Abstract
Hydrogels that can mimic mechanical properties and functions of biological tissue have attracted great interest in tissue engineering and biofabrication. In these fields, new materials and approaches to prepare hydrogels without using toxic starting materials or materials that decompose into toxic compounds remain to be sought after. Here, we report the crosslinking of commercial, unfunctionalized hydrophilic poly(2-ethyl-2-oxazoline) using peroxide copolymers in their melt. The influence of temperature, peroxide copolymer concentration, and duration of the crosslinking process has been investigated. The method allows to create hydrogels from unfunctionalized polymers in their melt and to control the mechanical properties of the resulting materials. The design of hydrogels with a suitable mechanical performance is of crucial importance in many existing and potential applications of soft materials, including medical applications.
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Introduction
In the last decades, polymer hydrogels have drawn considerable attention as excellent soft materials with a wide variety of applications [1]. Hydrogels are a class of soft polymeric materials that have the ability to hold substantial amount of water, exhibit low interfacial tension, and can exhibit physical properties similar to those of living tissues [1,2,3,4]. Due to their permeability and biocompatibility (because of high water content), they have attracted much attention in the pharmaceutical and biomedical fields as key materials for various applications. Hydrogels are used, e.g., in drug delivery systems, tissue engineering materials, for contact lenses and protein separation, matrices for cell-encapsulation, cosmetic products or wound dressing, enzyme biosensors, chemical valves, metal particle preparation, and many more [5,6,7,8,9,10,11,12,13,14].
Hydrogels can be physically or chemically crosslinked. Inter alia, chemical crosslinking can be achieved by UV or reactive functional groups or enzymatic crosslinking [6, 8, 12, 15]. However, photo-polymerization requires a photo-sensitizer/initiator, suitable reactive groups on the polymer, and relatively high-energy irradiation. Crosslinking with various commercially available crosslinkers can lead to cytotoxic effects [15, 16]; alternatively specific biological triggers can be utilized [17]. Alternative crosslinking methods remain to be sought after.
It was previously reported that peroxides can be employed for crosslinking of polymers [18,19,20,21,22]. Their main advantages as crosslinking agents are the (1) ability to crosslink saturated and unsaturated polymers, (2) high-temperature resistance, (3) good elastic behavior at higher temperature, (4) low moisture uptake, and (5) no staining or discoloration of the resulting products. It was shown that the crosslinking was dependent on the reaction temperature, peroxide concentration, and crosslinking time [18, 23]. The effect of type and amount of peroxide and its decomposition rate on the crosslinking of several hydrophobic polymers was also investigated. Commercially available peroxides show relatively high hydrogen abstraction ability, which makes them good crosslinking agents for many organic polymers. Nevertheless, there are also a number of disadvantages. The decomposition products of peroxides can be volatile and exhibit a distinct smell and can lead to blooming effects. They may be extracted from the crosslinked compound by solvent, but this is clearly not a preferred approach [22]. Finally, the safety demands during the handling and storage of peroxides are considerable. As an alternative, polymer containing peroxide moieties in their side chains is known. For this, a plethora of different peroxide-containing monomers with different structures can be used for (co)polymerization. It has been suggested that 5-tert-butylperoxy-5-methyl-1-hexen-3-yne (PM) is a particularly interesting peroxide monomer due to its rather stable peroxide groups during storage and good reactivity during the polymerization [24]. In fact, the synthesis of copolymers containing PM along with other reactive groups has been reported previously [24]. These copolymers act as radical generators and have potential as compatibilization agents and surface modifiers. Therefore, such polymers have been studied for different applications, e.g., to interact with the interface of polymer colloidal systems, as coupling agents in polymer composites or as amphiphiles in aqueous solutions. In this, their ability to react simultaneously or sequentially by radical and condensation polymerization mechanism is of particular interest [24, 25].
The common crosslinking mechanism of polymers with peroxide has three main steps: (1) the primary radical formation from the thermal decomposition of peroxide, (2) hydrogen abstraction from the polymer by free radicals generated in step 1, and (3) the bimolecular radical recombination of polymer radicals from step 2 to generate covalent crosslinks [23].
Here, we report for the first time on the thermal crosslinking of a hydrophilic polymer in its melt and the swelling properties of the obtained hydrophilic covalent networks. A commercially available high molecular weight poly(2-ethyl-2-oxazoline)s (PEtOx) was chosen due to its low toxicity and potential in biomedical application [26].
At the moment the most commonly used hydrophilic polymers on the market for biomedical applications are poly(ethylene glycol) (PEG), poly(N-isopropyl acrylamide) (PNIPAAM), and other polymers which contain acrylic or methacrylic acid, partially hydrolysed poly(vinyl acetate), poly(vinyl alcohol), or poly(vinyl pyrrolidone). Poly(2-oxazoline)s (POx) are intensively investigated as alternative biomaterials, with one member of the family, poly(2-ethyl-2-oxazoline) (PEtOx) being FDA approved as indirect food additive. POx are a class of polymers obtained via (living) cationic ring opening polymerization, and because of structural similarities to poly(amino acids), they are sometimes also called pseudo-polypeptides or bioinspired polymers [27]. Furthermore they exhibit good thermal stability (decomposition temperature typically >300 °C) and are typically reported as safe biomaterials, which makes them promising materials in medical applications in general [26] and hydrogels in particular [26, 28,29,30,31]. Therefore, in recent years, they are intensively investigated for these purposes. Several strategies to obtain POx containing hydrogels can be found in the literature. Very early, Chujo et al. reported in a series of groundbreaking studies on chemical crosslinking of 2-methyl-2-oxazoline (MeOx) and 2-ethyl-2-oxazoline (EtOx) by Diels-Alder reaction, disulfide coupling, and other reversible reactions [32,33,34,35,36,37,38]. Wang and Hsiue reported the crosslinking of PEtOx dimethylacrylate with three-arm poly(D,L-lactide) trimethacrylate by photopolymerization [39]. Dargaville and co-workers reported the mild photo-crosslinking of copolymers of MeOx or EtOx, respectively, and 2-(dec-9-enyl)-2-oxazoline (DecEnOx) with dithiol crosslinkers and investigated the swelling properties of the resulting monolithic hydrogels [40]. Dargaville also reported on photo-crosslinking of water soluble copolymers of MeOx and 2-(3-butenyl)-2-oxazolin (PMeOx-co-ButenOx) as well as copolymers of MeOx and 2-undecenyl-2-oxazolin (PMeOx-DecenOx) copolymers using a low molecular dithiol [41]. Later, Hartlieb and co-workers reported on crosslinking copolymers of EtOx and 2-(5-amino valeric acid)-2-oxazoline and the resulting swelling properties of the hydrogels as well as their ability to absorb and release DNA [42]. Zahoranová et al. reported the synthesis of PEtOx-based hydrogels with different bis(2-oxazoline)s by “one pot” random copolymerization [43]. Haigh and coworkers reported on UV crosslinking of P(EtOx-co-ButenOx) for creation interconnected pores inside, resulting hydrogel’s meshes with potential application cell scaffolds or drug delivery systems [44]. All those reports dealt with chemical crosslinking. In contrast, Lorson et al. reported on thermogelling block copolymer based on the hydrophilic PMeOx and the thermoresponsive poly(2-n-propyl-2-oxazine) (PnPrOzi) which is an interesting material as bioink and biomaterial ink for three-dimensional (3D) cell culture and biofabrication [45,46,47]. Overall, POx-based hydrogels have seen a surge of interested in recent years [28, 29, 48,49,50,51], and recent reviews by Kelly and Wiesbrock as well as Dargaville and co-workers provide an excellent overview [29, 52].
In this work, we introduce a new strategy to crosslink PEtOx (and potentially any other hydrophilic polymer) in the polymer melt without the need for any functionalization on POx. To this end, we employed polyperoxides (Fig. 1), which were obtained from PM, maleic anhydride (MA), and butyl acrylate (BA). The crosslinking reaction and the products were studied by Fourier transform infrared (FTIR) spectroscopy, thermogravimetric analysis (TGA), and rheology. It will be demonstrated that the crosslinking degree mainly depends on the curing temperature and crosslinker concentration. Overall, this study introduces a facile and new approach to access hydrogels potentially from almost any kind of hydrophilic polymer. Such solvent-free melt-crosslinking method could be interesting to prepare hydrogels with thermal powder-based printing techniques, such as selective laser sintering. Thermal treatment at high temperatures potentially allows concurrent crosslinking and sterilization of the chosen polymers. Common methods of sterilization of hydrogels for biomedical application are steam heating (121–124 °C at 1 bar for not less than 15 min) or dry heating (minimum of 180 °C for not less than 30 min) [53]. In addition we suppose that the proposed method also provides endotoxin removal from the hydrogel material [54].
Experimental section
Materials
Chloroform, maleic anhydride (MA), and butyl acrylate (BA) were purchased from Sigma-Aldrich and used without further purification, poly(2-ethyl-2-oxazoline) (PEtOx) was obtained from Kremer Pigmente (Munich, Germany). Dimethyl vinyl ethynyl carbinol (DVC, also known as Nazarov’s carbinol), was obtained from the Nairit plant CJSC (Yerevan, Armenia), was additionally purified via vacuum distillation, and was subsequently stabilized by adding of 0.1% of hydroquinone (HQ) before further use. Crude tert-butyl hydroperoxide (TBHP) with concentration of 65–70% has been synthesized in the laboratory of Organic Chemistry Chair at Lviv Polytechnic National University.
Synthesis of peroxide monomer (PM)
Crude TBHP (0.53 kg, 4 mol) and 0.46 kg (4 mol) of DVC were sequentially loaded into a glass reactor equipped with an overhead mechanical stirrer and water bath. The mixture was stirred and cooled to 0 °С by using ice water, followed by dropwise addition of 0.75 kg of 68% sulfuric acid to the reaction mixture over a period of 90 min, while keeping the temperature in the range of 0–5 °С. Subsequently, the mixture was stirred for an additional 90 min with a gradual raise of the temperature from 5 up to 10 °С and for another hour in which the mixture was allowed to warm to 10–12 °C. The reaction mixture was left to settle for 10 min; subsequently the upper organic layer was separated from the sulfuric acid layer, washed with water (160 mL) for 5 min under vigorous stirring, and again separated from the bottom water layer after 10 min’ settling. For the first alkaline washing, 100 mL of water and 40 mL of the 33 wt.% aqueous NaOH was added to the organic layer, and the mixture was stirred for 5 min, after which the phase were allowed to separate for 10 min. The bottom aqueous alkaline layer was removed. This was repeated with 80 mL of the 33 wt.% aqueous NaOH. Subsequently, the organic layer was washed twice with 160 mL of the 33 wt.% NaOH. Dry magnesium sulfate (76 g) and 0.6 g of hydroquinone were charged to the organic layer; this mixture was stirred for 30 min; afterwards the product obtained was filtered off from the solid residue sealed and stored in a refrigerator until further use. As a result, 0.66 kg (90% yield) of the final crude product 5-tert-butylperoxy-5-methyl-1-hexen-3-yne also cold peroxide monomer (PM) with a purity of 98% (determined by gas chromatography) was obtained.
Synthesis of polyperoxides
A typical procedure for synthesis of peroxide containing co- and terpolymers was as follows [55]. Copolymerization was performed in acetone at a temperature of 60 °C under argon (nitrogen) blanket at a total monomer concentration of 4 mol/L using benzoyl peroxide (BP) or lauryl peroxide (LP) as an initiator at concentration of 32 mmol/L. For the process control, the monomer conversion was determined by gas chromatography from aliquots of the reaction mixture taken every 2 h. When reaching the total monomer conversion of 85–90%, the process was stopped by cooling the reactive mixture down to room temperature, and the product was precipitated by dropwise addition of the reactive mixture into a mixture of hexane and petroleum ether (1/1; w/w). The products were further purified by double precipitation from acetone solution into a mixture of hexane and petroleum ether (1/1; w/w). Polymer composition was evaluated using elemental analysis, reverse potentiometric titration, and gas chromatography.
Gas chromatography
The content of the PM units in PC was determined using gas chromatography. Specifically, acetone and tert-butyl alcohol were quantified, formed by thermal decomposition of the peroxide groups at 180–200 °C in toluene in the presence of 2.6-di-tert-butyl-4-methyl phenol as a free-radical scavenger. The analysis was performed using gas chromatography “Selmichrom” (Selmi Co., Ukraine) supplied with 2 m metal columns filled by Inerton-super adsorbent, modified by 5% of Carbowax 40 M, and with a cathetometer as a detector. Helium was used as a carrier gas at a flow rate of 1.5 L/min.
Potentiometric titration
Potentiometric titration was carried out in a thermostatic cell using a I-130 pH meter (Belarus) supplied with the standard glass and reference Ag/AgCl electrodes. The analysis procedure was as follows: a sample of peroxide copolymer was dissolved in an excess amount of 0.1 N KOH aqueous solution for complete neutralization of the carboxylic group. Peroxide copolymer salt solution in the concentration range of 5–10 mmol/L (in moles of MA units contained in the copolymer composition) was thus obtained; afterwards an excess of KOH was titrated with 0.1 N aqueous hydrogen chloride.
Crosslinking via melt processing
In order to obtain homogeneous mixtures of PEtOx and polyperoxide (10, 15 and 20 wt.% of polyperoxide with respect to PEtOx, peroxide group content in the used polyperoxide is ≤ 10 wt.%); the polymers were dissolved in chloroform (5 wt.%). Chloroform was selected as a suitable solvent to dissolve both hydrogel components and obtain homogeneous polymer solution for the following powder preparation. The low boiling point of CHCl3 allows facile and fast removal with mild heating which leaves the peroxides intact. A homogeneous viscous solution was obtained after stirring continuously for 3–4 h at room temperature. Subsequently, the solvent was removed under reduced pressure to obtain a fine polymer blend which was ground into a powder. The obtained polymer powder (m = 0.2 g) was pressed into thin discs using a manual hydraulic press (Specac) applying 15 tons of pressure. Melting and crosslinking of polymer discs was performed at different temperatures and for predetermined times in a vacuum oven (BINDER GmbH, Germany).
Equilibrium water content
After temperature treatment, the polymer discs (0.2 g) were placed into deionized water (35 mL) for 48 h with constant shaking to remove non-crosslinked material. The water was exchanged every hour on the first day and every 3 h on the next day. The swollen polymer discs were removed from the water, were cut into small pieces, and were dried in a vacuum oven for 48 h at 45 °C until weight constancy. To obtain the equilibrium water content, samples of 1–5 mg were placed into deionized water (2.5 mL) for 1 h at ambient conditions. Subsequently, samples were removed, carefully wiped off with tissue paper to remove excess surface water, and weighed (ms).
The equilibrium water content (EWC, %) was calculated by:
where mdry is the weight of a dried crosslinked polymer sample after extraction of soluble components and ms is the weight of a swollen crosslinked polymer sample, respectively.
Sol-gel fraction
The prepared polymer discs (0.1 g) were heated in a vacuum oven at various temperatures for different times. Subsequently, the obtained samples were incubated in water (35 mL) for 48 h with constant shaking to remove the sol fraction. The water was exchanged twice. Thereafter, the samples were dried at 50 °C under vacuum for 48 h. The gel fraction (GF) was calculated gravimetrically as follows:
where m0 is the dry weight of the crude crosslinked polymer and m1 is the weight of the dried gel fraction.
NMR spectroscopy
NMR spectra were recorded on a Bruker Fourier 300 (1H: 300.12 MHz) at 298 K (Bruker BioSpin, Rheinstetten, Germany). The spectra were calibrated using the solvent signal (CD3OD 3.31 ppm).
Fourier transform infrared (FTIR) spectroscopy
Attenuated total reflectance infrared spectroscopy (ATR-IR) was recorded at room temperature on a FT/IR-4100 from 500 to 4000 cm −1 (Jasco, Groß-Umstadt, Germany) equipped with an ATR-unit.
Thermogravimetric analysis (TGA)
Thermal stability of prepolymers and crosslinked samples (3-5 mg) were characterized using a TG 209 F1 Iris® from NETZSCH (Selb, Germany) instrument (25–900 °C at 10 K/min under N2 flow).
Differential scanning calorimetry (DSC)
Temperature-modulated DSC measurements were conducted on crosslinked polymer samples using a DSC 204 F1 Phoenix® from NETZSCH (Selb, Germany) equipped with a CC200 F1 controller unit in an N2 atmosphere (20.0 mL/min). The crucibles used were aluminum crucibles from NETZSCH (Selb, Germany). All samples were at first heated to 200 °C (10 K/min) to remove thermal history followed by a cooling scan (10 K/min) to –20 °C. For each sample, three heating and two cooling cycles were performed.
Rheological measurements
Rheological experiments were performed using an Anton Paar (Ostfildern, Germany) Physica MCR 301 utilizing a plate-plate geometry (diameter 25 mm) in oscillating shear mode with a swollen polymer discs (1 mm × 25 mm). All experiments were performed in the linear viscoelastic region, which was determined by a prior amplitude sweep. All samples used for rheology were washed and swollen for 24 h. Oscillatory measurements were performed at a frequency range (ω) from 0.01 to 650 rad/s at an applied amplitude of 0.1%.
Scanning electron microscopy (SEM)
Crosslinked polymer discs were immersed into deionized water at room temperature to reach equilibrium state and then quickly frozen in liquid nitrogen and lyophilized in a freeze-drier at −40 °C. The freeze-dried samples were fixed on stubs and sputter coated with 4 nm platinum before observation. The morphology of the fractured sample surface was observed by SEM (‘Crossbeam 340’, Zeiss). The SEM analysis was done with an acceleration voltage (EHT) of 2 kV and by detecting secondary electrons (SE).
Cryo-SEM analysis
The morphology of hydrogels was examined through cryogenic-scanning electron microscopy (cryo-SEM). A sample was placed between two Al holders (d = 3 mm) both containing a notch with a diameter of 2 mm, inclosing the sample and creating a sandwich. Each sample was then flash-frozen in nitrogen slush at −210 °C, mounted on a (cryo-)transfer rod, and transferred with a cryo-shuttle to the cryo-chamber at –140 °C under high vacuum (< 1∙10−3 mbar) (Leica ACE 400 Sputter Coater; Leica EM VCT100 cryo-shuttle). Here the samples were freeze fractured by knocking of the upper half of the sample, freeze-etched by −85 °C for 15 min, and subsequently sputter coated with a 3-nm platinum layer. The sample was finally moved to the SEM chamber (with the cryo-shuttle) where either fracture or top surfaces were observed at −140 °C, using acceleration voltages between 2 and 8 kV.
Results and discussion
Prepolymer synthesis and characterization
The polyperoxides used in this study (Fig. 1) were obtained via free radical copolymerization of the corresponding monomers in acetone at 60 °C. As initiator, lauryl peroxide was used. The chemical composition of the obtained peroxide copolymers was characterized with 1H-NMR and FTIR spectroscopy. It was confirmed that under the chosen conditions, the polymer pending peroxides are stable and are incorporated into the copolymers.
The infrared spectra of the peroxide copolymers (Fig. 2a) shows absorption bands at 1860, 1782, and 1707 cm−1 which correspond to the antisymmetric and symmetric C=O stretching of maleic anhydride, respectively (Fig. 2a, violet band). The C=O of the ester groups of butyl acrylate yield an intense signal at 1730 cm−1 (Fig. 2a). Signals at 1245 and 1153 cm−1 are attributed to the C-O- stretching of MA and ester, respectively (Fig. 2a, orange band) [56, 57]. The signals at 1435 cm−1 and 753 cm−1 are attributed to the angular deformation of CH2 groups (Fig. 2a, blue). The signal at 1364 cm−1 is assigned to skeletal oscillation of −C(CH3)3 and − C(CH3)2 groups adjacent to the peroxide moieties (Fig. 2a, green). Other skeletal oscillations at 863 and 925 cm−1 correspond to (CH3)3C-O- groups (Fig. 2a, yellow). Finally, signals at 830–890 cm−1 can be attributed to peroxide groups in PM (Fig. 2a, red) [55, 58, 59], while the −C ≡ C− stretching is observed at 630 cm−1.
The 1H-NMR spectra analysis of the product corroborates successful synthesis of the polyperoxides (Fig. 2b). The signals at 1.26 and 1.47 ppm are assigned to CH3 protons (signals 1, 2, Fig. 2b) of PM [60, 61]. The peak at 0.97 ppm is attributed to the methyl group of BA (signal 11, Fig. 2b, red). The signal at 4.09 ppm is attributed to the methylene group adjacent to the ester moiety in BA (signal 8, Fig. 2b, red). Weak and broad peaks that appear in the range 2.2–3.5 ppm are attributed to signals of MA and methine groups in the polymer backbone, respectively (signals 4, 5 and 7, Fig. 2b, both spectra). The peaks at 1.46 and 1.65 ppm are also attributed to signals of BA (signals 10, 9, Fig. 2b, red) and methylene group in the polymer backbone (signals 3, 6 Fig. 2b), respectively. At 6.31 ppm, a signal is present which belongs to C-H of residual MA monomer. The presence of this residual monomer (approx. 10%) must be kept in mind for the further discussion, as it must be expected to also react during the heat treatment.
Table 1 shows the respective values of weight average molar mass (Mw) and dispersity (Ð) of the used polymers, obtained from GPC analysis. Both copolymers were obtained with relatively similar molar mass (ca. 2 * 104 kg/mol) and molar mass distribution typical for free radical polymerization (Ð = 1.6 and 2.6, respectively).
As was already mentioned before, thermal decomposition of peroxides group leads to the formation of free radicals followed by crosslinking via recombination reaction. The main low-molecular weight products obtained during this process are acetone and tert-butyl alcohol [62]. The thermal decomposition of the present polyperoxides was analyzed by TGA. The main mass loss was observed from ca. 110 to 200 °C, which is attributed to the decomposition of peroxide moieties (Fig. 2c). According to the suggested decomposition, the main products after full decomposition of present peroxide groups are poly(5-methyl-1-hexen-3-yne-5-ol) and poly(5-methyl-1-hexen-3-yne-5-one) (Fig. 3). Assuming that all peroxide groups decompose and are converted into poly(5-methylhept-3-yn-2-one), we can calculate the expected weight loss during peroxide decomposition. For P[PM-co-MA], we expect 74% residual mass, while 80% residual mass is expected for P[PM-co-BA-co-MA]. The experimental results give a residual for P[PM-co-MA] of 69% (137–215 °C) and ca. 71% (156–203 °C) for P[PM-co-BA-co-MA], respectively (Fig. 2c). Therefore, the mass loss is higher than based on the decomposition of the peroxides within the polymers alone. This may be attributed to other degradation pathways and/or incorrect determination of the peroxide content in the polymers.
Following the established mechanism for crosslinking with peroxides, the crosslinking mechanism using polyperoxides should also comprise three main steps (Fig. 4). Taking into account the radical nature of the process, it is important to note that this scheme can only show a simplified picture of possible events, as radical reactions cannot be considered to be very specific and many side reactions will occur simultaneously, such as radical combination reactions of two small radicals or reaction of one macroradical and a small radical that do not lead to crosslinking.
Crosslinking of PEtOx in melt
From low molar mass peroxides, it is known that the factors which influence crosslinking are crosslinker concentration, temperature, and time. Accordingly, we suppose that variation of these parameters allows us to control the crosslinking density and resulting mechanical and swelling properties of the prepared hydrogels. If crosslinking of PEtOx by peroxide copolymers is successful, a covalent network should result, which swells in contact with water or other good solvents. The swelling behavior of hydrogels is one of their most important characteristics, and the equilibrium water content (EWC) correlates with the crosslinking density of the polymer network [63, 64]. In this exploratory study, we prepared homogeneous mixtures of PEtOx and polyperoxide in solution. However, for large-scale powder preparation, well-known mixing techniques, like ball-milling or cryo-milling [65,66,67,68], could be used.
FTIR spectroscopy of crosslinked polymers
FTIR spectroscopy was chosen as an easy and readily available method to investigate the chemical changes during crosslinking. The employed polyperoxides have an amphiphilic character bearing hydrophilic MA groups and hydrophobic peroxide/BA, respectively. According to the suggested crosslinking mechanism (Fig. 4), both reactive groups can partake in the crosslinking process. The IR spectrum of polyperoxide/PEtOx blends also show the absorption bands at 1860, 1782 and 1707 cm−1, which were attributed to the antisymmetric stretching of the carbonyl moieties in MA, while the band at 1730 cm−1 corresponds to the C=O stretching of the BA group (Fig. 5, blue).
Even though the polyperoxides containing blends show only weak signals in IR spectra due to the symmetric nature [58] and low concentration of the peroxides, we can expect that the corresponding signals should decrease during crosslinking [58, 69]. Similarly, the signals attributed to the anhydride motif in MA should also decrease [70,71,72]. IR spectra of PEtOx crosslinked with P[PM-co-MA] (Fig. 5a) and P[PM-co-BA-co-MA] (Fig. 5b), respectively, before and after crosslinking at 120–160 °C showed ambiguous results. An increase in temperature to 120 °C is accompanied by an increased signal attributed to ester groups with a corresponding decrease in the signal attributed to MA. An interesting observation was made in the region of 800–900 cm−1 (Fig. 5, red band). Before heating, the spectra exhibit a broad peak in this region. With increasing temperature, a splitting of the peak is observed concomitant with a minor increase of peak intensity at 880 cm−1 and decrease at 860 cm−1 (Fig. 5a). The increase at 880 cm−1 can be attributed to symmetric stretching of ether bonds that are formed during the crosslinking [73,74,75]. This observation was less noticeable when using P[PM-co-BA-co-MA] as a crosslinker (Fig. 5b). This may be due to the lower mol% of peroxide groups. Changes of a band at 1065 cm−1 (asymmetric stretching of the C-O-C group) can be explained with changes in the MA and ether contents [74, 75]. The signals at 1780 and 1725 cm−1, which correspond to C=O groups of MA and esters, respectively, initially increased with temperature (Fig. 5, blue). However, after treatment at 200 °C, the intensities at 1780 and 1725 cm−1 as well as at 800–900 cm−1 decreased. This corroborates that peroxide groups decomposed during heating. Decreasing intensity at 1780 and 1725 cm−1 could be explained due to decomposition of ester groups under these conditions.
Thermogravimetric analysis (TGA)
The thermal stability of polyperoxide-PEtOx blends were studied before and after crosslinking by TGA. The TG profiles of the polymer blends before (red) and after crosslinking (blue) show clear differences (Fig. 6a). The degradation process consists of various stages. For the crosslinked sample, a minor mass loss of about 3% below ca. 100 °C can be attributed to physically adsorbed water (Fig. 6a blue). In contrast, the non-crosslinked sample shows a more pronounced mass loss of 15% between 50 and 180 °C. As previously discussed, this is attributed to decomposition of the peroxide groups and evaporation of resulting tert-butanol (Fig. 6a). Further mass loss (from 180 °C to 410 °C) is observed and can be attributed in part to the decomposition of the MA groups [56, 57]. While the absence of decomposition < 200 °C in the crosslinked blend confirm complete decomposition of the peroxides, the thermal stability of the blend was otherwise not significantly improved by the crosslinking. While this excellent thermal stability of the crosslinked polymer is not relevant for use under physiological conditions, it is of course beneficial in the context of sterilization and endotoxin removal of the materials [53, 54].
The DSC thermogram of pure PEtOx showed a Tg at 60.5 °C (Fig. 6b) while this value was shifted to higher temperature (69.5 °C) for the crosslinked PEtOx, corresponding to lower chain segment mobility as expected after crosslinking.
Morphology analysis
Scanning electron microscopy (SEM) was used to visualize the surface morphology of the crosslinked polymers. The surface morphology of pressed discs of PEtOx powder blends with 20 wt.% of P[PM-co-MA] was assessed after heat treatment. Furthermore, samples heated at 120–200 °C were studied. Before analysis heated samples were washed with water for several days to extract the sol fraction followed by lyophilization (Fig. 7).
Samples incubated at 120 °C exhibit the largest pores with a wide pore size distribution, the determined average pore areas range decreases with increasing incubation time from 205 to 51 μm2 (Fig. 8a). In addition, at higher incubation temperatures, smaller pore sizes were obtained, but no significant differences in pore size for samples crosslinked at 160 or 200 °C were observed. Interestingly, with increasing temperature and incubation time, an increasing number of agglomerates consisting of small, spherical particles were observed (Fig. 8b, c). The origin of this phenomenon is unclear at this moment but may be connected to an increased degradation of the polymer, as evidenced by the polymer discoloration.
It has become clear in recent years that freezing hydrogels at an insufficient cooling rate or increasing the temperature after freezing for, e.g., freeze-drying, may have a strong impact on the morphology due to the formation of cubic or hexagonal ice [76, 77]. Such experimental artifacts may be avoided using cryogenic SEM [78, 79]. By rapid freezing of small hydrogel samples in liquid nitrogen slush (LNS), liquid propane (LP), or ethane (LE), one can avoid water crystallization (vitrification). Accordingly, we analyzed vitrified swollen hydrogel samples crosslinked at different temperatures (Fig. 9). Clearly, the hydrogel morphology is indeed affected by the sample preparation. After vitrification, the observed pore size is much smaller than it was obtained from the SEM analysis of the lyophilized samples (Fig. 7). Also, the morphology is quite heterogeneous with the presence of rather large pores (a few hundred nanometers to a few micrometers) which are filled with another, finer network in the range of several tens of nanometers resulting in a double-pore structure. Interestingly, the hydrogel obtained at 160 °C shows the largest pores size compared with the hydrogels obtained at 120 and 200 °C, which clearly contradicts results obtained for lyophilized samples, showing once again the importance of sample preparation.
Equilibrium water content and sol-gel fraction
The EWC of the PEtOx/polyperoxide based hydrogels was determined after crosslinking with different concentrations of crosslinker (P[PM-co-MA]), crosslinking time, and temperature (Fig. 10). The investigation of swelling was performed in deionized water at room temperature. It appears that the EWC is affected by all three crosslinking parameters, but the crosslinking time shows only minor influence on EWC. In contrast, the crosslinker concentration and the crosslinking temperature appear to have a more pronounced effect. For P[PM-co-MA] crosslinker concentrations of 10 and 15 wt.% and at temperatures ≤ 160 °C, the influence on the EWC was not systematic (Fig. 10a). Interestingly, at 180 °C, there seems to be a small but systematic decrease in EWC with increasing incubation time. At 20 wt.% crosslinker, consistently the lowest EWC values were obtained (Fig. 10a). The most obvious correlation could be observed between the crosslinking temperature and EWC; a higher temperature leads to a lower EWC. For example, at 10 and 15 wt.% and 120–160 °C, EWC was found at 96.20 ± 0.31%, which decreases to 93.64 ± 0.37% at 180 °C and 91.89 ± 0.09*103% at 200 °C, respectively. At 20 wt.%, the overall EWC values are smaller but the trend remains clear. While at 120 °C, the EWC ranges from 94.36 ± 0.21%; it is reduced to 85.21 ± 0.40% at 200 °C.
Overall, a similar picture is observed with the other crosslinker (P[PM-co-BA-co-MA]). In this, the relative content of peroxide groups is lower at 20 mol%. It could be expected that the decreased PM content leads to an increase in EWC. However, no major difference in EWC was observed (Fig. 10b). We think that the presence of hydrophobic BA monomer units leads to reduced swelling of the hydrogels. Important to note, the obtained hydrogels appeared also much weaker during handling, which is in line with the lower crosslinking.
As the temperature may influence the swelling and therefore the mechanical properties of hydrogels [80], we investigated the influence of the incubation temperature (25, 35, and 60 °C) during the swelling (Fig. 11). It should be noted that all hydrogels were allowed to equilibrate for 60 min. In control experiments, we also incubated for 36 h, but no significant influence on EWC was observed.
For this, we concentrated on samples crosslinked with 10 and 15 wt.% polyperoxides. For the samples crosslinked with 10 wt.%, several interesting observations were apparent. For the hydrogels crosslinked for the shortest period (10 min) and at the lowest temperature (120 °C), the EWC at room temperature reached 96.17 ± 0.15% while these samples completely dissolved when incubated at 35 °C (Fig. 11a). When crosslinked at higher temperature (140–160 °C), the resulting hydrogels show better stability. Interestingly, when we increase the incubation temperature further to 60 °C, all samples crosslinked at ≤ 160 °C dissolved completely (Fig. 11a). At 15 wt.% of crosslinker, this picture does not change much. Hydrogels obtained at 120–140 °C and relatively short crosslinking time dissolved at higher temperature, while samples crosslinked at 180 and 200 °C give stable hydrogels.
Overall, the crosslinking time does not have strong influence on EWC while the swelling temperature has a major influence. Surprisingly, hydrogels that were crosslinked at 120–160 °C were dissolved at higher temperatures (35–60 °C), but a better stability was noticed for crosslinking temperatures of 180–200 °C, even though slightly higher EWC values were observed. As it was already mentioned before, the crosslinking presumably takes place via radical mechanism as well as via the MA moieties. MA can form ester linkages with hydroxyl groups formed during peroxide degradation (Fig. 3), or, to a minor extend with OH moieties on PEtOx (from, e.g., terminal groups). Such esters can subsequently be hydrolyzed in aqueous environment, in particular at elevated temperature. Hydrogels crosslinked at lower temperature and shorter times have a lower degree of crosslinking and the ester linkages appear to be critical. When they are cleaved, the hydrogels disintegrate. To exclude any effects of the heat treatment on the solubility of PEtOx, the polymer was heated to 200 °C for 30 min, but no difference in solubility was observed.
Finally, the gel fractions of samples crosslinked at 120–200 °C were determined after extensive extraction of the sol fraction (Fig. 12). All samples showed a decrease of sol fraction with an increase of crosslinking temperature leveling off at 12% for samples obtained at 200 °C with 20 wt.% polyperoxide. At lower crosslinking temperature, significantly higher sol fractions were determined. Interestingly, samples crosslinked with P[PM-co-BA-co-MA] at 160 °C show a somewhat higher sol fraction for 20 wt.% crosslinker compared with 15 wt.% (Fig. 12b, green vs. black columns). Hydrogels obtained at 120 °C and 20 wt.% of P[PM-co-MA] show higher sol fractions than the samples prepared with P[PM-co-BA-co-MA]. For 15 wt.%, the situation was reversed. At this point, we cannot explain these trends. In most cases, heating time does not have significant influence on the sol fraction. Only at 120 °C, gel fraction increases notably with incubation time.
Rheological properties
To investigate the viscoelastic properties of hydrogels, rheological measurements of the hydrated samples were performed (Fig. 13). Since samples crosslinked at 120 °C were too weak to handle properly, only hydrogels crosslinked at 160–200 °C and crosslinker concentrations of 15 and 20 wt.% were studied. As G’˃˃G” for all samples and all measurement parameters, all samples can be characterized as hydrogels [81]. The G’ and G” values were relatively independent of the frequency behavior with deviations only becoming apparent at or above 100 rad/s. As can be expected, an increase in crosslinker concentration and temperature (and therefore degree of crosslinking) resulted in an increase of G’. Despite the fact that the concentration of polyperoxide crosslinker is relatively high, the amount/content of peroxide groups that are involved in crosslinking reaction is much lower (≤ 2 wt.%). Therefore, it is not surprising that rather weak hydrogels are obtained. Liu et al. also reported on the peroxide crosslinking of the low-density polyethylene (LDPE) with the concentration of low molecular weight peroxide (dicumyl peroxide) (DCP) from 0.3 wt.% up to 2.5 wt.% [20]. Gel fraction of the resulting hydrogel was in the range of 70–85%, which is in good agreement with values obtained in our material. Wei and McDonald studied peroxide crosslinking of poly(3-hydroxybutyrate) and poly(L-lactic acid) with DCP (the concentration of peroxide was 0.25–1 wt.%) and also obtained material with similar values [23]. The G’/G” values of the hydrogels obtained by Wei and McDonald were higher compared with values for our material, but the measurements were done in polymer melts and not in swollen hydrogels.
The chemical composition of the polyperoxide does not have significant influence on the viscoelastic properties of the obtained hydrogels (Fig. 13c). The visual appearance of a sample obtained after 40 min incubation at 160 °C shows a rough surface and air bubbles inside the investigated samples (Fig. 13d). Increase in incubation time and temperature leads to an increased amount of bubbles. We posit that these bubbles in the structure occur due to evaporation of resulting tert-butanol and acetone after decomposition of the peroxide groups. Therefore, the obtained hydrogels have a sponge-like structure. Such a highly porous and irregular structure was typical for all investigated hydrogels. It must be noted that such heterogeneities will have a significant influence on the rheological measurements and its reproducibility and the numerical values should be considered with great care, as they will not reflect the actual values for the crosslinked material but that of the foam. However, the rheological analysis clearly corroborates the chemically crosslinking of the polymers.
Conclusions
In summary, we report on a novel approach to obtain hydrogels by chemical crosslinking of unfunctionalized hydrophilic PEtOx using polyperoxides of different chemical compositions by simple heating of the mixed powders. The influence of temperature, time, and concentration as well as chemical composition of the polyperoxide on the crosslinking process and the properties of the resulting hydrogels has been investigated. Furthermore, we found that the swelling temperature has an impact on the degree of swelling and the stability of ChemRxiv the obtained hydrogels, presumably due to hydrolysis of ester crosslinks. The crosslinking degree increases with temperature and concentration of polyperoxide. Rheological measurements confirm that the PEtOx/polyperoxide-based hydrogels are rather soft materials with storage moduli of a few kPa. We also demonstrated that the chemical composition of polyperoxide crosslinker does have a minor effect on mechanical properties of the resulting hydrogels. Comparison of SEM on freeze-dried samples and samples observed by cryo-SEM confirmed the significant impact of sample preparation on the sample morphology. The latter suggests double-pore structure, which should be investigated in more detail. The present approach of using polyperoxide crosslinker is particularly simple and should be applicable to a wide range of hydrophilic polymers without the need of any functionalization or modification and may be useful for different applications.
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Acknowledgments
S.B. would like to thank the Bavarian Academic Center for Central, Eastern, and Southeastern Europe (BAYHOST) for scholarship support and the University Würzburg. We also thank the Deutsche Forschungsgemeinschaft for funding the crossbeam scanning electron microscope Zeiss CB 340 (INST 105022/58-1 FUGG) within the DFG State Major Instrumentation Programme.
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Borova, S., Tokarev, V., Stahlhut, P. et al. Crosslinking of hydrophilic polymers using polyperoxides. Colloid Polym Sci 298, 1699–1713 (2020). https://doi.org/10.1007/s00396-020-04738-w
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DOI: https://doi.org/10.1007/s00396-020-04738-w