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Article

Climate-Biome Envelope Shifts Create Enormous Challenges and Novel Opportunities for Conservation

1
Department of Forest Resources, University of Minnesota, St. Paul, MN 55108, USA
2
Hawkesbury Institute for the Environment, Western Sydney University, Penrith, NSW 2753, Australia
*
Author to whom correspondence should be addressed.
Forests 2020, 11(9), 1015; https://doi.org/10.3390/f11091015
Submission received: 28 August 2020 / Revised: 16 September 2020 / Accepted: 17 September 2020 / Published: 21 September 2020
(This article belongs to the Special Issue Impact of Climate Change on Biome Distributions in Forests)

Abstract

:
Research Highlights: We modeled climate-biome envelopes at high resolution in the Western Great Lakes Region for recent and future time-periods. The projected biome shifts, in conjunction with heterogeneous distribution of protected land, may create both great challenges for conservation of particular ecosystems and novel conservation opportunities. Background and Objectives: Climate change this century will affect the distribution and relative abundance of ecological communities against a mostly static background of protected land. We developed a climate-biome envelope model using a priori climate-vegetation relationships for the Western Great Lakes Region (Minnesota, Wisconsin and Michigan USA and adjacent Ontario, Canada) to predict potential biomes and ecotones—boreal forest, mixed forest, temperate forest, prairie–forest border, and prairie—for a recent climate normal period (1979–2013) and future conditions (2061–2080). Materials and Methods: We analyzed six scenarios, two representative concentration pathways (RCP)—4.5 and 8.5, and three global climate models to represent cool, average, and warm scenarios to predict climate-biome envelopes for 2061–2080. To assess implications of the changes for conservation, we analyzed the amount of land with climate suited for each of the biomes and ecotones both region-wide and within protected areas, under current and future conditions. Results: Recent biome boundaries were accurately represented by the climate-biome envelope model. The modeled future conditions show at least a 96% loss in areas suitable for the boreal and mixed forest from the region, but likely gains in areas suitable for temperate forest, prairie–forest border, and prairie. The analysis also showed that protected areas in the region will most likely lose most or all of the area, 18,692 km2, currently climatically suitable for boreal forest. This would represent an enormous conservation loss. However, conversely, the area climatically suitable for prairie and prairie–forest border within protected areas would increase up to 12.5 times the currently suitable 1775 km2. Conclusions: These results suggest that retaining boreal forest in potential refugia where it currently exists and facilitating transition of some forests to prairie, oak savanna, and temperate forest should both be conservation priorities in the northern part of the region.

1. Introduction

The Western Great Lakes Region in midcontinental North America (Minnesota, Wisconsin, and Michigan USA and adjacent Ontario, Canada—shown in Figure 1), is one of two interior continental regions of the world where prairie, boreal, and temperate biomes meet. The northwestern part of the region is host to the Quetico-Superior Ecosystem (QSE), a land of boreal and Laurentian (boreal and temperate) mixed forests and thousands of glacier-carved lakes on the ancient bedrock of the Canadian Shield. The QSE includes Voyageur’s National Park and the Boundary Waters Canoe Area Wilderness (BWCAW) in the U.S. and Quetico Provincial Park (QPP) in Canada—the latter two contain one of the largest tracts of primeval unlogged forest in eastern North America [1]. Climate change threatens the continued existence of boreal species integral to the plant communities of the QSE, and more broadly, the boreal biome in the region, due to warmer temperatures and periodically drier soils [2,3,4,5]. Conversely, oak savanna and prairie, once ubiquitous in the southwest part of the region have been nearly eliminated by land use conversion, mostly to agriculture [6,7]. Climate change is of further concern here because of the limited ability of prairie species on small remnants embedded in vast agricultural landscapes to respond to a warming climate with rapid migration [2].
Temperate forests lie generally between the region’s prairies and boreal forest, resulting in boreal-temperate forest and prairie–forest ecotones subject to shifts with climate change. Although many factors determine vegetation composition in a given location and time including geology and geomorphic processes, soil, landform, anthropogenic land management, legacy, and disturbance, climate is a driving factor at the biome scale [9,10], and found to be most important for the thresholds in this region of study. The southern extent in this region of several boreal conifers-black spruce (Picea mariana (Mill.) Britton, Sterns & Poggenb.), white spruce (Picea glauca (Moench) Voss), and balsam fir (Abies balsamea (L.) Mill.) is mainly controlled by mean summer temperature [4,11]. Depending on climate–change scenario, summer temperatures in this region will likely rise 2.0 °C to 5.5 °C by 2080 from 18.7 °C in 1979–2013 [12]. Temperate species such as sugar maple (Acer saccharum Marshall), American basswood (Tilia americana L.), and northern red oak (Quercus rubra L.) may compete better within the boreal-temperate ecotone and expand their ranges northward with the help of higher temperatures [11]. The potentially diminished ability of boreal species to compete may extirpate most of the boreal forest and the boreal component of mixed forests [2]. The prairie–forest border, too, is expected to shift northeast due to climate change and other complex factors [3]. Climatic moisture balance, as a surrogate for or possibly in conjunction with fire, largely determines the position of the prairie–forest border in North America—areas with positive balances (more annual precipitation than potential evapotranspiration) support forests [13,14,15]. As the climate warms, higher temperatures, especially during summer, will drive additional evaporation and transpiration, and although mean annual precipitation may increase slightly, it is expected to decrease during the summer months. Together, these effects will create a drier climate, driving the northeastward migration of the prairie–forest border. The changing distribution of biomes against a heterogeneous and relatively static arrangement of protected land may have critical impacts on conservation efforts for two reasons. First, vegetation of the Western Great Lakes Region is particularly susceptible to climate change for several reasons: a large number of species at the trailing edge of their ranges, the presence of biome ecotones, a steep climate gradient, and interior continental location where the magnitude of climate change is likely to be relatively large [3,11,16,17,18]. Second, the large tracts of protected land—managed for sustainable timber production, conservation or biodiversity—are unevenly distributed, occurring largely in the northern part of the region in Ontario, northern Minnesota, Wisconsin, and Michigan. Although there have been efforts to restore prairie and oak savanna, the current prairie and prairie–forest border climate envelopes are mostly developed [6,7], and large-scale restoration of those ecosystems at their pre-European settlement location is unrealistic. However, the northeastward migration of climate could place climates that could support prairies into the large protected areas in the northern part of the region, opening an opportunity to manage some of those lands for prairie and oak savanna, which have been largely eliminated in their current climatic envelopes. The loss of boreal species and this novel conservation opportunity are important considerations for ecologists, conservationists, and land managers.
Other studies have analyzed the spatial relationships of protected areas with respect to climate change [19] discussed the importance of strategic planning at the landscape level [20], and projected species and species assemblage locations [2,21,22], but a useful biome model that can be projected for future climates has not been available for the Western Great Lakes region, nor have emerging conservation opportunities in the face of climate change been highlighted in the literature. Our first objective is to provide a high-resolution biome model for the Western Great Lakes region, and project it for the late 21st Century with multiple emissions scenarios and general circulation models, bracketing potential future conditions. Our second objective is to use the projections to address the potential loss of biomes from the region and its protected areas, and the potential for novel conservation opportunities.

2. Materials and Methods

2.1. Study Area

The region studied is bounded by latitudes 41.62° and 49.68° and longitudes −97.96° and −81.27°. It includes all of Minnesota, Wisconsin, and Michigan, and parts of South and North Dakota, Nebraska, Iowa, Illinois, Indiana, Ohio in the US, and part of Ontario, Canada. The region encompasses the southern edge of the boreal forest in Ontario and Minnesota, the temperate forest in west-central and southeastern Minnesota, central Wisconsin, and central Michigan, and the current and former prairie–forest border in Minnesota, the Dakotas, and Iowa. The region encompasses three biomes and the two transitions between (e.g., from places with >95% boreal to > 95%temperate forest), known as ecotones, for which climatic extents were mapped: boreal forest, mixed forest, temperate forest, prairie–forest border, and prairie.

2.2. Model Definitions and Equations

Each climate-biome envelope was defined by predicting its borders using climatic information in a rule-based model, based on empirical data tied to physiological principles. The location of prairie–forest border in North America is best explained by the zero isoline of the annual climatic moisture index (CMI): annual precipitation (P)—annual potential evapotranspiration (PET) [13,15,23]. Here, PET was calculated on a monthly time step using the simplified Penman-Monteith equation presented by E. H. Hogg [13] (Equations (1)–(5)),
C M I = P P E T
F o r   T m e a n > 10 ° : P E T = 93 D e x p ( E 9300 )
F o r   10 ° > T m e a n > 5 ° : P E T = ( 6.2 T + 31 ) D e x p ( E 9300 )
F o r   T m e a n < 5 ° : P E T = 0
D = 0.5 * ( e T m a x * +   e T m i n * ) e T d e w *
where T m e a n is the monthly mean temperature (°C), D is vapor pressure deficit (kPa), E is elevation (m), e T * is the saturation vapor pressure (kPa), and T d e w , the dew point temperature, is approximated by ( T m i n 2.5 ) . e T * is saturation vapor pressure, which can be approximated a number of ways; used here are polynomials presented by [24].
The prairie–forest border ecotone was defined here by a CMI between −50 mm and +50 mm, spanning 100 mm, as shown in Figure 2, corresponding to the approximate range indicated by Danz, Frelich, Reich, and Niemi [14].
Fisichelli, Frelich, and Reich [25] found in Minnesota that the growth of boreal seedlings was surpassed by that of temperate broadleaf saplings (when controlling for browse pressure by white-tailed deer) above 18.1 °C mean summer (June, July, August, or JJA) temperature, defining a threshold between boreal and temperate forest where the composition of forest would be approximately 50:50 boreal and temperate due to equal growth rates of saplings from the two biomes. The range of mean summer temperatures that support the mixed forest would extend to colder and warmer bounds about this mean, representing the edge of nearly pure boreal forest and nearly pure temperate forests, respectively.
The temperature thresholds of the mixed forest climate-biome envelope represented in the model for this study were refined from Fisichelli et al. [25] and Fisichelli et al. [11], who found that currently existing mixed-boreal forest ranged from 16.2–19.1 °C in Minnesota and from 15.8–19.4 °C in Minnesota, Wisconsin and Upper Michigan.
The temperate—mixed forest border was defined by an upper mean summer temperature threshold of 19.1 °C (Figure 2), which was found through a grid search of the threshold in 0.1 degree increments to obtain the best match to the southern range limits of white spruce. White spruce, as opposed to black spruce and tamarack (Larix laracina (Du Roi) K. Koch), primarily grows on upland sites where cold air pooling does not occur [26,27], and is, therefore, a good proxy for the southern bound of the mixed forest.
Here we assumed that the lower mean summer temperature threshold of the mixed forest—the mixed-boreal forest boundary—was partially correlated with the Great Lakes effect on climate. This is indicated by the different summer temperature thresholds in which temperate species could compete with boreal species, as found by Fisichelli et al. [11,25]. Continentality index (CI) is a measure of how much influence large bodies of water have on climate and can be calculated for this region using simple climate and geographic inputs independent of distance to water body:
C I = 1.7 R sin ( y + 10 ) 14
where R is the annual range of mean monthly temperatures and y is latitude in degrees [28,29]. That continentality plays a role in the mixed-boreal forest boundary makes physiological sense because maritime areas are associated with milder winters. An approximate extreme minimum temperature threshold for survival of many temperate tree species is between −40 and −45 °C [30], and unlike continental areas, winters near the Great Lakes do not reach those values that are damaging to temperate trees, and consequently, they are able to compete better at lower mean summer temperatures.
Preliminary trials using these thresholds mapped large areas in northern Michigan that are currently mixed forest as boreal. We found by overlaying CI contours on these maps that the areas anomalously mapped as boreal occurred in areas with CI less than approximately 45. We developed a logistic function of CI, that smooths the transition between the relatively warmer and cooler lower mean summer temperature thresholds ( T b m ) that determine the boreal-mixed forest boundary in continental and maritime climates, respectively (Equation (7)):
T b m = 15.3 + ( 16.9 15.3 ) ( 1 + 1 exp ( k C I 45 )   )
where the smoothed transition between the continental and maritime thresholds is centered on CI of 45, with a steepness parameter ( k ) of 0.5, and the temperature constants of 16.9 °C in continental climates and 15.3 °C in maritime climates were found by assessing the model results after 0.1 degree adjustments, and observing that resulting projected maps did not contain anomalous patches of boreal forest in maritime areas. The resulting thresholds are similar to the respective continental climate plots that Fisichelli [25] used in Minnesota and that of the region [11], which included more maritime plots. The range established and used here is slightly broader, probably in part due to the higher resolution of the analysis.
A previously published model used absolute minimum temperatures to define the southern boundary of boreal forest [31], and other work has indicated that a minimum winter temperature threshold defines the limits of the interior boreal forest from coastal hemlock-spruce forest in Alaska [32]. A model tried here used both winter minimum monthly temperature and mean summer temperature to define boreal forest, but resulted in an anomalous boreal patch in northwestern Wisconsin that is currently, and has historically been occupied by mixed forest, rather than boreal forest [33,34,35]. Therefore, the temperature bound in Equation (7) adjusted for continentality was used. Thresholds resulting from these analyses for the prairie–forest border (based on climatic moisture index) and boreal-temperate forest (based on mean summer temperature adjusted for continentality) are shown in Figure 2.
The model to project current and future biome distribution onto maps was built and displayed using R statistical software version 3.4.0 with the RStudio graphical user interface, and the raster, rgdal, dplyr, caret, and rastervis packages [36,37,38,39,40,41]. Resources from the University of Minnesota’s Minnesota Supercomputing Institute (MSI) were used to run the model.

2.3. Climate Data

The CHELSA climate data product at 30 arc-second (roughly 1 km2 depending on projection and latitude) resolution [12] was used here. This statistically downscaled climate information is available as a recent 1979–2013 normal (current) and from global circulation models for the years 2061–2080 (2070, future) in multiple representative concentration pathways (RCP) emissions scenarios.
We assessed the current CHELSA climatology monthly mean temperatures against U.S. NOAA and Canadian Weather Service normals for a similar time period (1981–2010) [42,43]. A spatial correlation of differences between these two data sets was apparent in maritime climates near the Great Lakes, especially for the critical summer season, so we compared the difference to CI, calculated from the same CHELSA climatology, for each season as shown in Figure 3. Meteorological seasons are used: winter is December through February (DJF); spring: March through May (MAM), and autumn: September through November (SON).
Linear models were constructed for DJF and SON using linear regression and exponential models for MAM and JJA using non-linear least squares (Appendix A, Table A1). The models were evaluated using residual plots and lack of fit analysis of variance (ANOVA) (Appendix A). The models were used to adjust the CHELSA monthly maximum and minimum temperatures to more closely reflect the weather station normals.
All terms for the models were significant at p < 0.001 with the exception of the a parameter in both exponential models (Appendix A, Table A1.). This parameter was, however, found to significantly improve the model based on residuals, an ANOVA comparing both a reduced model without the term and a full model with the term, and by the Akaike information criterion, and was therefore kept in both exponential models.
The adjusted recent climate information was used to create a climate-biome envelope model with the definitions described previously (Figure 2.), calculating CI from the adjusted CHELSA normals. The same temperature corrections were applied to the spatially corresponding grid cells for future climate information. CI used for the mixed forest/boreal forest threshold was calculated after the temperature correction described here was performed.

2.4. Global Climate Models and Emissions Scenarios

Because no single model best represents future conditions [44], and because we do not attempt to predict anthropogenic actions with respect to carbon emissions, the climate-biome envelope model was applied to three global climate models that participated in the climate model intercomparison project 5 (CMIP5), and three representative concentration pathway (RCP) scenarios for the years 2041–2060 averaging to 2050, and 2061–2080, averaging to year 2070, to present a range of potential future scenarios. For brevity, only the 2070 analysis is presented here.
Three models were selected to present a range of possible future conditions. In eastern North America, the Beijing Climate Center Climate System Model, version 1.1 (BCC CSM 1.1) [45] runs relatively cold and wet [46]. The Community Climate System Model, version 4 (CCSM4) [47] runs similar to the CMIP5 mean, and the Model for Interdisciplinary Research on Climate, Earth Systems Model (MIROC-ESM) [48] runs relatively hot and dry [44,46].
The scenario RCP 2.6 was run but not included here because it assumes that greenhouse gas emissions peak between 2010 and 2020, and which is almost certainly not the case. Included here are RCP 4.5, which assumes GHG emissions peak around 2040, and decline thereafter; and RCP 8.5, which assumes GHG emissions continue to increase throughout the century [49]. Therefore, six scenarios are presented here; three GCMs by two RCPs for 2070.

2.5. Model Evaluation

The extent of boreal forest in North America has been represented in multiple ways in published literature [34]. Brandt [34] presents one such version against which comparisons could be made, but ultimately, classification is largely dependent on the purpose of the definition [50], and a representation is valuable if it is useful for a given purpose. The classification used here utilizes empirical relationships between vegetation and climate found by scientific study in addition to discoveries made in the course of this study. The classification is useful in that it corresponds to findings of local studies of vegetation, geographic limits of important boreal and temperate species—white spruce and sugar maple—and other modeling efforts and serves the goal of investigating potential vegetation change this century as climate changes.
The prairie forest border presents an additional challenge for quantifiable comparison because of the extent of agricultural development along it. As a result of this and the extent of the prior literature upon which the definition of that ecotone was based, an evaluation of its boundaries is not presented.
The value and emphasis of this study is not the numeric value of the climatic thresholds, but their reasonably accurate representation of vegetation, and most importantly, the utilization addressing potential vegetation change in the region this century.

2.6. Protected Area and Climate-Biome Turnover Analysis

To analyze the difference between future and current climate-biome envelopes, two quantitative analyses were performed. In the first, the land area of each climate-biome was calculated from projected climate-biome envelope model grids by multiplying the number of grid cells in each climate-biome envelope by their resolution. The grids, which are based on the 1983 North American Datum and the GRS80 ellipse with Alber’s Equal Area projection, have a resolution of 648 × 924 m. We then compared the areas of the biomes and ecotones between the two time periods, three GCMs, and two emissions scenarios.
Whereas the first analysis reflects step-size change, for instance, boreal forest to mixed forest, the climate-biome turnover analysis (turnover analysis hereafter) controls for ecotonal gradients, eliminating changes that do not result in an entire biome “turnover”. Turnover of boreal forest is defined as grid cells classified as boreal forest in the recent climate normal and as temperate forest, prairie–forest border, or prairie in 2061–2080. Turnover for mixed and temperate forest is defined as grid cells classified as mixed or temperate forest in the recent climate normal and classified as prairie in 2061–2080. Boreal species loss is defined as the grid cells classified as boreal or mixed forest (both of which can support boreal species) in the recent climate normal and classified as temperate forest, prairie–forest border, or prairie (none of which can support boreal species) in 2061–2080. For this analysis, a confusion matrix, or cross-tabulation, of recent normal climate-biome envelope model values and future model values was created. The percentage of boreal, mixed, and temperate forest grid cells that were classified in the 2070 modeled future scenario as a biome different from the modeled recent normal scenario as defined was then calculated.
The two analyses were performed both for protected areas and over the entire modeled region. Land covered by significant lakes was removed from consideration using spatial data from the Commission for Environmental Cooperation [51].
US Geological Survey Gap Analysis Project Protected Areas Data (PAD) [52] and the Canadian Conservation Reporting and Tracking System (CARTS) [53] were utilized to define and outline International Union for the Conservation of Nature (IUCN) classified protected areas in the study area. The analysis presented here includes IUCN categories I–V, lands managed for conservation and recreation, to provide a conservative analysis of protected areas. The analyses were also performed on a second tier of protected areas which includes IUCN categories I–VI, ranging from areas managed for wilderness protection to areas managed for sustainable use of natural resources, and in the PAD database, “other conservation areas” not classified by IUCN, but managed for multiple uses including both resource extraction and conservation (PAD classes I–III). This includes the public forest land in northern Minnesota, Wisconsin, and Michigan, which is managed for multiple uses including conservation, timber, recreation, and mining. For brevity, the analyses of the total land area and the second protected area tier area are presented in Appendix B, Table A2, Table A3 and Table A4. The outlines of both protected area tiers are shown in Figure 4.

3. Results

3.1. Climate-Biome Envelope Model

The boreal forest climate-biome envelope for the 1979–2013 period encompasses an area north and east of Lake Superior, as shown in Figure 5. It includes far northeastern Minnesota where land surfaces have slightly higher elevation or are near Lake Superior, and a few small patches of the highlands in upper Michigan. The adjacent mixed forest climate-biome envelope reaches from the boreal forest, south into central Minnesota, Wisconsin, and Lower Michigan. The temperate forest climate-biome envelope covers the remaining southern two-thirds of Lower Michigan, Wisconsin, and Minnesota and areas to the south of that within the spatial domain of our study. The prairie–forest border climatic envelope runs north-south along the western border of Minnesota, adjacent to the mixed forest envelope in the far north, and temperate forest envelope south of that. The prairie climate-biome envelope exists primarily west of the Minnesota—North/South Dakota border, and in far western IA and Nebraska.
The 2070 projections of the climate-biome envelopes in Figure 6. show an eastward shift of the prairie and prairie forest border climate envelopes, and a decrease in the spatial extent of the mixed and boreal forest climate envelopes in all modeled scenarios. Among models, the magnitude of the changes can be arranged from lowest to highest: BCC-CMS 1.1, CCSM4, MIROC-ESM within each emissions scenario, and the RCP 4.5 scenarios had lower magnitudes of change than the RCP 8.5 scenarios for each model. BCC-CSM 1.1 at RCP 8.5 (6b) indicates a similar shift to that of MIROC-ESM at RCP 4.5 (Figure 6e).
Figure 6a,f had the least and most change among scenarios, respectively, bracketing the future climate conditions investigated here. The cooler, wetter scenario, (Figure 6a) shows a small extent of boreal forest climate envelope remaining north of Lake Superior in 2070; even in this least-change scenario, the extent of land suitable for boreal forest is greatly diminished from its current extent. The mixed forest climate-biome envelope surrounds the boreal climate-biome envelope patch in Ontario, extends west and south into northeastern Minnesota in roughly the same area that boreal forest climate-biome envelope occupies in 1979–2013, and includes approximately two-thirds of upper Michigan. The temperate forest climate-biome envelope occupies a majority of Minnesota, Wisconsin, and Lower Michigan. This envelope covers slightly less than its westerly extent in 1979–2013, but stretches significantly eastward and northward. Prairie and prairie–forest border climate-biome envelopes occupy approximately the western quarter of Minnesota, covering about 50% more than its previous extent.
In the hottest, driest scenario (Figure 6f), the boreal forest climate-biome envelope is eliminated. The mixed forest climate-biome envelope is on the north side of Lake Superior, similar in size and shape to the boreal patch in the cold and wet scenario. The temperate forest climate-biome envelope is smaller than its 1979–2013 extent, or those represented in the other scenarios. It encompasses the mixed forest climate-biome envelope patch in Ontario and extends west into northeastern Minnesota, and covers upper Michigan and northwestern Wisconsin, and encircles Lakes Michigan and Huron in southern Wisconsin and Michigan. The extent of prairie climate-biome envelope is much bigger than the 1979–2013 baseline period and covers approximately 80% of Minnesota and more than half of Wisconsin. The unglaciated regions with rugged topography in southeastern Minnesota and southwestern Wisconsin show a mosaic of prairie, prairie–forest border, and temperate forest climate-biome envelopes surrounded by prairie climate-biome envelope. Prairie climate-biome envelope also covers approximately the center third of Lower Michigan, south and west of Saginaw Bay.

3.2. Protected Area and Climate-Biome Turnover Analyses

Analysis of the boreal forest climate-biome envelope (Table 1) indicates a dramatic decrease in extent of climate suitable for boreal forest in protected areas (IUCN I–V) of the region, reaching 0% in every model with the RCP 8.5 scenario as well as MIROC ESM with the RCP 4.5 scenario, and maintaining a maximum of 7% of the current extent in the coldest, wettest scenario (BCC CSM 1.1 with RCP 4.5), from the 1979–2013 recent climate normal period to 2061–2080. Climate suited for mixed forest indicates a wide range of outcomes, from a slight increase in the coldest, wettest scenario (BCC CSM 1.1 with RCP 4.5), to a decrease leaving only 15% of the current spatial extent remaining in protected areas in the hottest and driest scenario (MIROC ESM with RCP 8.5).
Analysis of the protected area within the prairie–forest border and prairie climate-biome envelopes combined (Table 1) shows the spatial extent increasing from 2.7 times in the coldest, wettest scenario (BCC CSM 1.1 with RCP 4.5) to 12.7 times in the hottest, driest scenario (MIROC ESM with RCP 8.5) by 2061–2080 compared to the base period. When including multiple-use public forest land in the US, the spatial extent of protected area in the prairie–forest border climate-biome envelope in 2061–2080 is between 2.5 and 23 times that of 1979–2013 (Appendix B, Table A3).
Analysis of the climate-biome turnover by grid cell in Table 2 shows that boreal turnover to a combination of temperate forest, prairie forest border, or prairie in protected areas varies widely by GCM and RCP, from 0% in the coldest, wettest scenario (BCC CSM 1.1 with RCP 4.5) to 86% in the hottest, driest scenario (MIROC ESM with RCP 8.5). Boreal species loss in protected areas ranges from 38% to 93%. Mixed forest turnover and temperate forest turnover rates to prairie vary widely based on model and emissions scenario as well, but are as high as 46% and 81% respectively in the hottest, driest scenario. Table A4 shows turnover for the total land area and for the second protected area tier.

4. Discussion

4.1. 1979–2013 Climate-Biome Envelope Model

The location of the boreal-mixed forest border presented in the 1979–2013 model is corroborated by the forest description of the Boundary Waters Canoe Area in Minnesota [1], and on the east side of Lake Superior, it falls very close to the known northern range limits of sugar maple in Lake Superior Provincial Park [54]. It is supported in a recent study by Chaffin [55] who found that temperate species of all size classes decreased dramatically from West to East across the Boundary Waters Canoe Area Wilderness, and were almost entirely absent in the eastern third of the wilderness and adjacent northeastern MN. Finally, the area in northeastern Minnesota mapped as boreal here also corresponds very well to an area previously mapped as subalpine wet forest [33], which is equivalent here to boreal forest.
The mixed forest climate-biome envelope accurately includes Itasca State Park in Minnesota [56], and the southern border of the mixed forest climate-biome envelope follows the southern range of white spruce very closely—mostly within 20 km, but with a narrow 50 km deviation in the St. Croix River valley on the Minnesota-Wisconsin state line.
As expected, the prairie–forest border as shown by the 1979–2013 model is oriented more north-south and further west than familiar prairie–forest border delineations based on pre-European settlement data [15]. It has been shown that the climate, especially near the prairie–forest border in Minnesota, was significantly wetter during 1979–2013 than pre-European settlement, while experiencing little summer warming, resulting in a wetter climate at the end of the twentieth century [15,17], which results in a climate suitable for forests further west than typically delineated. In addition, fire use by Native Americans prior to European settlement allowed some areas of prairie to exist east of the border as defined by climate [3]. Other analyses of biome climate envelopes for the late 20th Century [10,33], also place the prairie–forest border in a north-south orientation right along the western edge of Minnesota, and eastern North Dakota and South Dakota, while Gonzalez et al. [57] places it also in a north-south orientation, but slightly further west.
The rule-based model developed here to map boreal, mixed forest and temperate forest is an improvement over previous efforts to map forest biomes in the region. For example, boreal forest is clearly a better classification for the previously mentioned patch of forest in northeastern Minnesota (Figure 4) that was classified as subalpine forest by Lugo et al. [33], since the elevation of the area does not support the subalpine classification. Boreal conifer forest was shown covering the northern one-fourth of Minnesota by Gonzalez et al. [57], placing the boreal/mixed forest border too far south, including large swaths of forest with high percentages of temperate tree species. Despite improvements made here, limitations related to effects of cold-air pooling and other local topographical effects, and effects of the Great Lakes (other than those we were able to take into account through continentality adjustments) were encountered. The next generation of models should attempt to incorporate topographic effects that we could not account for here, including cold air pooling in lowlands [58], cold water upwelling in deep lakes [59], and north-south slope effects, which could potentially account for inclusions of boreal forest within the temperate biome, and vice versa, at finer spatial scales. Furthermore, the results emphasized here are differences between the current and future climate-biome envelopes, especially with respect to protected areas, and it is likely that the range of uncertainty covered by the multiple GCM’s and emissions scenarios dwarfs uncertainty in the climate-biome envelope definitions. Although the range of possibilities is somewhat broad, it demonstrates that more extreme shifts are likely if carbon emissions are not curbed soon and indicates clear trends from which implications can be drawn.

4.2. 2061–2080 Projections, Protected Area and Turnover Analysis

Although timing and specific geography will depend on the multitude of factors that determine existing vegetation, projections reported here for 2061–2080 agree with previous analyses that northeastward shifts in biomes are likely to occur in this region, with loss of conifer forest and replacement of forests by grasslands that vary in magnitude depending on the GCM and carbon emissions scenarios examined [2,60]. The 2061–2080 climate-biome envelope model indicates that the projected climate change in two of the six scenario/model combinations will eliminate areas suitable to boreal forest from the study region. Two more of the modeled scenarios show only a diminutively small spatial extent of boreal forest remaining by 2070. The analysis of climate-biome envelope in protected areas suggests that it will be very difficult to conserve boreal forest in the region in the future. The turnover analysis and the boreal species loss shown here indicate that vegetation, especially boreal species, at many locations will no longer be suited to the climate at those locations. Boreal forest will likely continue to exist further north than this study area, and there is a possibility of boreal forest being retained in small areas with cold air pooling or cold water upwelling not captured by the climate information used here. Local efforts are key to cataloging and retaining potential boreal forest refugia. Resilience management strategies, or improving the ability of ecosystems to return to their un-disturbed state [61], such as maintaining diversity and other strategies like those outlined in Galatowitsch et al. [2] should be used in order to conserve potential boreal refugia where possible and support regional diversity.
The future projections of the climate-biome envelopes corroborate predictions that both the prairie and the temperate forest may establish northeast of their current locations. There may be an opportunity to manage prairie and oak savanna in the northern part of the region. Just as conservation of healthy savanna and prairie is currently made difficult by the paucity of protected lands in the southwestern part of the study region, the concentration and size of protected lands in the northern part of the region may help make large-scale management and conservation of prairie and savanna achievable in the region. An increase in fire severity due to the drier climate and a possible increase in fire frequency in the northern part of the region may hasten and assist transition of forest to fire-dependent prairie and prairie–forest border [3]. It will likely be pertinent to use response management strategies [61] to facilitate ecosystem change with a goal of managing land for oak savanna and prairie in many locations throughout the range where the prairie–forest border and prairie climate-biome envelopes may be in the future. For instance, because of the high velocity of change expected in the region, and as indicated by the high rates of biome turnover shown here, establishing oak savanna or prairie in the protected areas that now harbor mixed and boreal forest, assisted migration will likely be important [2,19,61]. It is important that plant communities, ecotones, and biomes currently in the southern portion of the study area, especially those that have been nearly eliminated such as oak savanna and prairie, remain healthy where they exist, and expand if possible, as they may be important seed sources and ecosystem blueprints for future off-site restoration of prairie and savanna in large protected areas of the north which may have suitable climates. Research on oak savanna and prairie ecosystem dynamics continues to be extremely valuable.
An important example of protected areas at risk of biome change is the QSE, with its nearly one million ha of wilderness and large tracts of unlogged boreal and near-boreal mixed forest that constitute the premiere natural areas within the study region (Figure 7). Our analysis shows that climate in this area may not support mixed and boreal forest by 2070 (Figure 8). Although small boreal refugia may still exist, maintaining these boreal species widely will not be possible via resistance (actively managing to prevent any vegetative change in a changing climate) and resilience strategies [61], and facilitation of conversion to temperate oak and maple forests, oak savannas, or prairies may be needed [62]. The future climate-biome envelope for the region that the QSE currently resides in varies depending on the emissions scenario/GCM combination. In cool and wet scenarios, the area is near the edge of the mixed forest and would likely support some boreal refugia. But in the hot and dry scenario presented here, the climate in this area could support prairie–forest border ecosystems by 2070 (Figure 8).
This analysis indicates that, in general, some conservation opportunities will close and some will arise due to a changing climate and the heterogeneous spatial arrangement of protected lands. Landscape wide, conservation efforts will, of necessity, balance between maintaining healthy ecosystems in the present, which may include managing for resistance or resilience, and facilitating change to accommodate future climates. In this way, as climate change presents great problems for diverse and stable ecosystems, and potentially novel opportunities to manage for or conserve diverse ecosystems in biomes and ecotones landscape-scale diversity may be maximized for the given conditions.

5. Conclusions

The climate-biome envelope model presented here shows good correspondence with other modeling efforts and provides valuable insight for the study region. The projections for the years 2061–2080 show that the region will likely lose most of its suitable climate for boreal forest and thus lose most of its boreal forest eventually, perhaps retaining some small portion north of Lake Superior. In the hottest and driest scenario, the US portion of the study area and the landscapes of the Boundary Waters Canoe Area Wilderness and Quetico Provincial Park in the current QSE, lose all mixed forest climate-biome envelope, indicating the loss of a climatic niche for boreal species entirely. These scenarios indicate that, unless a low greenhouse gas emissions scenario is achieved by society soon, the prairie–forest border is likely to move northeast and fall within larger swaths of protected areas in Northeastern Minnesota and Northern Wisconsin. Therefore, under a business as usual climate change scenario (i.e., RCP 8.5) these lands represent potential opportunities for prairie and savanna replenishment—extremely diverse ecosystems that have been nearly lost due to land transformation—at large spatial extents not seen since European settlement. This opportunity arises due to the unique juxtaposition of three biomes on the current landscape, the heterogeneous pattern of human development in the region and the location of protected lands. It illustrates that climate change poses many problems for conservation and biodiversity, but may also present novel opportunities to manage for ecosystems that are currently difficult to conserve.

Author Contributions

Conceptualization, R.T. and L.E.F.; methodology, R.T., L.E.F., E.E.B., and P.B.R.; software, R.T.; validation, R.T., L.E.F., and E.E.B.; formal analysis, R.T.; investigation, R.T.; resources, R.T. and P.B.R.; data curation, R.T.; writing—original draft preparation, R.T.; writing—review and editing, R.T., L.E.F., E.E.B. and P.B.R.; visualization, R.T.; supervision, L.E.F.; project administration, R.T. and L.E.F.; funding acquisition, L.E.F. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by National Park Service (grant # PMIS 157471) and by the Wood-Rill Graduate Fellowship in Forest Ecology.

Acknowledgments

We gratefully acknowledge Steve Windels of the U.S. National Park Service and Ron Moen of the University of Minnesota-Duluth for help in obtaining funding and concepts for the research.

Conflicts of Interest

The authors declare no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, or in the decision to publish the results.

Appendix A

Table A1. CHELSA temperature correction model coefficients and error by season.
Table A1. CHELSA temperature correction model coefficients and error by season.
Residual Standard Error
a b n
DJF (Equation (A1))0.0150-−1.600.675
MAM (Equation (A2))0.0234159−0.9590.608
JJA (Equation (A2))0.00437228−0.9520.633
SON (Equation (A1))0.00816-−0.8740.545
DJF and SON use equation form:
t   =   c . t + a exp ( b C I ) + n
And MAM and JJA use equation form:
t   =   c . t + a   C I + n
where c . t is temperature given by CHELSA; t is the corrected temperature; a ,   b , and n are coefficients found in model-fitting; and C I is continentality index.

Appendix B

Table A2. Climate-biome envelope total regional areas using a recent normal period, three global climate models and two relative concentration pathway scenarios.
Table A2. Climate-biome envelope total regional areas using a recent normal period, three global climate models and two relative concentration pathway scenarios.
Global Climate ModelTotal Area (km2)
1979–20132061–2080
RCP 4.5RCP 8.5
Boreal forestBCC CSM 1.1175,78267641
CCSM475120
MIROC ESM230
Mixed forestBCC CSM 1.1242,007211,09463,693
CCSM4177,05033,177
MIROC ESM92,58314,523
Temperate forestBCC CSM 1.1424,955560,482580,543
CCSM4480,316491,128
MIROC ESM526,284359,199
Prairie–forest borderBCC CSM 1.151,94347,91585,590
CCSM486,735124,203
MIROC ESM94,30288,643
PrairieBCC CSM 1.146,010114,443210,870
CCSM4189,085292,189
MIROC ESM227,505478,332
Table A3. Climate-biome envelope areas in IUCN I-VI and PAD I-III protected areas, using a recent normal period, three global climate models and two relative concentration pathway scenarios.
Table A3. Climate-biome envelope areas in IUCN I-VI and PAD I-III protected areas, using a recent normal period, three global climate models and two relative concentration pathway scenarios.
Area (km2)
Global Climate Model1979–20132061–2080
RCP 4.5RCP 8.5
Boreal ForestBCC CSM 1.124,63316240
CCSM410570
MIROC ESM00
Mixed ForestBCC CSM 1.183,20740,9479991
CCSM426,4856000
MIROC ESM12,1953120
Temperate ForestBCC CSM 1.125,42485,853102,934
CCSM489,55592,217
MIROC ESM97,49869,170
Prairie–forest borderBCC CSM 1.1157435689775
CCSM4951316,087
MIROC ESM11,17112,884
PrairieBCC CSM 1.111957222580
CCSM417984259
MIROC ESM294710,085
Table A4. Turnover of climate-biome envelopes in total and second tier of protected areas (IUCN classified 1-VI and PAD I-III) protected areas for 1979–2013 and 2061–2080. Turnover of boreal forest is defined as grid cells classified as boreal forest in the recent climate normal classified as temperate forest, prairie–forest border, or prairie in 2061–2080. Turnover for mixed and temperate forest is defined as grid cells classified as mixed or temperate forest in the recent normal and classified as prairie in 2061–2080. Boreal species loss is defined as the grid cells classified as boreal or mixed forest in the recent climate normal and classified as temperate forest, prairie–forest border, or prairie in 2061–2080.
Table A4. Turnover of climate-biome envelopes in total and second tier of protected areas (IUCN classified 1-VI and PAD I-III) protected areas for 1979–2013 and 2061–2080. Turnover of boreal forest is defined as grid cells classified as boreal forest in the recent climate normal classified as temperate forest, prairie–forest border, or prairie in 2061–2080. Turnover for mixed and temperate forest is defined as grid cells classified as mixed or temperate forest in the recent normal and classified as prairie in 2061–2080. Boreal species loss is defined as the grid cells classified as boreal or mixed forest in the recent climate normal and classified as temperate forest, prairie–forest border, or prairie in 2061–2080.
Turnover (%)
Global Climate ModelTotal AreaIUCN I–VI & PAD I–III
RCP 4.5RCP 8.5RCP 4.5RCP 8.5
Boreal forestBCC CSM 1.1064059
CCSM46811376
MIROC ESM47925187
Mixed forestBCC CSM 1.111407
CCSM4920312
MIROC ESM1442737
Boreal species lossBCC CSM 1.148856191
CCSM456927494
MIROC ESM78978997
Temperate forestBCC CSM 1.1419317
CCSM416341534
MIROC ESM23652367

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Figure 1. The study area extent in North America. Basemap © OpenStreetMap contributors [8].
Figure 1. The study area extent in North America. Basemap © OpenStreetMap contributors [8].
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Figure 2. Visual summary of climate-biome envelope model definitions.
Figure 2. Visual summary of climate-biome envelope model definitions.
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Figure 3. CHELSA 1979–2013 and U.S. NOAA 1981–2010 temperature comparisons and correction models.
Figure 3. CHELSA 1979–2013 and U.S. NOAA 1981–2010 temperature comparisons and correction models.
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Figure 4. Protected areas considered for analysis of protected climate-biome envelope areas. Dark red indicates the conservative estimate of “protected” status addressed in this study, IUCN classification I–V. Tan indicates “other conservation areas” meeting PAD criteria I II or III and IUCN classification VI (analysis included in Appendix B). Alber’s Equal Area projection.
Figure 4. Protected areas considered for analysis of protected climate-biome envelope areas. Dark red indicates the conservative estimate of “protected” status addressed in this study, IUCN classification I–V. Tan indicates “other conservation areas” meeting PAD criteria I II or III and IUCN classification VI (analysis included in Appendix B). Alber’s Equal Area projection.
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Figure 5. Climate-biome envelopes in the Lake States region for the years 1979–2013. Alber’s Equal Area projection.
Figure 5. Climate-biome envelopes in the Lake States region for the years 1979–2013. Alber’s Equal Area projection.
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Figure 6. Climate-biome envelopes for the Lake States region for the years 2061–2080. Tiles represent two emissions scenarios and three CMIP5 global climate models. Alber’s Equal Area projection.
Figure 6. Climate-biome envelopes for the Lake States region for the years 2061–2080. Tiles represent two emissions scenarios and three CMIP5 global climate models. Alber’s Equal Area projection.
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Figure 7. Quetico-Superior ecosystem biomes for the 1979–2013 period. IUCN categories I–V are outlined in black and include Quetico Provincial Park, the Boundary Waters Canoe Area Wilderness, Voyageurs National Park, and others. Albers Equal Area projection.
Figure 7. Quetico-Superior ecosystem biomes for the 1979–2013 period. IUCN categories I–V are outlined in black and include Quetico Provincial Park, the Boundary Waters Canoe Area Wilderness, Voyageurs National Park, and others. Albers Equal Area projection.
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Figure 8. Quetico-Superior ecosystem biomes for the 2061–2080 period. Tiles represent two emissions scenarios and three CMIP5 global climate models. IUCN categories I–V are outlined in black and include Quetico Provincial Park, the Boundary Waters Canoe Area Wilderness, Voyageurs National Park, and others. Albers Equal Area projection.
Figure 8. Quetico-Superior ecosystem biomes for the 2061–2080 period. Tiles represent two emissions scenarios and three CMIP5 global climate models. IUCN categories I–V are outlined in black and include Quetico Provincial Park, the Boundary Waters Canoe Area Wilderness, Voyageurs National Park, and others. Albers Equal Area projection.
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Table 1. Comparison of climate-biome envelope areas in protected areas (IUCN classified 1–V) protected areas for 1979–2013 and 2061–2080.
Table 1. Comparison of climate-biome envelope areas in protected areas (IUCN classified 1–V) protected areas for 1979–2013 and 2061–2080.
Area (km2)% of 1979–2013 Value
Global Climate Model1979–20132061–20802061–2080
RCP 4.5RCP 8.5RCP 4.5RCP 8.5
Boreal ForestBCC CSM 1.118,6921353070
CCSM4971050
MIROC ESM0000
Mixed ForestBCC CSM 1.118,53121,706766611741
CCSM416,60050849027
MIROC ESM955526885215
Temperate ForestBCC CSM 1.1968120,73429,436214304
CCSM420,37527,923210288
MIROC ESM26,20223,469271242
Prairie–forest border + prairieBCC CSM 1.1 488611,576275652
CCSM4177510,73315,672605883
MIROC ESM 12,92222,5227281269
Prairie–forest borderBCC CSM 1.189024943606280405
CCSM445334276509481
MIROC ESM40454150455466
PrairieBCC CSM 1.188523917971270901
CCSM4620011,3977011288
MIROC ESM887718,37210032076
Table 2. Turnover of climate-biome envelopes in protected areas (IUCN classified 1–V) protected areas for 1979–2013 and 2061–2080. Turnover of boreal forest is defined as grid cells classified as boreal forest in the recent climate normal and as temperate forest, prairie–forest border, or prairie in 2061–2080. Turnover for mixed and temperate forest is defined as grid cells classified as mixed or temperate forest in the recent climate normal and classified as prairie in 2061–2080. Boreal species loss is defined as the grid cells classified as boreal or mixed forest in the recent climate normal and classified as temperate forest, prairie–forest border, or prairie in 2061–2080.
Table 2. Turnover of climate-biome envelopes in protected areas (IUCN classified 1–V) protected areas for 1979–2013 and 2061–2080. Turnover of boreal forest is defined as grid cells classified as boreal forest in the recent climate normal and as temperate forest, prairie–forest border, or prairie in 2061–2080. Turnover for mixed and temperate forest is defined as grid cells classified as mixed or temperate forest in the recent climate normal and classified as prairie in 2061–2080. Boreal species loss is defined as the grid cells classified as boreal or mixed forest in the recent climate normal and classified as temperate forest, prairie–forest border, or prairie in 2061–2080.
Global Climate ModelTurnover (%)
RCP 4.5RCP 8.5
Boreal forestBCC CSM 1.1059
CCSM41373
MIROC ESM4986
Mixed forestBCC CSM 1.1120
CCSM41127
MIROC ESM2146
Boreal species lossBCC CSM 1.13879
CCSM45386
MIROC ESM7493
Temperate forestBCC CSM 1.1526
CCSM42547
MIROC ESM3481

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Toot, R.; Frelich, L.E.; Butler, E.E.; Reich, P.B. Climate-Biome Envelope Shifts Create Enormous Challenges and Novel Opportunities for Conservation. Forests 2020, 11, 1015. https://doi.org/10.3390/f11091015

AMA Style

Toot R, Frelich LE, Butler EE, Reich PB. Climate-Biome Envelope Shifts Create Enormous Challenges and Novel Opportunities for Conservation. Forests. 2020; 11(9):1015. https://doi.org/10.3390/f11091015

Chicago/Turabian Style

Toot, Ryan, Lee E. Frelich, Ethan E. Butler, and Peter B. Reich. 2020. "Climate-Biome Envelope Shifts Create Enormous Challenges and Novel Opportunities for Conservation" Forests 11, no. 9: 1015. https://doi.org/10.3390/f11091015

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