Abstract
Motivated by various applications and examples, the standard notion of potential for dynamical systems has been generalized to almost additive and asymptotically additive potential sequences, and the corresponding thermodynamic formalism, dimension theory and large deviations theory have been extensively studied in the recent years. In this paper, we show that every such potential sequence is actually equivalent to a standard (additive) potential in the sense that there exists a continuous potential with the same topological pressure, equilibrium states, variational principle, weak Gibbs measures, level sets (and irregular set) for the Lyapunov exponent and large deviations properties. In this sense, our result shows that almost and asymptotically additive potential sequences do not extend the scope of the theory compared to standard potentials, and that many results in the literature about such sequences can be recovered as immediate consequences of their counterpart in the additive case. A corollary of our main result is that all quasi-Bernoulli measures are weak Gibbs.
Similar content being viewed by others
Notes
If \({{\mathcal {F}}}_*(\mu )\) can take the value \(-\infty \), which is not the case with almost and asymptotically additive sequences, a more detailed statement is required in order to remove some ambiguity, see for example [18, Theorem 1.1].
Our main result does not apply to general sub-additive sequences and we refer the reader to [18] and [10, Chapters II.4 and III.7] for a detailed exposition of the sub-additive thermodynamic formalism and its applications. The same comment applies to asymptotically sub-additive sequences, see for example [27, 55].
In practice, it is most common to require the functions \(f_n\) to be at least measurable, but this is not necessary for Theorem 4.6.
The quantity \(\Vert f_n - S_n f\Vert _\infty \) in (4.8) is allowed to be infinite, since both f and \(f_n\) may be unbounded.
References
Ban, J.-C., Chang, C.-H.: Factor map, diamond and density of pressure functions. Proc. Am. Math. Soc. 139, 3985–3997 (2011)
Bárány, B., Käenmäki, A., Morris, I. D.: Domination, almost additivity, and thermodynamical formalism for planar matrix cocycles. arXiv:1802.01916
Barral, J., Feng, D.-J.: Weighted thermodynamic formalism on subshifts and applications. Asian J. Math. 16, 319–352 (2012)
Barral, J., Mensi, M.: Gibbs measures on self-affine Sierpiński carpets and their singularity spectrum. Ergod. Theory Dyn. Syst. 27, 1419–1443 (2007)
Barral, J., Qu, Y.-H.: Localized asymptotic behavior for almost additive potentials. Discrete Contin. Dyn. Syst. 32, 717–751 (2012)
Barral, J., Qu, Y.-H.: On the higher-dimensional multifractal analysis. Discrete Contin. Dyn. Syst. 32, 1977–1995 (2012)
Barreira, L.: A non-additive thermodynamic formalism and applications to dimension theory of hyperbolic dynamical systems. Ergodic Theory Dynam. Syst. 16, 871–927 (1996)
Barreira, L.: Nonadditive thermodynamic formalism: equilibrium and Gibbs measures. Discrete Contin. Dyn. Syst. 16, 279–305 (2006)
Barreira, L.: Almost additive thermodynamic formalism: some recent developments. Rev. Math. Phys. 22, 1147–1179 (2010)
Barreira, L.: Thermodynamic Formalism and Applications to Dimension Theory. Birkhäuser/Springer Basel AG, Basel (2011)
Barreira, L., Cao, Y., Wang, J.: Multifractal analysis of asymptotically additive sequences. J. Stat. Phys. 153, 888–910 (2013)
Barreira, L., Doutor, P.: Almost additive multifractal analysis. J. Math. Pures Appl. (9) 92, 1–17 (2009)
Barreira, L., Gelfert, K.: Multifractal analysis for Lyapunov exponents on nonconformal repellers. Commun. Math. Phys. 267, 393–418 (2006)
Bomfim, T., Varandas, P.: Multifractal analysis of the irregular set for almost-additive sequences via large deviations. Nonlinearity 28, 3563–3585 (2015)
Bousch, T., Jenkinson, O.: Cohomology classes of dynamically non-negative \(C^k\) functions. Invent. Math. 148, 207–217 (2002)
Bowen, R.: Some systems with unique equilibrium states. Math. Systems Theory 8, 193–202 (1974/75)
Cao, Y.: Dimension spectrum of asymptotically additive potentials for \(C^1\) average conformal repellers. Nonlinearity 26, 2441–2468 (2013)
Cao, Y., Feng, D.-J., Huang, W.: The thermodynamic formalism for sub-additive potentials. Discrete Contin. Dyn. Syst. 20, 639–657 (2008)
Cheng, W.-C., Zhao, Y., Cao, Y.: Pressures for asymptotically sub-additive potentials under a mistake function. Discrete Contin. Dyn. Syst. Ser. A 32, 487–497 (2012)
Comman, H.: Strengthened large deviations for rational map and full-shifts, with unified proof. Nonlinearity 22, 1413–1429 (2009)
Cuneo, N., Jakšić, V., Pillet, C.-A., Shirikyan, A.: Fluctuation theorem and thermodynamic formalism. arXiv:1712.05167
Cuneo, N., Jakšić, V., Pillet, C.-A., Shirikyan, A.: Large deviations and fluctuation theorem for selectively decoupled measures on shift spaces. Rev. Math. Phys. 31, 1950036-1–54 (2019)
Dembo, A., Zeitouni, O.: Large Deviations Techniques and Applications. Springer, Berlin (2000)
Fabian, M., Habala, P., Hájek, P., Montesinos, V., Zizler, V.: Banach Space Theory: The Basis for Linear and Nonlinear Analysis. CMS Books in Mathematics. Springer (2011)
Falconer, K.J.: A subadditive thermodynamic formalism for mixing repellers. J. Phys. A Math. Gen. 21, L737–L742 (1988)
Feng, D.-J.: The variational principle for products of non-negative matrices. Nonlinearity 17, 447–457 (2004)
Feng, D.-J., Huang, W.: Lyapunov spectrum of asymptotically sub-additive potentials. Commun. Math. Phys. 297, 1–43 (2010)
Feng, D.-J., Lau, K.-S.: The pressure function for products of non-negative matrices. Math. Res. Lett. 9, 363–378 (2002)
Ferreira, G.: The asymptotically additive topological pressure: variational principle for non-compact and intersection of irregular sets. Dyn. Syst. 34, 484–503 (2019)
Iommi, G., Lacalle, C., Yayama, Y.: Hidden Gibbs measures on shift spaces over countable alphabets. Stoch. Dyn. 20(1), 1–41 (2020)
Iommi, G., Yayama, Y.: Almost-additive thermodynamic formalism for countable Markov shifts. Nonlinearity 25, 165–191 (2012)
Iommi, G., Yayama, Y.: Zero temperature limits of Gibbs states for almost-additive potentials. J. Stat. Phys. 155, 23–46 (2014)
Iommi, G., Yayama, Y.: Weak Gibbs measures as Gibbs measures for asymptotically additive sequences. Proc. Am. Math. Soc. 145, 1599–1614 (2017)
Israel, R.B., Phelps, R.R.: Some convexity questions arising in statistical mechanics. Math. Scand. 54, 133–156 (1984)
Katok, A., Hasselblatt, B.: Introduction to the Modern Theory of Dynamical Systems. Cambridge University Press, Cambridge (1995)
Katok, A., Robinson Jr., E. A.: Cocycles, cohomology and combinatorial constructions in ergodic theory. In: Smooth Ergodic Theory and Its Applications (Seattle, WA, 1999), volume 69 of Proceedings of Symposium in Pure Mathematics, pp. 107–173. American Mathematical Society, Providence, RI (2001)
Lewis, J.T., Pfister, C.-E., Sullivan, W.G.: Entropy, concentration of probability and conditional limit theorems. Markov Process. Relat Fields 1, 319–386 (1995)
Li, Z., Zhang, X.: Almost additive topological pressure of proper systems. J. Dyn. Control Syst. 23, 839–852 (2017)
Liu, L., Gong, H., Zhou, X.: Topological pressure dimension for almost additive potentials. Dyn. Syst. 31, 357–374 (2016)
Mummert, A.: The thermodynamic formalism for almost-additive sequences. Discrete Contin. Dyn. Syst. 16, 435–454 (2006)
Mummert, A.: Thermodynamic formalism for nonuniformly hyperbolic dynamical systems. Ph.D. thesis, The Pennsylvania State University (2006)
Ojala, T., Suomala, V., Wu, M.: Random cutout sets with spatially inhomogeneous intensities. Israel J. Math. 220, 899–925 (2017)
Pesin, Y.B.: Dimension Theory in Dynamical Systems. Chicago Lectures in Mathematics. University of Chicago Press, Chicago (1997)
Pfister, C.-E.: Thermodynamical aspects of classical lattice systems. In: In and out of equilibrium (Mambucaba, 2000), volume 51 of Progr. Probab, pp. 393–472. Birkhäuser, Boston (2002)
Pfister, C.-E., Sullivan, W.G.: Weak Gibbs measures and large deviations. Nonlinearity 31, 49–53 (2017)
Pfister, C.-E., Sullivan, W. G.: Weak Gibbs and equilibrium measures for shift spaces. arXiv:1901.11488
Ruelle, D.: Thermodynamic Formalism. Cambridge University Press, Cambridge (2004)
Sun, P.: Ergodic measures of intermediate entropies for dynamical systems with approximate product property. arXiv:1906.09862
Tian, X., Wang, S., Wang, X.: Intermediate Lyapunov exponents for systems with periodic orbit gluing property. Discrete Contin. Dyn. Syst. 39, 1019–1032 (2019)
van Enter, A.C.D., Fernández, R., Sokal, A.D.: Regularity properties and pathologies of position-space renormalization-group transformations: scope and limitations of Gibbsian theory. J. Stat. Phys. 72, 879–1167 (1993)
Varandas, P., Zhao, Y.: Weak specification properties and large deviations for non-additive potentials. Ergod. Theory Dyn. Syst. 35, 968–993 (2015)
Varandas, P., Zhao, Y.: Weak Gibbs measures: speed of convergence to entropy, topological and geometrical aspects. Ergod. Theory Dyn. Syst. 37, 2313–2336 (2017)
Walters, P.: An Introduction to Ergodic Theory. Springer, New York, Berlin (1982)
Wang, Q., Zhao, Y.: Variational principle and zero temperature limits of asymptotically (sub)-additive projection pressure. Front. Math. China 13, 1099–1120 (2018)
Yan, K.: Sub-additive and asymptotically sub-additive topological pressure for \(\mathbb{Z}^d\)-actions. J. Dyn. Differ. Equat. 25, 653–678 (2013)
Yayama, Y.: Applications of a relative variational principle to dimensions of nonconformal expanding maps. Stoch. Dyn. 11, 643–679 (2011)
Yayama, Y.: Existence of a measurable saturated compensation function between subshifts and its applications. Ergod. Theory Dyn. Syst. 31, 1563–1589 (2011)
Yayama, Y.: On factors of Gibbs measures for almost additive potentials. Ergod. Theory Dyn. Syst. 36, 276–309 (2016)
Yuri, M.: Weak Gibbs measures for intermittent systems and weakly Gibbsian states in statistical mechanics. Commun. Math. Phys. 241, 453–466 (2003)
Zhao, Y.: Conditional ergodic averages for asymptotically additive potentials. arXiv:1405.1648
Zhao, Y., Cheng, W.-C., Ho, C.-C.: Q-entropy for general topological dynamical systems. Discrete Contin. Dyn. Syst. Ser. A 39, 2059–2075 (2019)
Zhao, Y., Zhang, L., Cao, Y.: The asymptotically additive topological pressure on the irregular set for asymptotically additive potentials. Nonlinear Anal. 74, 5015–5022 (2011)
Acknowledgements
I would like to thank V. Jakšić and A. Shirikyan for providing a clever improvement in the proof of the main result, and C.-E. Pfister for suggesting a reformulation that led to Theorem 2.1 below. I am also very thankful to N. Dobbs, J.-P. Eckmann, B. Fernandez and C.-A. Pillet for stimulating conversations and useful comments about the manuscript.
Author information
Authors and Affiliations
Corresponding author
Additional information
Communicated by C. Liverani
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Cuneo, N. Additive, Almost Additive and Asymptotically Additive Potential Sequences Are Equivalent. Commun. Math. Phys. 377, 2579–2595 (2020). https://doi.org/10.1007/s00220-020-03780-7
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00220-020-03780-7