Abstract
For deep excavations in residual soils that are underlain by highly fissured or fractured rocks, it is common to observe the drawdown of the groundwater table behind the excavation, resulting in seepage-induced ground settlement. In this study, finite element analyses are firstly performed to assess the critical parameters that influence the ground settlement performance in residual soil deposits subjected to groundwater drawdown. The critical parameters that influence the ground settlement performance were identified as the excavation width, the excavation depth, the depth of groundwater drawdown, the thickness of the residual soil, the average SPT N60 value of the residual soil, the location of the moderately weathered rock, and the wall system stiffness. Subsequently, an artificial neural network (ANN) model was developed to provide estimates of the maximum ground settlement. Validation of the performance of ANN model was carried out using additional data derived from finite element analyses as well as with measured data from a number of excavation sites.
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Acknowledgements
The authors would like to acknowledge the financial support from LTIF project funded by the Land Transport Authority (LTA) Singapore, Natural Science Foundation of Chongqing, China (cstc2018jcyjAX0632), the China Postdoctoral Science Foundation (Grant No. 2017M620414), and the Special Funding for Postdoctoral Researchers in Chongqing (No. Xm2017007). Our special thanks to the following LTA engineers Dr Goh Kok Hun, Otard Chew, D.C. Chen, Ang Kok Hua, Soh Kin Meng, Tang Yew Hoe, Wong Wing Choi, and Kong Jian Yuan for their invaluable assistance in this project.
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Appendix
Appendix
1.1 Calculation of settlement δvm using trained neural network
From the connection weights for a trained neuron network, it is possible to develop a mathematical equation relating the input parameters and the single output parameter Y.
in which bo is the bias at the output layer, wk is the weight connection between neuron k of the hidden layer and the single output neuron, bhk is the bias at neuron k of the hidden layer (k = 1, h), wik is the weight connection between input variable i (i = 1, m) and neuron k of the hidden layer, Xi is the input parameter i, and fsig is the sigmoid (logistic) transfer function.
All inputs are scaled so that they correspond to roughly the same scale. Commonly chosen ranges are 0–1 or − 1 to 1. In this paper, the following linear scaling equation was used:
in which xnorm is the normalized input value, xactual is the actual input value, xmax is the maximum value for x in the database, and xmin is the minimum value for x in the database.
Using the connection weights of the trained neural network, the following steps can be followed to calculate the surface settlement δvm:
Note—the following are names of inputs and outputs:
Note—inp(1) is S
Note—inp(2) is B
Note—inp(3) is He
Note—inp(4) is dG (GIII_level)
Note—inp(5) is dw
Note—inp(6) is T (thickness_of_GVI)
Note—inp(7) is N60
Note—outp(1) is δvm
if (inp(1) < 181) then inp(1) = 181
if (inp(1) > 2051) then inp(1) = 2051
inp(1) = 2 * (inp(1) − 181)/1870 − 1
if (inp(2) < 10) then inp(2) = 10
if (inp(2) > 80) then inp(2) = 80
inp(2) = 2 * (inp(2) − 10)/70 − 1
if (inp(3) < 17) then inp(3) = 17
if (inp(3) > 31) then inp(3) = 31
inp(3) = 2 * (inp(3) − 17)/14 − 1
if (inp(4) < − 18) then inp(4) = − 18
if (inp(4) > 14) then inp(4) = 14
inp(4) = 2 * (inp(4) + 18)/32 − 1
if (inp(5) < 0) then inp(5) = 0
if (inp(5) > 25) then inp(5) = 25
inp(5) = 2 * inp(5)/25 − 1
if (inp(6) < 2.6) then inp(6) = 2.6
if (inp(6) > 35) then inp(6) = 35
inp(6) = 2 * (inp(6) − 2.6)/32.4 − 1
if (inp(7) < 2) then inp(7) = 2
if (inp(7) > 36) then inp(7) = 36
inp(7) = 2 * (inp(7) − 2)/34 − 1
netsum = − 1.291875
netsum = netsum + inp(1) * − 0.6901473
netsum = netsum + inp(2) * − 0.3615491
netsum = netsum + inp(3) * 4.198993
netsum = netsum + inp(4) * 2.188482
netsum = netsum + inp(5) * − 1.155417
netsum = netsum + inp(6) * − 1.598871
netsum = netsum + inp(7) * 1.164234
feature2(1) = 1/(1 + exp(− netsum))
netsum = 0.7919517
netsum = netsum + inp(1) * 0.61715
netsum = netsum + inp(2) * 0.4019681
netsum = netsum + inp(3) * 0.1866688
netsum = netsum + inp(4) * − 4.599372E−02
netsum = netsum + inp(5) * − 1.746516E−02
netsum = netsum + inp(6) * 1.20566
netsum = netsum + inp(7) * − 0.4409994
feature2(2) = 1/(1 + exp(− netsum))
netsum = 1.085821
netsum = netsum + inp(1) * − 0.4582809
netsum = netsum + inp(2) * 6.445678E−02
netsum = netsum + inp(3) * 0.6881049
netsum = netsum + inp(4) * 1.213748
netsum = netsum + inp(5) * − 0.8388367
netsum = netsum + inp(6) * − 1.167404
netsum = netsum + inp(7) * − 8.517503E−02
feature2(3) = 1/(1 + exp(− netsum))
netsum = 1.856037
netsum = netsum + inp(1) * 0.2115245
netsum = netsum + inp(2) * − 4.320706E−02
netsum = netsum + inp(3) * 4.040041
netsum = netsum + inp(4) * − 4.886881
netsum = netsum + inp(5) * − 0.752166
netsum = netsum + inp(6) * − 1.786103
netsum = netsum + inp(7) * − 1.157851
feature2(4) = 1/(1 + exp(− netsum))
netsum = 1.061388
netsum = netsum + inp(1) * − 0.6574904
netsum = netsum + inp(2) * − 0.4014052
netsum = netsum + inp(3) * 0.1775331
netsum = netsum + inp(4) * 0.4532214
netsum = netsum + inp(5) * 0.1781249
netsum = netsum + inp(6) * 0.4760727
netsum = netsum + inp(7) * 0.2965346
feature2(5) = 1/(1 + exp(− netsum))
netsum = − 0.5267698
netsum = netsum + inp(1) * − 0.2550091
netsum = netsum + inp(2) * − 0.3073156
netsum = netsum + inp(3) * − 1.560975
netsum = netsum + inp(4) * 0.5731048
netsum = netsum + inp(5) * − 0.4519642
netsum = netsum + inp(6) * − 1.59372
netsum = netsum + inp(7) * 0.7332226
feature2(6) = 1/(1 + exp(− netsum))
netsum = 1.927015
netsum = netsum + inp(1) * 0.3402273
netsum = netsum + inp(2) * 2.628679
netsum = netsum + inp(3) * − 3.979784
netsum = netsum + inp(4) * − 0.330495
netsum = netsum + inp(5) * − 0.6688622
netsum = netsum + inp(6) * 1.308524
netsum = netsum + inp(7) * − 1.102017
feature2(7) = 1/(1 + exp(− netsum))
netsum = 8.759252
netsum = netsum + inp(1) * − 5.516189E−02
netsum = netsum + inp(2) * − 0.3365066
netsum = netsum + inp(3) * 0.8627753
netsum = netsum + inp(4) * 0.3397848
netsum = netsum + inp(5) * − 1.856737
netsum = netsum + inp(6) * − 0.7415764
netsum = netsum + inp(7) * 8.85948
feature2(8) = 1/(1 + exp(− netsum))
netsum = 2.466565
netsum = netsum + inp(1) * 0.2217221
netsum = netsum + inp(2) * 0.1526408
netsum = netsum + inp(3) * 1.34046
netsum = netsum + inp(4) * − 0.990819
netsum = netsum + inp(5) * − 1.822526
netsum = netsum + inp(6) * − 0.9529807
netsum = netsum + inp(7) * − 0.9858764
feature2(9) = 1/(1 + exp(− netsum))
netsum = 1.881297
netsum = netsum + inp(1) * 0.3176911
netsum = netsum + inp(2) * − 2.236971
netsum = netsum + inp(3) * 0.1299287
netsum = netsum + inp(4) * 2.105172E−04
netsum = netsum + inp(5) * − 1.174372
netsum = netsum + inp(6) * 1.467091
netsum = netsum + inp(7) * − 0.4857309
feature2(10) = 1/(1 + exp(− netsum))
netsum = 0.4162327
netsum = netsum + inp(1) * 0.129394
netsum = netsum + inp(2) * − 0.3469871
netsum = netsum + inp(3) * 0.4371619
netsum = netsum + inp(4) * − 0.9531114
netsum = netsum + inp(5) * − 2.983316
netsum = netsum + inp(6) * − 1.454373E−02
netsum = netsum + inp(7) * − 9.652765E−03
feature2(11) = 1/(1 + exp(− netsum))
netsum = 1.897018
netsum = netsum + inp(1) * 0.2087154
netsum = netsum + inp(2) * 3.596996E−02
netsum = netsum + inp(3) * − 0.8524722
netsum = netsum + inp(4) * 1.605694
netsum = netsum + inp(5) * − 0.7954149
netsum = netsum + inp(6) * − 1.616124
netsum = netsum + inp(7) * − 4.131005
feature2(12) = 1/(1 + exp(− netsum))
netsum = 0.5142819
netsum = netsum + inp(1) * 0.2149892
netsum = netsum + inp(2) * − 0.3928081
netsum = netsum + inp(3) * − 0.1017899
netsum = netsum + inp(4) * 0.4842592
netsum = netsum + inp(5) * 6.291191
netsum = netsum + inp(6) * 0.2999729
netsum = netsum + inp(7) * − 1.112641
feature2(13) = 1/(1 + exp(− netsum))
netsum = 2.069268
netsum = netsum + inp(1) * − 0.505486
netsum = netsum + inp(2) * − 0.6058267
netsum = netsum + inp(3) * 2.345797
netsum = netsum + inp(4) * 1.719014
netsum = netsum + inp(5) * 0.5359494
netsum = netsum + inp(6) * − 0.1276105
netsum = netsum + inp(7) * 0.6440793
feature2(14) = 1/(1 + exp(− netsum))
netsum = 0.6443895
netsum = netsum + inp(1) * − 7.038708E−02
netsum = netsum + inp(2) * − 0.2170187
netsum = netsum + inp(3) * − 0.312786
netsum = netsum + inp(4) * − 2.368865E−02
netsum = netsum + inp(5) * 0.257878
netsum = netsum + inp(6) * − 0.2491133
netsum = netsum + inp(7) * − 0.4220511
feature2(15) = 1/(1 + exp(− netsum))
netsum = 0.4904341
netsum = netsum + inp(1) * 0.1535041
netsum = netsum + inp(2) * − 0.4730047
netsum = netsum + inp(3) * − 0.1925746
netsum = netsum + inp(4) * − 0.4628625
netsum = netsum + inp(5) * 8.537738E−03
netsum = netsum + inp(6) * − 0.2814922
netsum = netsum + inp(7) * 0.1173803
feature2(16) = 1/(1 + exp(− netsum))
netsum = 0.4400855
netsum = netsum + inp(1) * 0.1396401
netsum = netsum + inp(2) * − 0.2313282
netsum = netsum + inp(3) * − 9.940303E−02
netsum = netsum + inp(4) * − 2.707647E−02
netsum = netsum + inp(5) * 2.895144E−02
netsum = netsum + inp(6) * − 0.3121159
netsum = netsum + inp(7) * − 0.2776932
feature2(17) = 1/(1 + exp(− netsum))
netsum = 0.5983613
netsum = netsum + inp(1) * 0.1868789
netsum = netsum + inp(2) * − 0.1206655
netsum = netsum + inp(3) * − 0.215089
netsum = netsum + inp(4) * − 0.2471716
netsum = netsum + inp(5) * − 0.2141457
netsum = netsum + inp(6) * − 0.329291
netsum = netsum + inp(7) * − 0.4845981
feature2(18) = 1/(1 + exp(− netsum))
netsum = 0.4151182
netsum = netsum + inp(1) * 8.671804E−03
netsum = netsum + inp(2) * 0.1263722
netsum = netsum + inp(3) * 5.846625E−03
netsum = netsum + inp(4) * 0.2899816
netsum = netsum + inp(5) * 0.2410112
netsum = netsum + inp(6) * 0.2769873
netsum = netsum + inp(7) * − 0.4476679
feature2(19) = 1/(1 + exp(− netsum))
netsum = − 0.4425702
netsum = netsum + inp(1) * − 1.434375
netsum = netsum + inp(2) * 0.4431465
netsum = netsum + inp(3) * − 1.025513
netsum = netsum + inp(4) * 0.1109371
netsum = netsum + inp(5) * − 9.429807E−02
netsum = netsum + inp(6) * 0.5597454
netsum = netsum + inp(7) * − 9.980071E−02
feature2(20) = 1/(1 + exp(− netsum))
netsum = 3.289471
netsum = netsum + inp(1) * − 0.6329505
netsum = netsum + inp(2) * − 0.665822
netsum = netsum + inp(3) * − 1.659413
netsum = netsum + inp(4) * 0.1685638
netsum = netsum + inp(5) * 0.2215762
netsum = netsum + inp(6) * − 1.89214
netsum = netsum + inp(7) * 1.266415
feature2(21) = 1/(1 + exp(− netsum))
netsum = 2.772295
netsum = netsum + inp(1) * − 0.7432334
netsum = netsum + inp(2) * − 0.3218333
netsum = netsum + inp(3) * 0.9600076
netsum = netsum + inp(4) * − 0.1534827
netsum = netsum + inp(5) * 0.1155839
netsum = netsum + inp(6) * 0.590845
netsum = netsum + inp(7) * 1.405272
feature2(22) = 1/(1 + exp(− netsum))
netsum = 0.699394
netsum = netsum + inp(1) * 0.5402433
netsum = netsum + inp(2) * − 0.570429
netsum = netsum + inp(3) * 1.212402
netsum = netsum + inp(4) * 0.248789
netsum = netsum + inp(5) * 0.4359573
netsum = netsum + inp(6) * − 1.275427
netsum = netsum + inp(7) * − 0.8044557
feature2(23) = 1/(1 + exp(− netsum))
netsum = − 0.6894171
netsum = netsum + inp(1) * 0.3192796
netsum = netsum + inp(2) * 1.542518E−02
netsum = netsum + inp(3) * − 2.872762
netsum = netsum + inp(4) * 3.81186
netsum = netsum + inp(5) * − 0.4486226
netsum = netsum + inp(6) * − 1.13396
netsum = netsum + inp(7) * − 4.139882
feature2(24) = 1/(1 + exp(− netsum))
netsum = − 1.298243
netsum = netsum + inp(1) * 0.2972046
netsum = netsum + inp(2) * 0.2035974
netsum = netsum + inp(3) * − 1.815358
netsum = netsum + inp(4) * 2.822014
netsum = netsum + inp(5) * − 1.268731
netsum = netsum + inp(6) * − 1.126329
netsum = netsum + inp(7) * − 3.281758
feature2(25) = 1/(1 + exp(− netsum))
netsum = 0.6860899
netsum = netsum + inp(1) * 0.265633
netsum = netsum + inp(2) * − 0.4884056
netsum = netsum + inp(3) * 2.743894
netsum = netsum + inp(4) * 1.703549
netsum = netsum + inp(5) * 0.5452071
netsum = netsum + inp(6) * 0.1099264
netsum = netsum + inp(7) * − 2.879378
feature2(26) = 1/(1 + exp(− netsum))
netsum = 0.7946451
netsum = netsum + inp(1) * 5.324183E−02
netsum = netsum + inp(2) * − 5.033239E−02
netsum = netsum + inp(3) * − 0.3123793
netsum = netsum + inp(4) * − 8.353267E−02
netsum = netsum + inp(5) * 0.1438493
netsum = netsum + inp(6) * − 0.2668161
netsum = netsum + inp(7) * − 0.2146216
feature2(27) = 1/(1 + exp(− netsum))
netsum = − 7.391814E−02
netsum = netsum + inp(1) * − 0.1939111
netsum = netsum + inp(2) * 0.7319494
netsum = netsum + inp(3) * − 0.5342189
netsum = netsum + inp(4) * 0.8869973
netsum = netsum + inp(5) * 2.731098
netsum = netsum + inp(6) * − 1.356026
netsum = netsum + inp(7) * − 0.5423686
feature2(28) = 1/(1 + exp(− netsum))
netsum = 1.13194
netsum = netsum + inp(1) * − 0.2158111
netsum = netsum + inp(2) * − 2.222815
netsum = netsum + inp(3) * 1.976162
netsum = netsum + inp(4) * 3.451401
netsum = netsum + inp(5) * 0.4072163
netsum = netsum + inp(6) * − 0.7472668
netsum = netsum + inp(7) * 0.5279559
feature2(29) = 1/(1 + exp(− netsum))
netsum = 0.3564414
netsum = netsum + inp(1) * − 0.7780534
netsum = netsum + inp(2) * 4.078527E−02
netsum = netsum + inp(3) * 6.616073
netsum = netsum + inp(4) * 4.244986
netsum = netsum + inp(5) * − 0.812762
netsum = netsum + inp(6) * − 0.6518921
netsum = netsum + inp(7) * 2.321477
feature2(30) = 1/(1 + exp(− netsum))
netsum = 0.9388736
netsum = netsum + inp(1) * − 0.3698379
netsum = netsum + inp(2) * − 0.3004004
netsum = netsum + inp(3) * − 2.026485
netsum = netsum + inp(4) * − 1.350157
netsum = netsum + inp(5) * 0.4177655
netsum = netsum + inp(6) * − 0.8056978
netsum = netsum + inp(7) * 2.132205
feature2(31) = 1/(1 + exp(− netsum))
netsum = 0.3580116
netsum = netsum + inp(1) * 0.1734966
netsum = netsum + inp(2) * 1.598544
netsum = netsum + inp(3) * − 0.4505351
netsum = netsum + inp(4) * 2.638014
netsum = netsum + inp(5) * − 0.3666077
netsum = netsum + inp(6) * − 0.1274794
netsum = netsum + inp(7) * − 4.812712E−02
feature2(32) = 1/(1 + exp(− netsum))
netsum = 0.6413804
netsum = netsum + inp(1) * − 9.110811E−02
netsum = netsum + inp(2) * − 5.199069E−02
netsum = netsum + inp(3) * − 0.1575698
netsum = netsum + inp(4) * 0.35893
netsum = netsum + inp(5) * − 0.1303621
netsum = netsum + inp(6) * − 0.2812227
netsum = netsum + inp(7) * − 0.2843491
feature2(33) = 1/(1 + exp(− netsum))
netsum = 0.6098645
netsum = netsum + inp(1) * − 0.1025472
netsum = netsum + inp(2) * − 0.2100613
netsum = netsum + inp(3) * − 0.2557751
netsum = netsum + inp(4) * 0.255746
netsum = netsum + inp(5) * 0.5620731
netsum = netsum + inp(6) * − 0.4973007
netsum = netsum + inp(7) * − 0.3934626
feature2(34) = 1/(1 + exp(− netsum))
netsum = 0.3177274
netsum = netsum + inp(1) * − 5.063349E−02
netsum = netsum + inp(2) * − 0.1723627
netsum = netsum + inp(3) * 0.1730534
netsum = netsum + inp(4) * 9.242076E−02
netsum = netsum + inp(5) * 9.507026E−02
netsum = netsum + inp(6) * − 0.3272622
netsum = netsum + inp(7) * − 0.3762533
feature2(35) = 1/(1 + exp(− netsum))
netsum = 2.820396
netsum = netsum + inp(1) * 0.9302508
netsum = netsum + inp(2) * 0.4490142
netsum = netsum + inp(3) * − 3.080552
netsum = netsum + inp(4) * 2.611539
netsum = netsum + inp(5) * 0.8675475
netsum = netsum + inp(6) * 1.274361
netsum = netsum + inp(7) * − 1.318633
feature2(36) = 1/(1 + exp(− netsum))
netsum = 0.1538475
netsum = netsum + feature2(1) * − 4.437468
netsum = netsum + feature2(2) * 0.712086
netsum = netsum + feature2(3) * 1.294311
netsum = netsum + feature2(4) * 1.704416
netsum = netsum + feature2(5) * 0.5779442
netsum = netsum + feature2(6) * − 1.645446
netsum = netsum + feature2(7) * 2.133373
netsum = netsum + feature2(8) * − 5.918158
netsum = netsum + feature2(9) * − 2.342819
netsum = netsum + feature2(10) * 1.459676
netsum = netsum + feature2(11) * 2.244305
netsum = netsum + feature2(12) * − 1.743306
netsum = netsum + feature2(13) * 1.00726
netsum = netsum + feature2(14) * − 2.884005
netsum = netsum + feature2(15) * − 0.2044309
netsum = netsum + feature2(16) * − 0.4903665
netsum = netsum + feature2(17) * − 0.220039
netsum = netsum + feature2(18) * − 0.1727754
netsum = netsum + feature2(19) * 0.1255937
netsum = netsum + feature2(20) * 1.176372
netsum = netsum + feature2(21) * 2.694249
netsum = netsum + feature2(22) * 1.716109
netsum = netsum + feature2(23) * 1.368555
netsum = netsum + feature2(24) * 3.22194
netsum = netsum + feature2(25) * − 3.121228
netsum = netsum + feature2(26) * − 1.761833
netsum = netsum + feature2(27) * − 0.2397653
netsum = netsum + feature2(28) * 1.420888
netsum = netsum + feature2(29) * 2.272231
netsum = netsum + feature2(30) * 3.941663
netsum = netsum + feature2(31) * − 2.163158
netsum = netsum + feature2(32) * 1.919529
netsum = netsum + feature2(33) * − 3.124574E−02
netsum = netsum + feature2(34) * − 2.081896E−02
netsum = netsum + feature2(35) * 4.236914E−03
netsum = netsum + feature2(36) * − 2.217847
outp(1) = 1/(1 + exp(− netsum))
outp(1) = 154.8 * (outp(1) − .1)/.8 + 4.2
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Goh, A.T.C., Zhang, R.H., Wang, W. et al. Numerical study of the effects of groundwater drawdown on ground settlement for excavation in residual soils. Acta Geotech. 15, 1259–1272 (2020). https://doi.org/10.1007/s11440-019-00843-5
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DOI: https://doi.org/10.1007/s11440-019-00843-5