Abstract
This article uses the concept of ‘obligated policy transfer’ (OPT) to analyse the impact of crisis on climate and energy policy in the European Union. First, it reviews the strengths and limitations of some variants of institutionalism in providing insight into how crises might impact on policy. It explains the underdeveloped concept of OPT and how it is highly appropriate for analysing the EU institutional system and EU policies. OPT is a type of policy transfer that is both voluntary and coercive: Member States voluntarily commit to a policy that is subsequently enforced back on them by a supranational institution during the implementation phase. Importantly, the ideational environment affects how an institutional system develops policy. Crises have impacted on the ideational environmental of the EU by damaging the legitimacy of EU integration. This has exposed structural weaknesses in the system, created institutional change and affected the development of climate and energy policy. Specifically, the analysis reveals that crises have the greatest impact on the agenda-setting and legislative phases of policy transfer in the EU because these are the most ‘voluntary’ phases for Member States. Ultimately, the article provides a way of thinking about the institutional structure of the EU that can help explain institutional change and policy outcomes.
Similar content being viewed by others
Notes
Central and Eastern European Countries (CEECs) is an OECD term for the group of countries comprising Albania, Bulgaria, Croatia, the Czech Republic, Hungary, Poland, Romania, the Slovak Republic, Slovenia and the three Baltic States: Estonia, Latvia and Lithuania.
The history of the UNFCCC illustrates this difficulty, most notably demonstrated at the 2009 Copenhagen Conference. Although the landmark Paris Agreement of 2015 was noteworthy in being the world’s first universal legally binding agreement on climate change, all countries’ nationally determined contributions (NDCs) are not legally binding nor enforceable in the way that EU targets are, or at least aim to be.
The ordinary legislative procedure originates from the codecision procedure, which was introduced in 1992. Codecision was renamed by the Lisbon Treaty (which entered into force in 2009).
Not to be confused with the European Council.
The reform in question is a market stability reserve for the ETS, a tool to raise the price of emissions allowances by withdrawing the surplus allowances from the market in line with climate-related targets. The initial European Commission proposal had set out a timeline of introducing the MSR in 2021, but moved the introduction date forward to 2019.
References
Bell S (2011) Do we really need a new ‘constructivist institutionalism’ to explain institutional change? Br J Polit Sci 41(4):883–906
Bohle D (2010) The crisis of the Eurozone, EUI Working Paper RSCAS 2010/77, European University Press
Bratislava Declaration and Roadmap (2016) Available from: http://www.consilium.europa.eu/en/press/press-releases/2016/09/16-bratislava-declaration-and-roadmap/. [28 April 2017]
Carbon Market Watch (2016) Available from: http://carbonmarketwatch.org/. [1 May 2016]
Carlarne CP (2010) Climate change law and policy: EU and US approaches. Oxford University Press, Oxford
Casinge E (2014) Parliament reacts to Juncker’s plan to merge energy and climate portfolios, Available from: http://www.euractiv.com/section/energy/news/parliament-reacts-to-juncker-s-plan-to-merge-energy-and-climate-portfolios/. [4 May 2016]
Climate Action Tracker 2017 EU. Available from: http://climateactiontracker.org/countries/EU. [28 April 2017]
Crisp (2015) Tusk calls emergency summit on refugee crisis, EurActiv.com, 18 September. Available from: http://www.euractiv.com/section/justice-home-affairs/news/tusk-calls-emergency-summit-on-refugee-crisis/. [14 May 2016]
Curtis J (2017) BREAKING: EU orders EMERGENCY SUMMIT after UK Article 50 announcement, Your Brexit, 21 March. Available from: http://yourbrexit.co.uk/news/breaking-eu-orders-emergency-summit-uk-article-50-announcement/. [28 April 2017]
Dolowitz D, Marsh D (2000) Learning from abroad: the role of policy transfer in contemporary policy-making. Governance 13(1):5–24
Dolowitz D, Marsh D (2012) The future of policy transfer research. Polit Stud Rev 1:339–345
DeBardeleben J, Viju C (2013) ‘Introduction’ in economic crisis in Europe, eds J DeBardeleben & C Viju, Palgrave Macmillan, Houndmills, pp. 1–18. Available from: Ebook Library. [2 March 2016]
Euracoal (n.d.) Poland. Available from: <https://euracoal.eu/info/country-profiles/poland/>. [7 May 2016]
EU and Turkey to hold special summit on migrant crisis (2016) France 24, 19 February. Available from: http://www.france24.com/en/20160219-eu-turkey-special-migration-summit. [14 May 2016]
European Commission (2010) Climate change: Commission invites to an informed debate on the impacts of the move to 30% EU greenhouse gas emissions cut if and when the conditions are met. European Commission Press Release database. Available from: http://europa.eu/rapid/press-release_IP-10-618_en.htm. [15 April 2016]
European Commission (2016a), Standard Eurobarometer. Available from: http://ec.europa.eu/commfrontoffice/publicopinion/archives/eb_arch_en.htm. [22 September 2017]
European Commission (2016b) 2020 climate and energy package. Available from: http://ec.europa.eu/clima/policies/strategies/2020/documentation_en.htm. [21 May 2016]
European Commission (2017) The EU emissions trading system (EU ETS). Available from: <http://ec.europa.eu/clima/policies/ets/index_en.htm>. [29 September 2017]
European Council (2015a) European Council meeting (17 and 18 December 2015) – Conclusions, EUCO 28/15, Available from: http://data.consilium.europa.eu/doc/document/ST-28-2015-INIT/en/pdf. [4 May 2016].
European Council (2016a), Report by President Donald Tusk to the European Parliament on the outcome of the December European Council. Available from: <http://www.consilium.europa.eu/en/press/press-releases/2016/01/19-tusk-december-euco-report-european-parliament/>. [17 May 2016]
European Council (2016b), Remarks by President Donald Tusk after the European Council meeting, 18 December 2015. Available from: <http://www.consilium.europa.eu/en/press/press-releases/2015/12/18-tusk-final-remarks-european-council/>. [17 May 2016]
European Council (2016c) European Council conclusions, 17–18 March 2016. Available from: http://www.consilium.europa.eu/en/press/press-releases/2016/03/18-european-council-conclusions/. [7 May 2016]
Fischer S, Geden O (2015) The Changing Role of International Negotiations in EU Climate Policy. The International Spectator: Italian Journal of International Affairs. 50(1):1–7
Gillespie P (2015) Crises as drivers of integration in Europe and Asia: crisis as threat. In: Brennan L, Murray P (eds) Drivers of integration and regionalism in Europe and Asia. Routledge, London and New York, pp 85–101
Goettig M, Sobczak P (2015) Polish PM’s economic aide critical of mining deal with unions. Reuters, 24 February. Available from: www.reuters.com. [23 March 2018]
Green10 (2014) G10 open letter to President-elect Juncker September 2014, Available from: <http://www.eeb.org/EEB/?LinkServID=E8C0F013-5056-B741-DB6EC6F873CB2444>. [4 May 2016]
Hall P, Taylor R (1996) Political science and the three new institutionalisms. Polit Stud 44(5):936–957
IEA (2012) Energy policies of IEA countries—The Slovak Republic 2012 review. Available from: < http://www.iea.org/publications/freepublications/publication/Slovak2012_free.pdf>. [27 September 2017]
IEA (2013) Energy policies of IEA countries—Estonia 2013 review. Available from: <http://www.iea.org/publications/freepublications/publication/Estonia2013_free.pdf>. [27 September 2017]
IEA (2016) Energy policies of IEA countries—Czech Republic 2016 review. Available from: < https://www.iea.org/publications/freepublications/publication/Energy_Policies_of_IEA_Countries_Czech_Republic_2016_Review.pdf>. [27 September 2017]
IEA (2017) Energy Policies of IEA Countries- Poland 2016 Review. Available from: <https://www.iea.org/publications/freepublications/publication/Energy_Policies_of_IEA_Countries_Poland_2016_Review.pdf>. [27 September 2017]
Kulovesi, K, Morgera, E & Muñoz, M 2011, Environmental integration and multi-faceted international dimensions of EU law: unpacking the EU’s 2009 climate and energy package, Common Market Law Review, vol. 48, pp. 829–891
Lehne S (2016) How the refugee crisis will reshape the EU, Carnegie Europe, Available from: http://carnegieeurope.eu/2016/02/04/how-refugee-crisis-will-reshape-eu/itj7. [25 May 2016]
Longo M, Murray P (2011) No ode to joy? Reflections on the European Union’s legitimacy. Int Polit 48(6):667–690
Metz B (2016) Adjusting the EU’s climate targets to meet the Paris Agreement. Available from: < http://www.euractiv.com/section/climate-environment/opinion/adjusting-the-eus-climate-targets-to-meet-the-paris-agreement/>. [10 April 2016]
Münchau W (2016) Europe enters the age of disintegration, The Financial Times, 28 February. Available from: http://www.ft.com/intl/cms/s/0/f9c8bb52-dcac-11e5-8541-00fb33bdf038.html#axzz49dWSAx7q. [25 May 2016]
Phillips L (2008) Italy, Poland threaten to veto EU climate package. Available from: <https://euobserver.com/economic/26945>. [7 May 2016]
Quahe S (2015) How Europe created a climate for action: obligated policy transfer in the EU, Honours thesis, University of Western Australia
Ryan C (2015) The role of crisis as a driver of regional integration: crisis as opportunity. In Brennan L, Murray P (eds). Drivers of Integration and Regionalism in Europe and Asia, pp. 102–119, Routledge, London and New York
Schmidt V (2015) The Eurozone’s crisis of democratic legitimacy: can the EU rebuild public trust and support for European economic integration, European Commission Discussion Paper, Available from: http://ec.europa.eu/economy_finance/publications/eedp/pdf/dp015_en.pdf. [25 May 2016]
Schreurs MA, Tiberghien Y (2007) Multi-level reinforcement: explaining European Union leadership in climate change mitigation. Glob Environ Polit 7(4):19–46
Schoenefeld J (2014) Climate policy after the crisis: from environment to energy. 5 November 2014. Environmental Europe? Analysing policy and practice. Available from: http://environmentaleurope.ideasoneurope.eu/2014/11/05/climate-policy-crisis-environment-energy/#_ftnref. [13 February 2016]
Skovgaard J (2014) EU climate policy after the crisis. Environ Polit 23(1):1–17
Stankeviciute L, Criqui P (2008) Energy and climate policies to 2020: the impacts of the European “20/20/20” approach. Int J Energ Sect Manag 2(2):252–273
Thelen K (2003) How institutions evolve: insights from comparative historical analysis. In: Mahoney J, Rueschemeyer D (eds) Comparative historical analysis in the social sciences. Cambridge University Press, Cambridge, pp 241–269
Thelen K (2004) How institutions evolve: the political economy of skills in Germany, Britain, the United States and Japan. Cambridge University Press, Cambridge
TFEU (Consolidated version of the Treaty on the Functioning of the European Union) (2012) C 326/01. Available from: <http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=uriserv:OJ.C_.2012.326.01.0001.01.ENG#C_2012326EN.01004701>. [8 October 2015]
Vogler J (2005) The European contribution to global environmental governance. Int Aff 81(4):835–850
Wurzel R, Connelly J (2010) The European Union as a leader in international climate change politics. Taylor and Francis, Abingdon and New York
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Quahe, S. EU in crisis: what implications for climate and energy policy?. Asia Eur J 16, 169–182 (2018). https://doi.org/10.1007/s10308-018-0504-y
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10308-018-0504-y