Regional efficacy of a global geospatial liquefaction model

https://doi.org/10.1016/j.enggeo.2020.105644Get rights and content

Highlights

  • The GGLM developed by Zhu et al. (2017) was modified by adding 0.1 g PGA and 1700 mm precipitation thresholds.

  • Adding these two thresholds improved the regional efficacy of the Global Geospatial Liquefaction Model (GGLM).

  • The liquefaction intensity index (LII) is developed to provide an event-level intensity measure for liquefaction.

  • The LII is based on observed severity of liquefaction in the field and the extent of liquefaction predicted by the GGLM.

Abstract

Liquefaction hazard maps are important for both pre- and post-event planning and mitigation. The global geospatial liquefaction model (GGLM) proposed by Zhu et al. (2017) and recommended for global application results in a liquefaction probability that can be interpreted as liquefaction spatial extent (LSE). The GGLM uses ShakeMap's PGV, topography-based Vs30, distance to water body, water table depth, and annual precipitation as explanatory variables. The GGLM was originally developed and validated across 23 global earthquakes with most of the earthquakes in coastal settings. In this paper, LSE maps have been generated for 29 earthquakes around the world in a wide range of settings in addition to 23 of the original events to evaluate the generality and regional efficacy of the model. The GGLM was found to overpredict liquefaction spatial extent for earthquakes with large areas experiencing low PGA (below 0.1 g) and as a result, the GGLM has been modified to decrease over-prediction with the addition of a PGA threshold (no liquefaction when PGA < 0.1 g). The liquefaction intensity index (LII) is generated for each earthquake through the summation of LSE values across the event and compared with the liquefaction intensity inferred from the reconnaissance report. Using the LII as an indication of goodness of fit, the GGLM performs well across all regions with 5 earthquakes showing underprediction of LII and 4 earthquakes showing overprediction. When annual precipitation of a region exceeds 1700 mm, which is the upper quartile of annual precipitation in the development database, overprediction of liquefaction spatial extent is likely, and the use of threshold is recommended.

Introduction

Loosely deposited, cohesionless, and saturated soils may liquefy during cyclic loading from a major earthquake. Liquefaction may in turn induce ground failures of varying severity and result in damage to the built environment (Papathanassiou et al., 2015; Ocakoğlu and Akkiraz, 2019; Pokhrel et al., 2013; Jha and Suzuki, 2009). Soil vulnerability to liquefaction depends on soil density, water table depth (soil saturation) and earthquake demand (dynamic load). These factors are known to be dependent on geological age, depositional environment, topography, distance to water body and regional seismicity. Liquefaction assessment is an important component of an earthquake risk and loss evaluation for use in pre- and post-event planning and mitigation (Rahman et al., 2015; Chen et al., 2019; Rashidian and Gillins, 2018). Zhu et al., 2015, Zhu et al., 2017 developed a globally-applicable geospatial liquefaction model that predicts probability and spatial extent of liquefaction for use in developing liquefaction hazard maps for use in rapid response and loss estimation when local geotechnical data and surficial geologic maps are not available.

The Zhu et al., 2015, Zhu et al., 2017 geospatial liquefaction models (GLM) use globally available geospatial explanatory variables that are proxies for soil density, soil saturation and dynamic loading. The models were developed using logistic regression. The first Zhu et al. (2015) model used four earthquakes from New Zealand and Japan, in which liquefaction observations were spatially complete across each region (both liquefaction and non-liquefaction were mapped as continuous polygons). In the second Zhu et al. (2017) model, the GLM was updated by adding 22 earthquakes from China, Taiwan, Japan and the United States; however, the additional earthquakes did not have spatially complete maps of observed liquefaction; instead, liquefaction and non-liquefaction occurrences were primarily available as point data. The Zhu et al. (2017) publication proposed two alternate GLMs: one for coastal earthquakes (according to Zhu et al. (2017): “events where the liquefaction occurrences are, on average, within 20 km of the coast; or, for earthquakes with insignificant or no liquefaction, epicentral distances is less than 50 km to the coast”) and one for non-coastal earthquakes. Eighteen geospatial features were compared as proxies for soil density, soil saturation and dynamic loading of earthquake. The coastal GLM used PGV, Vs30, distance to coast, distance to river and annual precipitation as the explanatory variables. The global (non-coastal) GLM used PGV, Vs30, distance to water body (defined as minimum of distance to coast and distance to river), ground water table depth and annual precipitation as the explanatory variables. Zhu et al. (2017) also proposed a logistic function to translate the GLM liquefaction probability to an estimate of the liquefaction spatial extent (LSE). This allows the resulting map to provide an estimate of the fractional area of liquefaction within a pixel/polygon, which can be more directly compared with ground observations of liquefaction.

This study has two primary goals: 1) to test the global geospatial liquefaction model (GGLM) proposed by Zhu et.al (2017) on 52 earthquakes (including 29 new events not included in Zhu et al. (2017) and chosen to provide validation across the globe including regions such as Europe, Central America, and South America, which were not well represented in the model development) across the world to evaluate the model performance and regional efficacy; and 2) to enhance the GGLM's integration into an earthquake loss estimation system such as U.S. Geological Survey's Prompt Assessment of Global Earthquakes for Response (PAGER) system (Wald et al., 2010) for evaluating the relative intensity of liquefaction across earthquakes through the development of a liquefaction intensity index (LII). The model performance has been validated using observed liquefied areas reported by reconnaissance reports. Liquefaction observation after each of the 52 earthquakes used herein have been classified into 4 intensity categories; then, the GGLM-based LSE values are summed across the event and compared with the liquefaction intensity classes derived from these field observation reports to create an appropriate GGLM-based LII framework. Maps of LSE after an earthquake provide a visual of spatial extent and measure liquefaction intensity across the affected area; however, LSE does not provide an event-level intensity. As compared to ground shaking intensity, LSE is parallel to modified Mercalli intensity or PGA; whereas, the LII developed in this paper can be easily reported as a single event-level intensity measure.

Section snippets

Database and methodology

Zhu et al. (2017) presented coastal and global geospatial models for predicting liquefaction probability. While the coastal model relies on the distance to coast as a proxy for saturation and soil density, the global model uses distance to the nearest water and water table depth as the saturation proxies. As a result, the global model is recommended for global implementation and is preferred by the USGS (Thompson, personal communication, 2017) whereas the coastal model might be recommended for

Development of a GGLM-based liquefaction intensity index

In order to develop a GGLM-based liquefaction intensity index (LIIGGLM) to facilitate earthquake rapid response and loss estimation, each event in this study was evaluated in terms of liquefaction severity according to the index scale in Table 3. The field reconnaissance report for each event (referenced accordingly in Table 2) was carefully inspected to infer the severity of earthquake-induced liquefaction in terms of a qualitative rating (LII reconnaissance) as presented in Table 3. The field

Conclusion and key remarks

The Global Geospatial Liquefaction Model (GGLM) proposed by Zhu et al. (2017) is evaluated for 52 coastal and non-coastal earthquake events in six different regions across the globe. GGLM was modified to include a PGA threshold of 0.1 g in addition to the original PGV threshold of 3 cm/s. The liquefaction spatial extent (LSE) derived from GGLM was summed (summation of liquefied area within individual pixels for the whole affected area) for each earthquake to calculate the total LSE (TLSE in km2

Declaration of Competing Interest

The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.

Acknowledgement

This work was supported under the U.S. Geologic Survey (USGS), Department of the Interior, under USGS Award Number G16AP00014; we gratefully acknowledge this support. The work has greatly benefited from discussions with Eric Thompson at USGS. Any use of trade, firm, or product names is for descriptive purposes only and does not imply endorsement by the U.S. Government.

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