Estimation of absolute distance and high-frequency vibration from the modulated SM-OFI signal using compound mutated genetic algorithm

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Highlights

  • The paper presents a method to estimate the absolute distance and the vibration frequency from the modulated SM-OFI signal using a compound mutated genetic algorithm (CM-GA).

  • The algorithm is designed to process the SM-OFI signal experimentally obtained during the five carrier signal cycles (blocks).

  • The comprehensive statistical analysis depicted a linear agreement between the actual and estimated sensing values.

  • The method provide a simple and compact solution to the absolute distance and high-frequency vibration measurements under the weak feedback conditions.

  • The optical arrangement is suitable for the industrial and scientific environments, where the dimension of the sensor is a decisive parameter.

Abstract

Contactless measurement of absolute distance or high-frequency vibration is a prominent factor for many industrial & scientific applications like predictive maintenance, non-destructive testing, and reverse engineering, etc. In recent years, self-mixing optical feedback interferometry (SM-OFI) has proven its superiority over other conventional optical methods because of its simple, compact and less expensive structure. Typically, the extraction of the sensing parameters from the modulated SM-OFI signal relies on the analysis of interferometric fringes that often leads to a non-optimal solution for weak feedback conditions. In this paper, the authors introduce a novel method to process the SM-OFI signal that employs a multi-objective compound mutated genetic algorithm to search for optimum solutions. To the author's knowledge, this is the first attempt to measure the vibrating frequency and the absolute distance between the laser-diode front facet and the vibrating target, simultaneously using a multi-objective global optimization method instead of frequency analysis. The validity of the proposed method was experimentally tested on a vibrating object located 2 to 20 cm away from the laser diode and having a vibration frequency between 2 and 10 kHz. The proposed method exhibits an excellent accuracy of 1% & 0.98% with an SNR of 42 dB & 19 dB for absolute distance & vibration-frequency measurement, respectively. The method also possesses a resolution of 0.6 mm during absolute distance measurement and a percentage of error ranging between 2.3 to 8% during high-frequency vibration measurement, both under the weak feedback conditions. The comparison with other methods also supports the potential of the proposed method for the applications where absolute distance and frequency of the vibrations are required to measure simultaneously.

Introduction

Absolute distance and frequency of vibration are the two crucial metrological parameters that often require in various scientific and industrial applications. To measure these parameters, to date various optical sensors have been developed based on different optical methods such as light intensity variations, triangulation, time-of-flight, and confocal. Although these methods exhibit higher accuracy but comprise a complex and bulky optical arrangement. Thus, it becomes expensive, inconvenient and sometimes impossible to place at an inaccessible location of measurement. Therefore, to provide a low-cost, simple and compact [1] solution self-mixing (SM) optical feedback interferometry (OFI) is being investigated by the researchers.

Self-mixing is a coherent-interferometric process, transpires between the resonant laser light and the partially reflected light from the target surface. The self-mixing process modulates the threshold gain, junction voltage and lasing spectrum of the laser according to the strength of the interference. Mathematically, the self-mixing effect is a well-defined process explained with a set of stochastic delay differential equations [2], known as the Lang-Kobayashi equations [3]. The self-mixing effect is being widely explored as a contactless sensing tool to detect displacement, distance, velocity, vibration amplitude, lens thickness, etc. [4], [5], [6], [7], [8]. Apart from their metrological applications, SM-OFI is also being investigated in different directions like particle-sizing [9], flow profiling [10] and even in the biomedical sector [11].

The extraction of the desired parameter from the SM-OFI signal typically relies on the fringes produced during the interferometric process [12]. During the last decade, several methods have been developed to find a conclusive value of the sensed parameter, such as fringes counting [13], Fourier transformation [14], interpolated fast Fourier transformation [15], Hilbert transformation [16], multiple signal classification [17]. The core concept of these methods is to process the beat frequency of the fringes. Thus, any damage in the signal spectrum during the processing leads to an inaccurate estimation of the parameter value. To suppress such uncertainties, a genetic algorithm (GA) is being explored by various research groups in recent years and has successfully implemented to find linewidth enhancement factor [18] and absolute distance of non-vibrating target [19].

Principally, GA is a global optimization, and search technique based on the natural mechanism of selection. It does not require any information about the derivatives, rather it provides a list of optimum solutions rather than a single solution [20]. The main limitation of the GA is its premature convergence in the presence of many local minima's. Fig. 1 illustrates several local minima observed during the measurement of the absolute distance. A common strategy to avoid the premature convergence of the algorithm is to produce more fit individuals (solution) in every generation through improvising the mutation process.

There are different mutation methods available in the literature such as schema mutation [21], dynamic mutation [22], compound mutation [23], cluster mutation [24] and hyper-mutation [25]. Among these methods, the best-fit method for the present scenario is the compound mutation method because

  • i

    It seeks an optimum solution as compared to the previous solution in the current population only, thus reduces the time complexity.

  • ii

    It always maintains the diversity in the population, thus assuring avoidance of the local convergence problem.

Thus, generates a more appropriate solution even for the weak feedback conditions [26].

The main aim of this paper is to test and evaluate the performance CM-GA for the estimation of the absolute distance and the high-frequency vibration of the target. The rest of the paper is organized as follows: Section 2 discusses the basic mathematical formations and concepts of the SM-OFI. Section 3 explains the key methodologies used in the paper. Section 4 clarifies the experimental setup and data preparation steps. Section 5 collects all the results and discusses the issues that leftover in the previous sections. Section 6 concludes the paper and lays the foundation for future directions.

Section snippets

Principle of self-mixing interferometry

The Self-Mixing Optical Feedback Interferometry (SM-OFI) modulates the laser properties, such as emission intensity, polarization states, and phase behavior according to the optical events that occurred in the feedback path. The rate of the modulation of the interferometric process depends on the number of coherent reflections [2] that strike back the laser cavity. Interestingly, the coherent nature of the laser inherently suppresses the non-coherent reflections (unable to interact with the

Method

The conventional vibration measurement scheme detects the amplitude of vibrations by counting the number of fringes transpired in the SM-OFI signal [31] as illustrated in Fig. 2. However, it was also observed during the study that the SM-OFI signal also has a modulated the information about vibration frequency & the position (i.e. distance from the front facet of the laser diode) of the vibrating object. The absolute distance between the laser diode and the target object, which is usually

Setup details

The CM-GA was tested using the SM-OFI setup as depicted in Fig. 7. A VCSEL type laser diode ADL-65055TL was used in the setup with the operating specification as listed in Table 1. The laser diode was modulated using a low-current carrier signal just above the threshold current. The characteristic values of the carrier signal are listed in Table 2. The induced self-mixing effect was detected using the integrated photodiode and converted into an appropriate voltage level using a trans-impedance

Results & discussion

A series of statistical operations were performed to evaluate the repeatability and stability of the measurement schemes. Table 4-9 depicts basic statistical values such as mean, median, variance, and standard deviations, which indicates the trends of the signal blocks obtained through the thirty sets of experiments. During the measurement of the distance, the variance in all the signal blocks remains zero, while the standard deviation remains around one millimeter. In the context of

Conclusion

The paper presents a compound mutated multi-objective genetic algorithm approach to estimate absolute distance and high-frequency vibration from the SM-OFI signal. As compared to the conventional frequency analysis methodologies, the proposed scheme does not suffer by the inherent dependency on beat frequency. The proposed research increases the SNR significantly by 30% and 15% for the measurement of absolute distance and vibration frequency, respectively.  The well-known features of SMI i.e.

Declaration of Competing Interest

All authors have participated in (a) conception and design, or analysis and interpretation of the data; (b) drafting the article or revising it critically for important intellectual content; and (c) approval of the final version. This manuscript has not been submitted to, nor is under review at, another journal or other publishing venue. The authors have no affiliation with any organization with a direct or indirect financial interest in the subject matter discussed in the manuscript

Acknowledgments

All persons who made substantial contributions to the work reported in the manuscript(e.g., technical help,writing and editing assistance, general support) but who do not meet the criteria for authorship, are named in the Acknowledgments and have given us their written permission to be named. If we have not included an Acknowledgments, then that indicates that we have not received substantial contributions from non-authors.

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