Abstract
Geometry of a single fracture has significant influence on the fluid flow in fractured rocks. However, quantification of geometry–flow relationship in a rock fracture is still far from being completed. The primary goal of this study was to identify a few key geometric parameters for quantifying its impact on fluid flow in a single rock fracture and then to evaluate its hydraulic conductivity. The concept of a threshold aperture is first introduced to estimate the effective area involved in the flow process in a single rock fracture. It is assumed that only those zones with greater apertures than a threshold value are involved in the flow process. The effect of variable aperture distributions on flow in a single rock fracture is quantified based on the cumulative distribution of individual apertures of sampling points. The surface roughness is decomposed into primary roughness (i.e. the large-scale waviness of the fracture morphology) and secondary roughness (i.e. the small-scale unevenness) with a wavelet analysis. The influence of surface roughness on the fluid flow in a single rock fracture is quantified with the normalized area of primary roughness and the standard deviation of secondary roughness. By combining the variable aperture distributions and the surface roughness on flow, an empirical equation to estimate the intrinsic hydraulic aperture and hydraulic conductivity of a single rock fracture is proposed. In addition, a series of high-precision hydraulic tests are conducted on 60 artificial tensile fractures to verify the proposed equation. The results show that the proposed equation predicts the intrinsic hydraulic aperture and hydraulic conductivity of a single rock fracture very well.
Similar content being viewed by others
Abbreviations
- ∆:
-
Absolute height of surface asperity (mm)
- α :
-
Contact ratio
- τ :
-
Tortuosity
- σ e :
-
Standard deviation of aperture distribution (mm)
- e*:
-
Threshold aperture (mm)
- A*:
-
Normalized area
- A t :
-
Horizontal projection area of fracture surface (mm2)
- e 0 :
-
Mean mechanical aperture (mm)
- e m :
-
Maximum aperture value (mm)
- C :
-
Dimensionless fitting parameter
- A i :
-
The approximation coefficients at decomposition level i (i = 1–8)
- D i :
-
The detail coefficients at decomposition level i (i = 1–8)
- A 0 :
-
Horizontal projection area of primary waviness surface (mm2)
- A :
-
Average area of the upper and lower primary waviness surfaces (mm2)
- σ II :
-
Standard deviation of secondary roughness (mm)
- Q :
-
Volumetric flow rate (mL/min)
- w :
-
Width of the fracture (mm)
- µ :
-
Dynamic viscosity coefficient (Pa·s)
- P :
-
Pressure (Pa)
- \(e_{\text{h}}\) :
-
Hydraulic aperture (mm)
- a :
-
Dimensionless regression coefficient
- b :
-
Dimensionless regression coefficient
- Re:
-
Reynolds number
- \(e_{{{\text{h}}0}}\) :
-
Intrinsic hydraulic aperture (mm)
- JRC:
-
Joint roughness coefficient
- Z 2 :
-
Root mean square of the slope of fracture profile
- n :
-
The number of data points along the length of each profile
- z i :
-
Asperity height at point i (mm)
- ∆y :
-
Interval of data points (mm)
- \(e_{\text{h0}}^{{{\text{mea}},j}}\) :
-
Measured intrinsic hydraulic aperture (mm)
- \(e_{\text{h0}}^{{{\text{cal}},j}}\) :
-
Calculated intrinsic hydraulic aperture (mm)
- j :
-
The jth fracture sample
References
Barton N (1982) Modelling rock joint behaviour from in situ block tests: implications for nuclear waste repository design. Office of Nuclear Waste Isolation, Columbus, OH, ONWI-308
Barton N, Choubey V (1977) The shear strength of rock joints in theory and practice. Rock Mech 10(1–2):1–54
Beer AJ, Stead D, Coggan JS (2002) Estimation of the joint roughness coefficient (JRC) by visual comparison. Rock Mech and Rock Eng 35(1):65–74
Brown SR (1987a) Fluid flow through rock joints: the effect of surface roughness. J Geophys Res-Sol Ea 92(B2):1337–1347
Brown SR (1987b) A note on the description of surface roughness using fractal dimension. Geophys Res Lett 14(11):1095–1098
Brush DJ, Thomson NR (2003) Fluid flow in synthetic rough–walled fractures: Navier-Stokes, Stokes, and local cubic law simulations. Water Resour Res 39(4):1037–1041
Cardenas MB, Slottke DT, Ketcham RA, Sharp JM (2007) Navier–stokes flow and transport simulations using real fractures shows heavy tailing due to eddies. Geophys Res Lett 34(14):L14404
Chae BG, Ichikawa Y, Jeong GC, Seo YS, Kim BC (2004) Roughness measurement of rock discontinuities using a confocal laser scanning microscope and the Fourier spectral analysis. Eng Geol 72(3–4):181–199
Chamoli A, Bansal AR, Dimri VP (2007) Wavelet and rescaled range approach for the Hurst coefficient for short and long time series. Comput Geosci 33(1):83–93
Chen YF, Zhou JQ, Hu SH, Hu R, Zhou CB (2015) Evaluation of Forchheimer equation coefficients for non–Darcy flow in deformable rough–walled fractures. J Hydrol 529:993–1006
Chen YD, Lian HJ, Liang WG, Yang JF, Nguyen VP, Bordas SPA (2019) The influence of fracture geometry variation on non-Darcy flow in fractures under confining stresses. Int J Rock Mech Min Sci 113:59–71
Cheng L, Rong G, Yang J, Zhou CB (2017) Fluid flow through single fractures with directional shear dislocations. Transp Porous Med 118(2):301–326
Dang WG, Wu W, Konietzky H, Qian JY (2019) Effect of shear-induced aperture evolution on fluid flow in rock fractures. Comput Geotech 114:103152. https://doi.org/10.1016/j.compgeo.2019.103152
Dou Z, Sleep B, Zhan HB, Zhou ZF, Wang JG (2019) Multiscale roughness influence on conservative solute transport in self-affine fractures. Int J Heat Mass Tran 133:606–618
Grasselli G, Egger P (2003) Constitutive law for the shear strength of rock joints based on three–dimensional surface parameters. Int J Rock Mech Min Sci 40(1):25–40
Grasselli G, Wirth J, Egger P (2002) Quantitative three–dimensional description of a rough surface and parameter evolution with shearing. Int J Rock Mech Min Sci 39(6):789–800
Hale S, Naab C, Butscher C et al (2019) Method comparison to determine hydraulic apertures of natural fractures. Rock Mech and Rock Eng. https://doi.org/10.1007/s00603-019-01966-7
He RH, Rong G, Tan J, Cheng L (2019) Numerical investigation of fracture morphology effect on heat transfer characteristics of water flow through a single fracture. Geothermics 82:51–62
Hou D, Rong G, Yang J, Zhou CB, Peng J, Wang XJ (2016) A new shear strength criterion of rock joints based on cyclic shear experiment. Eur J Environ Civ Eng 20(2):180–198
Huang N, Liu RC, Jiang YJ, Li B, Yu LY (2018) Effects of fracture surface roughness and shear displacement on geometrical and hydraulic properties of three-dimensional crossed rock fracture models. Adv Water Resour 113:30–41
ISRM (1978) Suggested methods for the quantitative description of discontinuities in rock masses. Int J Rock Mech Min Sci 15(6):319–368
Javadi M, Sharifzadeh M, Shahriar K, Mitani Y (2014) Critical Reynolds number for nonlinear flow through rough-walled fractures: the role of shear processes. Water Resour Res 50:1789–1804. https://doi.org/10.1002/2013WR014610
Jing L, Nordlund E, Stephansson O (1992) An experimental study on the anisotropy and stress–dependency of the strength and deformability of rock joints. Int J Rock Mech Min Sci Geomech Abstr 29(6):535–542
Karimzade E, Seifabad MC, Sharifzadeh M, Baghbanan A (2019) Modelling of flow-shear coupling process in rough rock fractures using three-dimensional finite volume approach. Rock Mech Rock Eng 52(11):4693–4713
Khoshelham K, Altundag D, Ngan-Tillard D, Menenti M (2011) Influence of range measurement noise on roughness characterization of rock surfaces using terrestrial laser scanning. Int J Rock Mech Min Sci 48(8):1215–1223
Lee SH, Lee KK, Yeo IW (2014) Assessment of the validity of Stokes and Reynolds equations for fluid flow through a rough–walled fracture with flow imaging. Geophys Res Lett 41(13):4578–4585
Liu RC, Li B, Jiang YJ, Huang N (2016) Review: mathematical expressions for estimating equivalent permeability of rock fracture networks. Hydrogeol J 24(7):1623–1649
Liu RC, Yu LY, Jiang YJ (2017) Quantitative estimates of normalized transmissivity and the onset of nonlinear fluid flow through rough rock fractures. Rock Mech Rock Eng 50(4):1063–1071
Liu RC, He M, Huang N, Jiang YJ, Yu LY (2020) Three-dimensional double-rough-walled modeling of fluid flow through self-affine shear fractures. J Rock Mech Geotech Eng 12(1):41–49
Lomize GM (1951) Water flow through jointed rock, Gosenergoizdat (in Russian), Moscow, p 127
Louis C (1969) A study of groundwater flow in jointed rock and its influence on stability of rock masses. Rock Mechanics Research Report, vol 10. Imperial College of Science and Technology, London
Maerz NH, Franklin JA, Bennett CP (1990) Joint roughness measurement using shadow profilometry. Int J Rock Mech Min Sci Geomech Abstr 27(5):329–343
Mlynarczuk M (2010) Description and classification of rock surfaces by means of laser profilometry and mathematical morphology. Int J Rock Mech Min Sci 47(1):138–149
Myers NO (1962) Characterization of surface roughness. Wear 5(3):182–189
Obdam ANM, Veling EJM (1987) Elliptical inhomogeneities in groundwater flow–an analytical description. J Hydrol 95(1–2):87–96
Odling NE (1994) Natural fracture profiles, fractal dimension and joint roughness coefficients. Rock Mech Rock Eng 27(3):135–153
Olsson R, Barton N (2001) An improved model for hydromechanical coupling during shearing of rock joints. Int J Rock Mech Min Sci 38(3):317–329
Patir N, Cheng HS (1978) An average flow model for determining effects of three–dimensional roughness on partial hydrodynamic lubrication. J Tribol 100(1):12–17
Ranjith PG, Darlington W (2007) Nonlinear single-phase flow in real rock joints. Water Resour Res 43(9):W09502
Reeves MJ (1985) Rock surface roughness and frictional strength. Int J Rock Mech Min Sci Geomech Abstr 22(6):429–442
Rong G, Yang J, Cheng L, Zhou CB (2016) Laboratory investigation of nonlinear flow characteristics in rough fractures during shear process. J Hydrol 541:1385–1394
Rong G, Yang J, Cheng L, Tan J, Peng J, Zhou CB (2018) A Forchheimer equation–based flow model for fluid flow through rock fracture during shear. Rock Mech Rock Eng 51(9):2777–2790
Snow DT (1969) Anisotropie permeability of fractured media. Water Resour Res 5(6):1273–1289
Talon L, Auradou H, Hansen A (2010) Permeability estimates of selfafne fracture faults based on generalization of the bottleneck concept. Water Resour Res 46(7):W07601
Tatone BSA (2009) Quantitative characterization of natural rock discontinuity roughness in situ and in the laboratory. MSc thesis, University of Toronto, Toronto
Tatone BSA, Grasselli G (2010) A new 2D discontinuity roughness parameter and its correlation with JRC. Int J Rock Mech Min Sci 47(8):1391–1400
Tatone BSA, Grasselli G (2012) Quantitative measurements of fracture aperture and directional roughness form rock cores. Rock Mech Rock Eng 45(4):619–629
Thomas TR (1981) Characterization of surface roughness. Precis Eng 3(2):97–104
Tse R, Cruden DM (1979) Estimating joint roughness coefficients. Int J Rock Mech Min Sci Geomech Abstr 16(5):303–307
Walsh JB (1981) The effect of pore pressure and confining pressure on fracture permeability. Int J Rock Mech Min Sci Geomech Abstr 18(5):429–435
Walsh JB, Brace WF (1984) The effect of pressure on porosity and the transport properties of rock. J Geophys Res 89(NB11):9425–9431
Wang M, Chen YF, Ma GW, Zhou JQ, Zhou CB (2016) Influence of surface roughness on nonlinear flow behaviors in 3D self–affine rough fractures: lattice Boltzmann simulations. Adv Water Resour 96:373–388
Witherspoon PA, Wang JSY, Iwai K, Gale JE (1980) Validity of cubic law for fluid flow in a deformable rock fracture. Water Resour Res 16(6):1016–1024
Xiao WM, Xia CC, Wei W, Bian YM (2013) Combined effect of tortuosity and surface roughness on estimation of flow rate through a single rough joint. J Geophys Eng 10(4):045015
Xie HP (1993) Fractals in rock mechanics. AA Balkema Publishers, Rotterdam
Xie HP, Pariseau WG (1994) Fractal estimation of joint roughness coefficients. Sci China Ser B-Chem Life Sci Earth Sci 37(12):1516–1524
Xiong XB, Li B, Jiang YJ, Koyama T, Zhang CH (2011) Experimental and numerical study of the geometrical and hydraulic characteristics of a single rock fracture during shear. Int J Rock Mech Min Sci 48(8):1292–1302
Xiong F, Jiang QH, Ye ZY, Zhang XB (2018) Nonlinear flow behavior through rough-walled rock fractures: the effect of contact area. Comput Geotech 102:179–195
Yang ZY, Lo SC, Di CC (2001) Reassessing the joint roughness coefficient (JRC) estimation using Z2. Rock Mech Rock Eng 34(3):243–251
Yang J, Rong G, Hou D, Peng J, Zhou CB (2016) Experimental study on peak shear strength criterion for rock joints. Rock Mech Rock Eng 49(3):821–835
Yeo W (2001) Effect of contact obstacles on fluid flow in rock fractures. Geosci J 5(2):139–143
Zawada-Tomkiewicz A (2010) Estimation of surface roughness parameter based on machined surface image. Metrol Meas Syst 17(3):493–503
Zhou JQ, Hu SH, Fang S, Chen YF, Zhou CB (2015) Nonlinear flow behavior at low Reynolds numbers through rough–walled fractures subjected to normal compressive loading. Int J Rock Mech Min Sci 80:202–218
Zhou JQ, Wang M, Wang LC, Chen YF, Zhou CB (2018) Emergence of nonlinear laminar flow in fractures during shear. Rock Mech Rock Eng 51(11):3635–3643
Zhou JQ, Chen YF, Tang H, Wang L, Cardenas MB (2019) Disentangling the simultaneous effects of inertial losses and fracture dilation on permeability of pressurized fractured rocks. Geophys Res Lett 46(15):8862–8871
Zimmerman RW, Bodvarsson GS (1996) Hydraulic conductivity of rock fractures. Transp Porous Med 23(1):1–30
Zimmerman RW, Al-Yaarubi A, Pain CC, Grattoni CA (2004) Non–linear regimes of fluid flow in rock fractures. Int J Rock Mech Min Sci 41(3):384
Zou LC, Jing LR, Cvetkovic V (2015) Roughness decomposition and nonlinear fluid flow in a single rock fracture. Int J Rock Mech Min Sci 75:102–118
Zou LC, Jing LR, Cvetkovic V (2017) Shear-enhanced nonlinear flow in rough-walled rock fractures. Int J Rock Mech Min Sci 97:33–45
Acknowledgements
This work was supported by the National Natural Science Foundation of China (Grant nos. 41772305 and 51579189) and the China Scholarship Council (CSC) (Grant number 201906270116). These supports are gratefully acknowledged. The authors thank the Editor and two anonymous reviewers for their constructive comments which help us greatly improve the quality of the manuscript.
Author information
Authors and Affiliations
Corresponding authors
Ethics declarations
Conflict of interest
The authors declare that they do not have any commercial or associative interest that represents a conflict of interest in connection with the work submitted.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Tan, J., Rong, G., Zhan, H. et al. An Innovative Method to Evaluate Hydraulic Conductivity of a Single Rock Fracture Based on Geometric Characteristics. Rock Mech Rock Eng 53, 4767–4786 (2020). https://doi.org/10.1007/s00603-020-02196-y
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00603-020-02196-y