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Rotational symmetry of Weingarten spheres in homogeneous three-manifolds

  • José A. Gálvez and Pablo Mira EMAIL logo

Abstract

Let M be a simply connected homogeneous three-manifold with isometry group of dimension 4, and let Σ be any compact surface of genus zero immersed in M whose mean, extrinsic and Gauss curvatures satisfy a smooth elliptic relation Φ ( H , K e , K ) = 0 . In this paper we prove that Σ is a sphere of revolution, provided that the unique inextendible rotational surface S in M that satisfies this equation and touches its rotation axis orthogonally has bounded second fundamental form. In particular, we prove that: (i) Any elliptic Weingarten sphere immersed in 2 × is a rotational sphere. (ii) Any sphere of constant positive extrinsic curvature immersed in M is a rotational sphere. (iii) Any immersed sphere in M that satisfies an elliptic Weingarten equation H = ϕ ( H 2 - K e ) a > 0 with ϕ bounded, is a rotational sphere. As a very particular case of this last result, we recover the Abresch–Rosenberg classification of constant mean curvature spheres in M.

Funding statement: Research partially supported by MINECO/FEDER Grant no. MTM2016-80313-P and Programa de Apoyo a la Investigacion, Fundación Séneca-Agencia de Ciencia y Tecnologia Region de Murcia, reference 19461/PI/14.

A Statement of the results in 3 and 𝕊 3

As explained in Remark 2.1, the Euclidean space 3 can be seen as a degenerate case of the spaces 𝔼 3 ( κ , τ ) , obtained by choosing κ = τ = 0 . A similar situation happens in the round sphere 𝕊 3 ( c ) , which can be recovered as the degenerate case of the spaces 𝔼 3 ( κ , τ ) for κ = 4 τ 2 = 4 c > 0 . Note that 𝕊 3 ( c ) can be viewed as ( 𝕊 3 , g ) with the metric g in (B.1) for κ = 4 τ 2 .

It then turns out that the results that we have obtained here for M = 𝔼 3 ( κ , τ ) also work for M = 3 and 𝕊 3 ( c ) , in general with simpler arguments and computations. Next, we state some of these results explicitly.

Let M be 3 or 𝕊 3 ( c ) , and let ξ denote a unit Killing field on M. Then, for any immersed oriented surface Σ in M we can define its angle function in the direction ξ as ν := η , ξ C ( Σ ) , where η is the unit normal of Σ in M.

In these conditions, the definition of a general (elliptic) Weingarten surface given in Definition 3.2 also makes sense when M = 3 , 𝕊 3 ( c ) .

As proved for 𝔼 3 ( κ , τ ) -spaces, given a general Weingarten class 𝒲 in M, there is an inextendible rotational surface S of the class 𝒲 with rotation axis L tangent to ξ, and such that S touches L orthogonally at some point. Then the following result holds, which corresponds to Theorem 1.6 for our situation.

Theorem A.1.

Let M = R 3 or S 3 ( c ) , and let W denote a general Weingarten class of surfaces in M. Assume that the canonical rotational example S of W has bounded second fundamental form. Then any immersed sphere of the class W is a rotational sphere. If M = R 3 , this sphere is actually strictly convex, i.e. an ovaloid.

The statement of Theorem 6.1 also holds if M = 3 or 𝕊 3 ( c ) . Thus, its Corollary 6.2 also holds in these cases. We must note, however, that Corollary 6.2 was already known if M = 3 , as a consequence of previous results by the authors; see [5, 13, 14].

Similarly, the Minkowski-type result in Theorem 7.3 also holds for M = 3 or 𝕊 3 ( c ) , but for 3 it is an immediate consequence of the classical solution to the Minkowski problem. For M = 𝕊 3 ( c ) , Theorem 7.3 seems new, and is motivated by the following natural extension of the classical Minkowski problem (which Theorem 7.3 solves in the case that 𝒦 is rotationally symmetric in some direction).

The left-invariant Minkowski problem in $\boldsymbol{\mathbb{S}^{3}}$.

Given K C ( S 2 ) , K > 0 , prove existence and uniqueness of a strictly convex sphere Σ S 3 whose extrinsic curvature K e satisfies K e = K g , where here g : Σ S 2 T e S 3 is the left invariant Gauss map of Σ, obtained by viewing S 3 as the Lie group SU ( 2 ) with a bi-invariant metric, and left-translating the unit normal η of Σ to the identity element e of SU ( 2 ) .

Proposition 8.4 also holds when the ambient space is 3 instead of 2 × . In 3 one can also create, similarly to Proposition 8.3, examples of general Weingarten classes 𝒲 for which the canonical rotational example S is a non-complete graph of unbounded second fundamental form.

B On the geometry of Berger spheres

In this Appendix we describe in more detail the geometry of Berger spheres, i.e. of the 𝔼 3 ( κ , τ ) spaces with κ > 0 and τ 0 , all of which are diffeomorphic to 𝕊 3 .

Consider first of all 𝕊 3 = { ( z , w ) 2 : | z | 2 + | w | 2 = 1 } . A basis of the tangent bundle of 𝕊 3 is given by the vector fields

e 1 = ( - w ¯ , z ¯ ) , e 2 = ( - i w ¯ , i z ¯ ) , ξ ^ = ( i z , i w ) .

The Berger sphere M = 𝔼 3 ( κ , τ ) can be seen then as ( 𝕊 3 , g ) , where g is the Riemannian metric on 𝕊 3 given for any X , Y T 𝕊 3 by

(B.1) g ( X , Y ) = 4 κ ( X , Y + ( 4 τ 2 κ - 1 ) X , ξ ^ Y , ξ ^ ) ,

where , denotes the Euclidean metric in 4 2 .

Let 𝕊 2 ( κ ) denote the two-dimensional sphere of constant curvature κ > 0 , which we will view as 𝕊 2 ( κ ) = { x 3 : x , x = 1 κ } . Then the Hopf fibration π : ( 𝕊 3 , g ) 𝕊 2 ( κ ) , given by

π ( z , w ) = 2 κ ( z w ¯ , 1 2 ( | z | 2 - | w | 2 ) )

is a Riemannian submersion, with kernel generated by the vector field ξ ^ , which is a Killing field of ( 𝕊 3 , g ) of constant length. Thus, π corresponds to the canonical submersion of 𝔼 3 ( κ , τ ) , and ξ = ξ ^ / | ξ ^ | is the vertical unit Killing field of 𝔼 3 ( κ , τ ) .

In order to construct a canonical coordinate model 3 ( κ , τ ) associated to the space, we first parametrize 𝕊 2 ( κ ) { ( 0 , 0 , - 1 / κ ) } by inverse stereographic projection:

φ ( x 1 , x 2 ) = ( λ x 1 , λ x 2 , 1 κ ( 1 - 2 λ ) ) : 2 𝕊 2 ( κ ) { ( 0 , 0 , - 1 κ ) } ,

where

(B.2) λ = 1 1 + κ 4 ( x 1 2 + x 2 2 ) .

This provides the ( x 1 , x 2 ) -coordinates in 3 ( κ , τ ) . We let the x 3 -coordinate of 3 ( κ , τ ) be the unit speed parametrization of the fiber π - 1 ( φ ( x 1 , x 2 ) ) . In this way, we obtain that the coordinates ( x 1 , x 2 , x 3 ) 3 cover 𝕊 3 minus the fiber π - 1 ( ( 0 , 0 , - 1 κ ) ) , which equals

L * := { ( e i θ , 0 ) : θ } .

More specifically, this 3 ( κ , τ ) model corresponds then to the universal cover of 𝕊 3 L * , and two points ( x 1 , x 2 , x 3 ) and ( x 1 , x 2 , x 3 + 8 τ π κ ) correspond to the same point of 𝕊 3 .

Explicitly, we have the isometric immersion Ψ : ( 3 ( κ , τ ) , d s 2 ) ( 𝕊 3 L * , g ) ,

(B.3) Ψ ( x 1 , x 2 , x 3 ) = λ ( κ 2 ( x 1 + i x 2 ) e i σ x 3 , e i σ x 3 ) , σ := κ 4 τ .

where λ is given by (B.2) and d s 2 is the metric (2.1).

Note that the x 3 -axis in 3 ( κ , τ ) corresponds to the universal cover of the fiber

L := { ( 0 , e i θ ) : θ }

of 𝕊 3 , and that the fiber L * does not appear in this 3 ( κ , τ ) model. In order to have a model for 𝕊 3 , where both L , L * appear, we consider the stereographic projection of 𝕊 3 { p N } 4 into 3 , p N := ( 0 , 0 , 0 , 1 ) , given by

(B.4) ( x 1 , x 2 , x 3 , x 4 ) ( y 1 , y 2 , y 3 ) := 1 1 - x 4 ( x 1 , x 2 , x 3 ) .

In these ( y 1 , y 2 , y 3 ) -coordinates, L { p N } corresponds to the y 3 -axis, while the fiber L * corresponds diffeomorphically to the circle { y 1 2 + y 2 2 = 1 , y 3 = 0 } .

With these different models in hand, we turn now our attention to rotational surfaces S in ( 𝕊 3 , g ) . Assume that the rotation axis of S is the fiber L, and that S remains away from its antipodal fiber L * . Then, in the 3 ( κ , τ ) model, S defines a rotational surface S ^ around the x 3 -axis, that can be parametrized as

ψ ( u , v ) = ( ρ ( u ) cos v , ρ ( u ) sin v , h ( u ) ) .

In the ( y 1 , y 2 , y 3 ) -coordinates for 𝕊 3 { p N } , S is given by

(B.5) φ ( u , v ) = 1 1 + κ 4 ρ 2 - sin ( σ h ) ( κ 2 ρ cos ( θ + σ h ) , κ 2 ρ sin ( θ + σ h ) , cos ( σ h ) ) ,

where σ := κ 4 τ and we are denoting ρ = ρ ( u ) , h = h ( u ) . We note that the surface in 3 given by (B.5) is a rotational surface around the y 3 -axis, with profile curve in the ( y 1 , y 3 ) -plane given by

(B.6) γ ( u ) = 1 1 + κ 4 ρ ( u ) 2 - sin ( σ h ( u ) ) ( κ 2 ρ ( u ) , cos ( σ h ( u ) ) ) , σ := κ 4 τ .

When the rotational surface S approaches its opposite axis L * in 𝕊 3 , the radius ρ of its associated surface S ^ in the 3 ( κ , τ ) model blows up, while in the ( y 1 , y 2 , y 3 ) -coordinates, the profile curve (B.6) converges to the point ( 1 , 0 ) .

Acknowledgements

The authors are grateful to Joaquín Pérez and Francisco Torralbo for useful comments and discussions.

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Received: 2018-07-31
Revised: 2020-07-24
Published Online: 2020-10-08
Published in Print: 2021-04-01

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