dussen, T. (2006). Inside the Tent. Ontario Farmer.

  • Wang, H., & Patrick, R. J. (2014). Implementing source water protection plans in Saskatchewan: Local watershed perceptions. Prairie Perspectives: Geographical Essays,17, 1–10.

    Google Scholar 

  • Warner, J., Wester, P., & Bolding, A. (2008). Going with the flow: River basins as the natural units for water management? Water Policy,10(S2), 121–138.

    Article  Google Scholar 

  • Wilson, M. A., & Howarth, R. B. (2002). Discourse-based valuation of ecosystem services: Establishing fair outcomes through group deliberation. Ecological Economics,41(3), 431–443.

    Article  Google Scholar 

  • Winfield, M. (2011). Blue-green province: The environment and the political economy of Ontario. Vancouver: UBC Press.

    Google Scholar 

  • Zandbergen. (2006). Put Water Study on the Web. Chesterville Record.

Download references

Acknowledgements

Funding was provided by the Social Sciences and Humanities Research Council of Canada (Grant No. 752-2013-2551), and the Ontario Graduate Scholarship Program.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Matthew Retallack.

Additional information

Publisher's Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Electronic supplementary material

Below is the link to the electronic supplementary material.

Supplementary material 1 (DOCX 25 kb)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Retallack, M. Paradigmatic policy change or unintended subordination of rural autonomy: the case of source water protection in Ontario, Canada. Policy Sci 53, 85–100 (2020). https://doi.org/10.1007/s11077-020-09369-0

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11077-020-09369-0

Keywords

Navigation