Abstract
Smallholder farmers in Nepal are vulnerable to climate change-related extreme weather events. Adaptation in the agriculture sector is needed to mitigate social, economic, and ecological impacts from increasing levels of hazard activity. To examine this issue, a household survey of 350 farmers in the Terai region of Nepal was carried out to assess farmers’ risk perceptions towards three common extreme weather events (floods, cold spells, and heat waves) and to explore their intended responses to cope with future impacts. The intended common adaptation strategies include changes in farm management, seeking off-farm employment, emergency management planning, purchasing crop insurance, and the raising of awareness. Threat appraisal is the strongest predictor of the number of intended adaptation strategies adopted in response to slow-onset hazards (heat waves and cold spells), while coping appraisal is the major predictor of the number of intended adaptation strategies adopted to mitigate flood risk, a rapid onset hazard. Crop insurance and off-farm employment are farmers’ most preferred flood adaptation strategies, while crop insurance is the most preferred adaptation strategy for heat waves and cold spells. Other variables such as the number of past implemented strategies, experience with extreme events, community organisation membership, and access to credit and extension services were also significantly associated with farmers’ choices for adaptation strategies in response to the three extreme events. This information can be used to tailor community-centred communication about potential threats from different extreme weather events and government technical and financial support, which will be crucial for farmers to adapt effectively to climate change-related weather extremes.
Similar content being viewed by others
Notes
When RRR > 1, the risk of the outcome falling in the comparison group relative to the risk of falling in the referent group increases as the variable increases. While RRR < 1, the outcome variables will be more likely to be in the referent group.
US $ = NPR 116.52 (NRB, 25th Sep, 2018).
The unconditional mean and variance of the three outcome variables (floods: variance = 2.37, mean = 3.50; heat wave: variance = 3.13, mean = 3.21; and cold spell: variance = 3.68, mean = 3.48) were found to be not extremely different indicating that there was no over-dispersion.
Variance of inflator factor (VIF) was found to be less than 10 (flood: 1.52, heat wave: 1.51, and cold spell: 1.68).
After running estate GOF command after Poisson regressions, it was concluded that the models fit reasonably well because the Chi-squared goodness-of-fit test is not statistically significant (P value) for all three models (flood: 1.00, heat wave: 1.00, and cold spell: 1.00).
The Hausman test failed to reject the null hypothesis of independence of all three models. This indicates that the multinomial logit model is suitable to model the intended adaptation measures in response to the three EWEs (in the flood model, χ2 ranged from − 128.85 to 81.58 with probability values between 0.0009 and 1.0000; in the heat wave model, χ2 ranged from − 164. 43 to 4.3 with probability values of 1.00; and in the cold spell model, χ2 ranged from − 44.61 to 25.80 with probability values of 1.00).
For flood model, McFadden R2 = 0.29, LR chi2 (85) = 288.18, and Prob > Chi2 = 0.0001; for heat wave model, McFadden R2 = 0.36, LR chi2(85) = 397.22, and Prob > Chi2 = 0.0001; for cold spell model, McFadden R2 = 0.40, LR chi2(85) = 441.38, and Prob > Chi2 = 0.0001.
References
Adger WN, Huq S, Brown K, Conway D, Hulme M (2003) Adaptation to climate change in the developing world. Prog Dev Stud 3(3):179–195
Ahmed SA, Diffenbaugh NS, Hertel TW, Martin WJ (2012) Agriculture and trade opportunities for Tanzania: past volatility and future climate change. The World Bank, Washington
Arunrat N, Wang C, Pumijumnong N, Sereenonchai S, Cai W (2017) Farmers’ intention and decision to adapt to climate change: a case study in the Yom and Nan basins, Phichit province of Thailand. J Clean Prod 143:672–685
Bhatta GD, Aggarwal PK (2016) Coping with weather adversity and adaptation to climatic variability: a cross-country study of smallholder farmers in South Asia. Clim Dev 8(2):145–157
Brooks N, Adger WN, Kelly PM (2005) The determinants of vulnerability and adaptive capacity at the national level and the implications for adaptation. Glob Environ Change 15(2):151–163
Bryan E, Deressa TT, Gbetibouo GA, Ringler C (2009) Adaptation to climate change in Ethiopia and South Africa: options and constraints. Environ Sci Policy 12(4):413–426
Bryan E, Ringler C, Okoba B, Roncoli C, Silvestri S, Herrero H (2013) Adapting agriculture to climate change in Kenya: household strategies and determinants. J Environ Manag 114:26–35
Bubeck P, Botzen WJW, Aerts JCJH (2012a) A review of risk perceptions and other factors that influence flood mitigation behavior. Risk Anal 32:1481–1495
Bubeck P, Botzen WJW, Kreibich H, Aerts JCJH (2012b) Long-term development and effectiveness of private flood mitigation measures: an analysis for the German part of the river Rhine. Nat Hazards Earth Syst Sci 12:3507–3518
Bubeck P, Botzen WJW, Kreibich H, Aerts JCJH (2013) Detailed insights into the influence of flood-coping appraisals on mitigation behaviour. Glob Environ Change 23(5):1327–1338
Budhathoki NK, Zander KK (2019) Socio-economic impact of and adaptation to extreme heat and cold of farmers in the food bowl of Nepal. Int J Environ Res Public Health 16(9):1578
Budhathoki NK, Zander KK (2020) Nepalese farmers’ climate change perceptions, reality and farming strategies. Clim Dev 12(3):204–215
Budhathoki NK, Lassa JA, Pun S, Zander KK (2019) Farmers’ interest and willingness-to-pay for index-based crop insurance in the lowlands of Nepal. Land Use Policy 85:1–10
Budhathoki NK, Paton D, Lassa J, Zander KK (2020) Assessing farmers’ preparedness to cope with the impacts of multiple climate change-related hazards in the Terai lowlands of Nepal. Int J Disaster Risk Reduct 49:101656
Burnham M, Ma Z (2017) Climate change adaptation: factors influencing Chinese smallholder farmers’ perceived self-efficacy and adaptation intent. Reg Environ Change 17(1):171–186
Cameron AC, Trivedi PK (2010) Microeconometrics using stata, vol 2. Stata press College Station, TX
CBS Nepal (2011) Nepal living standard survey 2010/11: statistical report. Central Bureau of Statistics, Kathmandu
CBS Nepal (2012) National population and housing census 2011: national report 266. Central Bureau of Statistics, Kathmandu
CBS Nepal (2016) National climate change impact survey 2016: a statistical report. Central Bureau of Statistics, Kathamndu
Chalise SA, Naranpanawa JS, Bandara Sarker T (2017) A general equilibrium assessment of climate change–induced loss of agricultural productivity in Nepal. Econ Model 62:43–50
Christenson E, Elliott M, Banerjee O, Hamrick L, Bartram J (2014) Climate-related hazards: a method for global assessment of urban and rural population exposure to cyclones, droughts, and floods. Int J Environ Res Public Health 11(2):2169–2192
Dai J, Kesternich M, Löschel A, Ziegler A (2015) Extreme weather experiences and climate change beliefs in China: an econometric analysis. Ecol Econ 116:310–321
Demski C, Capstick S, Pidgeon N, Sposato R, Spence A (2017) Experience of extreme weather affects climate change mitigation and adaptation responses. Clim Change 140(2):149–164
Deressa TT, Hassan RM, Ringler C, Alemu T, Yesuf M (2009) Determinants of farmers’ choice of adaptation methods to climate change in the Nile Basin of Ethiopia. Glob Environ Change 19(2):248–255
Esham M, Garforth C (2013) Agricultural adaptation to climate change: insights from a farming community in Sri Lanka. Mitig Adapt Strat Glob Change 18(5):535–549
Feng X, Liu M, Huo X, Ma W (2017) What motivates farmers’ adaptation to climate change? The case of apple farmers of Shaanxi in China. Sustainability 9(4):519
Frondel M, Simora M, Sommer S (2017) Risk perception of climate change: empirical evidence for Germany. Ecol Econ 137:173–183
Gebrehiwot T, van der Veen A (2015) Farmers prone to drought risk: why some farmers undertake farm-level risk-reduction measures while others not? Environ Manage 55(3):588–602
Gentle P, Thwaites R, Race D, Alexander K (2014) Differential impacts of climate change on communities in the middle hills region of Nepal. Nat Hazards 74(2):815–836
Ghimire YN, Timsina KP, Gauchan D (2016) Risk management in agriculture: global experiences and lessons for Nepal. Nepal Agricultural and Research Council (NARC), Government of Nepal, Lalitpur
Grothmann T, Patt A (2005) Adaptive capacity and human cognition: the process of individual adaptation to climate change. Glob Environ Change 15(3):199–213
Grothmann T, Reusswig F (2006) People at risk of flooding: why some residents take precautionary action while others do not. Nat Hazards 38:101–120
Handmer J et al (2012) Changes in impacts of climate extremes: human systems and ecosystems. In: Managing the risks of extreme events and disasters to advance climate change adaptation special report of the intergovernmental panel on climate change. Intergovernmental Panel on Climate Change, pp 231–290
Hassan R, Nhemachena C (2008) Determinants of African farmers’ strategies for adapting to climate change: multinomial choice analysis. Afr J Agric Resour Econ 2(1):83–104
Jain M, Naeem S, Orlove B, Modi V, DeFries RS (2015) Understanding the causes and consequences of differential decision-making in adaptation research: adapting to a delayed monsoon onset in Gujarat, India. Glob Environ Change 31:98–109
Keshavarz M, Karami E (2016) Farmers’ pro-environmental behavior under drought: application of protection motivation theory. J Arid Environ 127:128–136
Koerth J, Vafeidis AT, Hinkel J, Sterr H (2013) What motivates coastal households to adapt pro-actively to sea-level rise and increasing flood risk? Reg Environ Change 13(4):897–909
Le Dang H, Li E, Nuberg I, Bruwer J (2014) Farmers’ perceived risks of climate change and influencing factors: a study in the Mekong Delta, Vietnam. Environ Manag 54(2):331–345
Maharjan S, Sigdel E, Sthapit B, Regmi B (2011) Tharu community’s perception on climate changes and their adaptive initiations to withstand its impacts in Western Terai of Nepal. Int NGO J 6(2):35–42
Manandhar S, Vogt DS, Perret SR, Kazama F (2011) Adapting cropping systems to climate change in Nepal: a cross-regional study of farmers’ perception and practices. Reg Environ Change 11(2):335–348
Michie S, Van Stralen MM, West R (2011) The behaviour change wheel: a new method for characterising and designing behaviour change interventions. Implement Sci 6(1):42
MOAD (2017) Statistical information on Nepalese agriculture: 2016/17. Ministry of Agricultural and Development, Government of Nepal, Kathmandu, Nepal
NRB (2016) Fifth household budget survey 2014/15. Nepal Rastra Bank Kathmandu, Nepal
Osberghaus D (2015) The determinants of private flood mitigation measures in Germany—evidence from a nationwide survey. Ecol Econ 110:36–50
Paton D (2013) Disaster resilient communities: developing and testing an all-hazards theory. J Integr Diaster Risk Manag 3(1):1–17
Poussin JK, Botzen WJW, Aerts JCJH (2014) Factors of influence on flood damage mitigation behaviour by households. Environ Sci Policy 40:69–77
Regmi HR (2007) Effect of unusual weather on cereal crop production and household food security. J Agric Environ 8:20–29
Reynaud A, Aubert C, Nguyen M-H (2013) Living with floods: protective behaviours and risk perception of Vietnamese households. Geneva Pap Risk Insur Issues Pract 38(3):547–579
Richert C, Erdlenbruch K, Figuières C (2017) The determinants of households’ flood mitigation decisions in France - on the possibility of feedback effects from past investments. Ecol Econ 131:342–352
Roco L, Engler A, Bravo-Ureta BE, Jara-Rojas R (2015) Farmers’ perception of climate change in mediterranean Chile. Reg Environ Change 15(5):867–879
Rogers RW (1975) A protection motivation theory of fear appeals and attitude change. J Psychol 91(1):93–114
Rowhani P, Lobell DB, Linderman M, Ramankutty N (2011) Climate variability and crop production in Tanzania. Agric For Meteorol 151(4):449–460
Siegrist M, Gutscher H (2008) Natural hazards and motivation for mitigation behavior: people cannot predict the affect evoked by a severe flood. Risk Anal 28(3):771–778
Teixeira EI, Fischer G, van Velthuizen H, Walter C, Ewert F (2011) Global hot-spots of heat stress on agricultural crops due to climate change. Agric For Meteorol 170:206–215
Thornton PK, van de Steeg J, Notenbaert A, Herrero M (2009) The impacts of climate change on livestock and livestock systems in developing countries: a review of what we know and what we need to know. Agric Syst 101(3):113–127
Thornton PK, Ericksen PJ, Herrero M, Challinor AJ (2014) Climate variability and vulnerability to climate change: a review. Glob Change Biol 20(11):3313–3328
Tuladhar G, Yatabe R, Dahal RK, Bhandary NP (2015) Disaster risk reduction knowledge of local people in Nepal. Geoenviron Disasters 2(1):5
UCLA (2016) Introduction to SAS. UCLA: Academic technology services, statistical consulting group. https://stats.idre.ucla.edu/stata/ado/analysis/. Accessed 18 Nov 2018
UNISDR (2013) Sendai framework for disaster risk reduction. Country profile: Nepal, United Nations Office for Disaster Risk Reduction, Geneva. https://www.unisdr.org/partners/countries/npl. Accessed 18 Nov 2018
Van Der Linden S (2015) The social-psychological determinants of climate change risk perceptions: towards a comprehensive model. J Environ Psychol 41:112–124
Van Duinen R, Filatova T, Geurts P, van der Veen A (2015) Coping with drought risk: empirical analysis of farmers’ drought adaptation in the south-west Netherlands. Reg Environ Change 15(6):1081–1093
Vasileiadou E, Botzen WJ (2014) Communicating adaptation with emotions: the role of intense experiences in raising concern about extreme weather. Ecol Soc 19(2):36
Verbeek M (2008) A guide to modern econometrics. Wiley, Chichester
Wachinger G, Renn O, Begg C, Kuhlicke C (2013) The risk perception paradox—implications for governance and communication of natural hazards. Risk Anal 33(6):1049–1065
Wheeler T, von Braun J (2013) Climate change impacts on global food security. Science 341(6146):508–513
WRI (2015) Aqueduct global flood analyzer: floods risk in Nepal. World Resource Institute, Washington, DC. https://floods.wri.org/#/country/157/Nepal. Accessed 18 Nov 2018
Yaméogo TB, Fonta WM, Wünscher T (2018) Can social capital influence smallholder farmers’ climate-change adaptation decisions? Evidence from three semi-arid communities in Burkina Faso, West Africa. Soc Sci 7(3):33
Zaalberg R, Midden C, Meijnders A, McCalley T (2009) Prevention, adaptation, and threat denial: flooding experiences in the Netherlands. Risk Anal 29(12):1759–1778
Zheng Y, Dallimer M (2016) What motivates rural households to adapt to climate change? Clim Dev 8(2):110–121
Acknowledgements
This research was conducted as part of a PhD project supported by Charles Darwin University (Darwin, Australia) and funded by an Australian Government Research Training Program Scholarship. We would like to thank all farmers from Gulariya and Rapti Sonari for participating in our study. We would also like to acknowledge the support from MOAD and officials of the District Agricultural Office and DDRC from Banke and Bardiya who provided valuable information and insights. K. Zander is supported by the Humboldt Foundation.
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Electronic supplementary material
Below is the link to the electronic supplementary material.
Rights and permissions
About this article
Cite this article
Budhathoki, N.K., Paton, D., Lassa, J.A. et al. Heat, cold, and floods: exploring farmers’ motivations to adapt to extreme weather events in the Terai region of Nepal. Nat Hazards 103, 3213–3237 (2020). https://doi.org/10.1007/s11069-020-04127-0
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11069-020-04127-0