1 Introduction

Unreinforced masonry (URM) is an accessible, sustainable and popular building material. At the same time, the performance of URM buildings in seismic regions must be carefully assessed, since these proved to be vulnerable to earthquakes in several events occurred around the world (e.g. Bruneau 2002; Ceci et al. 2010; Penna et al. 2014; Potter et al. 2015). Among the different masonry typologies, the performance at material and structural scale of calcium silicate (CS) brick masonry received relatively little attention in the past. In fact, this type of masonry has been traditionally used in buildings with cavity wall systems, especially in terraced and detached houses built between 1960 and 1980, and such buildings can be mainly found in central and northern European countries that are characterised by low natural seismicity. Since 1980s, the CS bricks have been then gradually replaced by larger units (CS blocks or elements) in combination with thin layer mortar joints. A first experimental investigation was performed on CS masonry within the European project Enhanced Safety and Efficient Construction of Masonry Structures in Europe (ESECMASE) in the years 2004–2008, which aimed, inter alia, to improve the understanding of the behaviour of shear loaded masonry in typical masonry structures. During this campaign, large quasi-static cyclic tests were performed at the laboratories of the University of Pavia (Magenes et al. 2008), Kassel University (Fehling et al. 2008), and Technical University of Munich (Zilch et al. 2008). However, the investigation considered CS block masonry, rather than CS brick masonry. CS block masonry was also studied by Ötes and Löring (2003), Mojsilovic (2011), and Salmanpour et al. (2015), and CS element masonry by van der Meer et al. (2013), and Jafari et al. (2018).

A boost to investigate the CS brick masonry performance was given by the occurrence of induced seismicity in the province of Groningen (north of the Netherlands), where the exploitation of gas has been triggering shallow earthquakes. Even though these seismic events have been characterised by small magnitudes (a maximum local magnitude ML = 3.6 was recorded in 2012 in Huizinge), probabilistic investigations showed that larger magnitudes may be expected (Vlek 2018). Besides, CS masonry terraced and detached houses have specific characteristics that can limit their seismic performance, and the investigation of their structural behaviour under lateral loads has become a matter of high relevance. In this framework, a comprehensive experimental campaign has been carried out since 2014 in a few European laboratories, including the Macrolab/Stevinlaboratory at Delft University of Technology (TU Delft), with a large part of this research focusing on CS brick masonry (Messali et al. 2018; Graziotti et al. 2018). The dynamic behaviour was studied at the laboratories of Eucentre in Italy and LNEC in Portugal, with experimental tests on single leaf and cavity walls under in-plane (Graziotti et al. 2016a) and out-of-plane (Graziotti et al. 2016b, 2019) loading, as well as on full-scale structures (Graziotti et al. 2017; Tomassetti et al. 2019). The investigation at TU Delft considered quasi-static cyclic loading and was characterised by a multiscale approach, with tests at material (Jafari et al. 2017, 2018), connection (Skroumpelou et al. 2018), component (Messali et al. 2017; Damiola et al. 2018), and structural (Esposito et al. 2017, 2019) level.

In the present work, the experimental outcomes of eight quasi-static cyclic tests at component level on full-scale CS brick masonry walls tested under in-plane loading are presented. The results are reported in terms of hysteretic behaviour and equivalent bilinear curves, and the influence of the wall characteristics, such as geometry, boundary conditions, and pre-compression is discussed.

2 Materials and methods

2.1 Description of specimens and materials

Eight full-scale URM walls were built and tested at Delft University of Technology to study the in-plane behaviour of CS brick masonry walls. Two series of solid CS brick masonry walls having different geometry were considered. Specimens TUD-COMP-0a, TUD-COMP-1, TUD-COMP-2, TUD-COMP-3, and TUD-COMP-20 were characterised by high aspect ratio, and will be hereinafter referred to as “slender walls”, whereas specimens TUD-COMP-4, TUD-COMP-5, and TUD-COMP-6 had a low aspect ratio, and will be referred to as “squat walls”. It should be noted that the abbreviation COMP refers to the term “component”, and not to “compression” as in other works in the literature. The tests presented different boundary conditions at wall ends: four cantilever walls, and three double clamped walls. Finally, the walls were subjected to different levels of vertical pre-compression stress.

Table 1 provides an overview of the properties of the tested specimens, where lw, hw, and tw are the length, the height, and the thickness of the walls, respectively, and σv is the vertical pre-compression stress applied at the top of the walls. The aspect ratio is computed as the ratio between height hw and length lw of the wall, and the shear ratio as the ratio between the effective height of the wall hw0 and the length lw of the wall. The effective height hw0 corresponds to the distance between the zero moment section and the base.

Table 1 Summary of the specimen properties

The tested specimens were made of masonry composed of solid CS bricks and general purpose mortar, selected on the basis of the outcomes of a previous experimental campaign, in which masonry samples had been extracted from existing buildings and tested in the laboratory (Jafari et al. 2017). The CS bricks had nominal dimensions of 210 × 71 × 102 mm. The general purpose cement-based mortar was prepared with fixed water content: 2.8 l every 25 kg of product. A running bond was used for every wall and both bed- and head-joints were 10 ± 1 mm thick, and fully filled. The walls were masoned and tested in two different periods: specimens TUD-COMP-0a to TUD-COMP-6 were built and tested in 2015, while TUD-COMP-20 in 2016. All used materials belonged to the same production batch. Every wall was stored in the laboratory for at least 28 days before testing. Similar to the full-scale walls, also the companion material tests were performed in two time periods. Overall, similar properties were measured with the exception of the Young’s modulus and of the flexural bond strength of masonry. Table 2 lists the material properties obtained from both the testing periods, along with the followed reference standard.

Table 2 Material properties of the tested replicated CS brick masonry (values of standard deviation in brackets)

2.2 Test set-up and procedure

Figure 1 shows a scheme of the test set-up. The frame was designed in order to provide both a uniform vertical pressure (throughout four actuators, having each a capacity of 100 kN) and an imposed horizontal displacement (via an actuator with a capacity of 400 kN) at the top of the walls. The top and bottom brick course of each specimen was glued to a steel beam with a high performance glue to prevent sliding or tensile failure at the steel-masonry interface. It should be noted that this solution slightly modifies the location where the damage can start with respect to a URM wall on concrete foundations, since no damage can occur along the interfaces with the steel beams. The bottom steel beam was rigidly connected to other cross-beams anchored to the strong concrete laboratory floor, whereas a load-spreading beam was bolted over the top steel beam and connected to the horizontal actuator. The height of application of the load with respect to the wall base is identified by H in Fig. 1. The offset between the height of application of the load and the height of the wall caused small bending moment at the top of the cantilever walls, so that the moment profile of these specimens did not strictly correspond to that of a cantilever wall. For this reason the shear ratio of these walls differs from the aspect ratio. In the test set-up used for the tests carried out in 2015, the actuator was connected at the west end of the steel beam. This detail was modified in 2016, when the actuator was connected directly to the centre of the steel beam by means of two steel tubes, one at each side of the beam (Esposito and Ravenshorst 2017) (the detail is not shown in Fig. 1). The weight of the actuator was always balanced by a counter weight in both the testing periods. The vertical actuators connected the cross-beams at the base of the wall to the load-spreading beam on the top. The four actuators were controlled pairwise (on the front and back of the wall) to ensure that the load in each actuator of the pair was the same. The distance lva between each pair of actuators was equal to 1.9 m for the slender walls, and 3.7 m for the squat walls. Given the large distance between the two couples of vertical actuators in the configuration used for the tests on squat walls, two additional steel beams were added above the load-spreading beam to ensure a uniform spreading of the vertical load. The out-of-plane displacements and rotations of the top beam were prevented by a transversal steel frame (in Fig. 1 only the columns are shown).

Fig. 1
figure 1

Test set-up

Every tested wall was instrumented with a series of linear potentiometers and draw wires to measure the displacements of specific portions of the specimen. Specifically, the following quantities were measured: force and displacements in the horizontal and vertical actuators; horizontal displacements at top and bottom of the specimen; vertical and diagonal displacements at the specimen corners; sliding between the extreme rows of bricks and the steel beams; deformations at the four corners. Additionally, three lasers measured the out-of-plane displacements at the base, in the middle, and at the top of the walls, respectively.

Each wall was tested in displacement control under quasi-static conditions. The specimen was initially subjected to the targeted level of vertical pre-compression, which remained constant throughout the whole duration of the test. Then horizontal displacements were applied to the top of the specimen through the software-controlled actuator, with cycles of increasing amplitude. An initial cycle in load control was performed up to 20% of the expected peak lateral force and the corresponding displacement was measured. The amplitude of the following cycles was then determined as multiple of this displacement. Each cycle was composed of three runs, being a run defined as the time needed to apply the maximum positive and negative target displacement starting and ending at zero displacement. An increasing speed rate was adopted so that every cycle lasted about 10 min until a maximum rate of 1.5 mm/sec was achieved, then that rate was maintained. The tests were stopped based on visual inspections when the integrity of the wall was considered jeopardized and the continuation of the test might lead to the collapse of the specimen, or due to limitations of the set-up that did not allow to proceed further, as described in the next section. The complete loading sequence for each test performed is reported in Table 3 in terms of net horizontal displacement, computed as the difference between the displacements measured at the top and at the bottom of the wall, respectively.

Table 3 Loading sequence for each test: measured maximum absolute horizontal displacement of the wall

As mentioned above, the testing programme considered two different boundary conditions: cantilever and double clamped boundary conditions. For the cantilever case the load was maintained constant in each vertical actuator: VE = VW, where VE and VW were the measured forces in each pair of actuators (as shown in Fig. 1). For the double clamped walls the forces in the actuators were dynamically updated according to a mixed force–displacement control of the vertical actuators, by means of which the total vertical load was maintained constant (VE + VW = const.) and the top beam horizontal (dE = dW, see Fig. 1). For the double-clamped tests the height of the inflection point (i.e. the point of zero moment) is conventionally taken as half of the height of the wall. Although this is not valid throughout the whole duration of the test, it can be observed that the values of the height of the inflection point measured at the peak displacements of each cycle are indeed distributed around the half of the height of the wall, as shown in Fig. 2 for a slender and a squat wall.

Fig. 2
figure 2

Height of the inflection point at the peak displacements normalized with respect to the wall height, for a slender wall (TUD-COMP-3) and a squat wall (TUD-COMP-4)

The mixed force–displacement control of the vertical actuators was recommended in works where similar in-plane tests on single URM walls were also performed, because it allows a better control of the test when the walls are severely damaged (Magenes et al. 2008; Salmanpour et al. 2015). However, even this control procedure may be unstable, as occurred during the test of wall TUD-COMP-5. In fact, the displacements dE and dW (Fig. 1), used to maintain the horizontality of the top beam, are read by two linear potentiometers next to the wall. Generally, these readings coincide approximately with those measured by the LVDTs integrated in the vertical actuators, but the analysis of the data of the test on wall TUD-COMP-5 showed that the readings in the couple of actuators on the west side deviated from those of the corresponding potentiometers when critical compressive displacements were reached (Fig. 3). This deviation altered the forces in the actuators, so that larger negative compressive forces (that could generate the instability of the loading system) where gradually required in the actuators of the west side to maintain horizontal the top steel beam. During the test it was then decided to continue the loading procedure only in the negative loading direction in order to maintain positive tensile forces (or small compressive forces) in the actuators. To avoid such problems, it is advised to limit the deformation in compression of the vertical actuators. Alternatively, the control of the beam horizontality can be achieved via a precise inclinometer attached to the steel beam.

Fig. 3
figure 3

Vertical displacements measured by the LVDTs in the vertical actuators and by the linear potentiometers on the side of the wall

3 Experimental results

The performed tests allowed to evaluate the behaviour of the specimens under cyclic loading in terms of force–displacement curves, crack development, identification of the load at the onset of cracking and at peak, predominant failure mode, and deformation capacity. Table 4 summarises the most relevant results of the experimental tests. Vcr and Vp are the loads at the onset of cracking and at peak, respectively, and δcr and δp the corresponding drifts, being the drift δ computed as the ratio between the wall net displacement and the wall height (d/hw). δmax and δmin are the maximum and minimum drift, respectively, achieved during the test. The values are provided for both positive and negative imposed displacements.

Table 4 Summary of the experimental results

3.1 Hysteretic response of the tested specimens

The hysteretic behaviour of the tested walls is discussed in this section for the slender and the squat walls. The complete hysteretic response, the backbone curve (computed as the envelope of the cyclic curve), and the equivalent bilinear curve of the walls are presented in Fig. 4, while Fig. 5 shows the first visible crack and the crack pattern as detected at the end of the tests.

Fig. 4
figure 4

Hysteretic curves, backbone curves (thicker black lines), and equivalent bilinear curves (red dashed lines) for the eight performed experiments

Fig. 5
figure 5

Crack pattern detected at the end of the tests

The behaviour of the slender walls was overall characterised by rocking behaviour (Fig. 6a), with first cracks opening along the bed-joints at corners (only at the bottom for cantilever walls, as shown in Fig. 7a). In the following cycles new flexural cracks originated at higher level and short diagonal cracks opened close to the corners (Fig. 7b). After that the lateral force capacity was achieved, the rocking mechanism continued together with some sliding along the cracks (with the exception of specimen TUD-COMP-2), as shown in Fig. 7c. Splitting cracks in the bricks and compressive toe crushing occurred at large drifts, determining a progressive loss of strength, and leading eventually to the complete collapse of specimen TUD-COMP-20. The tests performed on walls TUD-COMP-1 and TUD-COMP-2 were stopped due to limitations of the set-up after the maximum stroke of the vertical actuators was reached. In the subsequent tests the initial position of the actuators was modified, so that this issue did not occur again. Besides, the measured peak force of specimen TUD-COMP-1 was considerably lower than the values returned by analytical and numerical simulations.

Fig. 6
figure 6

Crack pattern of the specimens at maximum positive drift for slender walls (TUD-COMP-20) (a) and squat walls (TUD-COMP-4) (b)

Fig. 7
figure 7

Details of the observed crack pattern for specimen TUD-COMP-1: initial crack at the base of the slender walls (a), and crack migrated in the following cycles (b); residual sliding at the end of the test (c)

The three squat walls were all characterised by shear dominated failure (Fig. 6b). Shear sliding occurred along the mortar bed-joints, with progressive widening of residual cracks perpendicular to the head-joints (a maximum residual crack width of about 50 mm was observed at the end of the tests). The shear cracks outlined distinct portions of the walls (Figs. 5 and 6b), with those near the sides gradually pushed out the wall. The tests were stopped when these portions were about to be pushed out completely (Fig. 8a). In detail, each wall’s behaviour was slightly different from the others. Diagonal shear cracks opened close to the centre of walls TUD-COMP-4 and TUD-COMP-6 and then quickly expanded to the corners, whereas the failure of specimen TUD-COMP-5 was mainly characterised by sliding along the mortar joint on top of the first layer of bricks. Also the appearance of the diagonal cracks in specimens TUD-COMP-4 and TUD-COMP-6 was different: while in the former a clear main crack could be observed, several parallel cracks opened along the main diagonals of the latter in subsequent cycles (Fig. 8b). Moreover, for TUD-COMP-6 significant cracking of the bricks was observed, especially in the middle of the panel, where the two compressed struts crossed each other (Fig. 8c), and at toes. It should be also noted that a horizontal crack formed along the first top mortar layer of walls TUD-COMP-4 and TUD-COMP-5 while connecting the steel beam glued on top of the wall to the load distributor beam and the stiffening beams, because these were slightly deflected. This problem was solved with wall TUD-COMP-6 by changing the order in which the bolts were tightened. The crack was repaired by gluing steel plates on both sides of the wall (as shown in Figs. 5 and 6b), so that a stiff connection between the first and second top bricklayers was created. That prevented the crack to develop along that joint, but did not change the overall behaviour of the wall. Nevertheless, this procedure is not recommended, and replacement of the top masonry course could have been a suitable alternative.

Fig. 8
figure 8

Details of the observed crack pattern for specimen TUD-COMP-6: left toe close to be pushed out the wall at the end of the test (a); multiple diagonal cracks (b); cracks passing through the bricks in the middle of the panel (c)

Fig. 9
figure 9

Equivalent bilinear curves: a slender walls; b squat walls; c every wall

3.2 Equivalent bilinear curves

The cyclic response of in-plane experimental tests is commonly idealised by bilinear curves. Each curve requires the definition of three parameters: the effective stiffness keff, the ultimate shear force Vu, and the ultimate drift capacity δu. The value of these parameters was computed in this study following the approach proposed in past works (e.g. Salmanpour et al. 2015; Morandi et al. 2018). The effective stiffness, i.e. the elastic stiffness of the bilinear curve, is calculated as the secant to the backbone curve at 0.7Vp. The ultimate drift capacity of the curve is defined as the drift corresponding to a force degradation equal to 20% of Vp. When such a degradation was not observed before the end of the test, the ultimate drift was computed as an average of the largest drifts reached by the wall in the positive and negative loading direction (in case of TUD COMP 5, only negative loading was considered). The ultimate shear force, corresponding to the horizontal branch of the curve, is determined by imposing that the area below the backbone curve and the equivalent bilinear curve up to the ultimate drift are equal. The bilinear curves were initially computed for both loading directions (Fig. 4), and average values were then derived. Figure 9 shows the average equivalent bilinear curves. Table 5 reports the parameters of the bilinear curves, along with the ratio between the peak and the ultimate shear force Vu/Vp and the ultimate ductility of the system μu, defined as the ratio between the ultimate drift capacity and the elastic drift δel = Vu/keff. The ultimate shear can be on average well approximated by the peak lateral force multiplied by the factor 0.94 (CV = 2.9%). This value is exactly the same as measured by Salmanpour et al. (2015) and also close to the factor 0.90 proposed by Tomaževič (1999) for walls failing in shear only. In this respect, no difference was observed depending on the observed failure mode.

Table 5 Parameters of the equivalent bilinear curves

4 Discussion

In this section the results of the experimental tests are discussed in terms of initial stiffness, base shear force capacity, deformation capacity, and equivalent hysteretic damping.

4.1 Initial stiffness

For each test, the initial stiffness of the wall kin was computed as the slope of the secant line connecting the maximum and minimum extreme points of the loop during the first run of the first cycle (that corresponded approximately to 20% of the peak base shear). Even though different values of the initial stiffness were measured even for specimens with the same geometry and boundary conditions, negative dependence of the initial stiffness on the shear ratio was observed (the linear regression line computed between the reciprocal of kin and the shear ratio hw0/lw is highlighted in Fig. 10a).

Fig. 10
figure 10

Relationship between the initial stiffness and the shear ratio (a), and ratio between the initial stiffness kin and the estimated elastic stiffness kel (b). Black diamonds stand for slender walls, and white diamonds for squat walls

The initial stiffness of a wall can be predicted by the elastic stiffness kel computed according to the Timoshenko beam theory:

$$k_{el} = \frac{1}{{\frac{{h_{w}^{3} }}{{\alpha EI_{w} }} + \frac{{h_{w} }}{{\kappa A_{w} G}}}}$$
(1)

where hw is the height of the wall, Aw and Iw are the wall section’s area and moment of inertia, respectively, κ the Timoshenko shear coefficient (equal to 5/6 for rectangular sections), α is a coefficient that describes the wall boundary conditions (equals to 3 for cantilever and to 12 for double clamped conditions), E and G the elastic and shear modulus of masonry (the equation disregards the orthotropic nature of masonry). The Young’s modulus E was provided by the companion material tests, and assumed equal to the direction perpendicular to the bed-joints at 10% of the compressive strength (E2 in Table 2). The shear modulus G was taken as 0.4E, as recommended in EN 1996-1 (CEN 2005a). The elastic stiffness was compared to the experimental initial stiffness kin, as shown in Fig. 10b: the values of the elastic stiffness kel slightly underestimate on average the experimental initial stiffness kin, and the dispersion of the results (CV = 0.25) was in line with the large scatter of values for the Young’s modulus E2 as obtained at material level from the compression tests (Table 2). It is then concluded that the assumed ratio G/E = 0.4 is reasonable. A summary of the elastic, initial, and effective stiffness is listed in Table 6.

Table 6 Elastic, initial, and effective stiffness of the tested walls

As discussed in the previous section, the effective stiffness keff of an equivalent bilinear curve is evaluated as the secant stiffness computed at 70% of the peak lateral force. At the same time, standards and guidelines commonly suggest to estimate the stiffness of an equivalent bilinear curve as a reduced value of the elastic stiffness kel (usually 50% of kel). Figure 11a shows a comparison between the effective stiffness keff derived from the experimental tests and the elastic stiffness kel. On average, the use of 50% of kel leads to an underestimation of keff. However, the results are very dispersed (CV = 0.58), mainly influenced by the high effective stiffness of the two double clamped squat walls (TUD-COMP-4 and TUD-COMP-5). In fact, the degradation of the wall stiffness k at increasing values of the wall drift was slower for squat walls than for slender walls, as shown in Fig. 11b. For this reason, the effective stiffness may be assumed to be a larger fraction of kel for squat walls (approximately when hw0/lw < 1), whereas the use of 50% of kel seems more appropriate for slender walls (hw0/lw > 1). The small number of tests and the dispersion of the results do not allow to draw more precise conclusions. In fact, the performed tests showed that the reduction of the elastic stiffness by a factor often fails to provide an accurate estimate of the wall effective stiffness. It is important to note that an inaccurate estimate of the effective stiffness of the equivalent bilinear curve may have a relevant impact on the assessment of URM structures at both serviceability and ultimate limit states.

Fig. 11
figure 11

Ratio between the effective stiffness and the estimated elastic stiffness (a), and values of the wall stiffness k normalised with respect to kin at increasing values of the wall drift δ normalised with respect to δel (b). k is computed as the secant stiffness at increasing values of δ/δel. The black (slender walls) and white (squat walls) diamonds correspond to the point at which the effective stiffness is computed

4.2 Base shear force capacity

Several models have been proposed in literature to estimate the maximum shear force capacity of URM walls (e.g. Turnšek and Čačovič 1971; Mann and Muller 1982), usually on the basis of wall geometry, boundary conditions and masonry material properties such as cohesion, friction coefficient, and compressive strength. These models can estimate the wall force capacity with satisfactory accuracy, and represent the basis for the methods recommended in international standards. The equations in the European EN 1998-3 (CEN 2005b) and Dutch NPR 9998 (NEN 2018) standards are summarised in Table 7. However, reliable measurements of the masonry material properties are often not available, and when values suggested in national annexes and standards are used, these will not always precisely correspond to the actual in situ properties.

Table 7 Shear force capacity and near collapse (NC) drift capacity as computed by EN 1998-3 and NPR 9998

Magenes and Calvi (1997) already noted that, irrespective of the observed failure mode, the product of the reciprocal of the mean shear strength at peak (fvp = Vp/(lwtw)) and the average ultimate shear strength (fvu = fv0 + μσv), increases linearly with the shear ratio. However, the identified relation depends once again on the masonry material properties. A similar relation is observed also in Fig. 12a; however, no material parameters appear in this case, since the linear relation is set between the shear ratio and the reciprocal of the mean shear strength at peak fvu multiplied by the average vertical stress σv only. Hence, an empirical relationship that can be applied irrespective of the expected failure mode of the wall and that does not require the input of any material properties is hereafter proposed:

$$V_{p} = \frac{{\sigma_{v} l_{w} t_{w} }}{{A\left( {\frac{{h_{w0} }}{{l_{w} }}} \right) + B}} = \frac{N}{{A\left( {\frac{{h_{w0} }}{{l_{w} }}} \right) + B}} = \frac{N}{{1.65\left( {\frac{{h_{w0} }}{{l_{w} }}} \right) + 0.8}}$$
(2)

where σv is the applied vertical pre-compression stress, lw and tw are the length and the thickness of the wall, respectively, N is the total compressive load acting on top of the wall, hw0 is the effective height of the wall, and A and B are two constants (A = 1.65; B = 0.8) calibrated via linear regression analysis on the basis of the presented experimental results with the exclusion of specimen TUD-COMP-1 (white diamond in Fig. 12a), whose strength base shear force capacity was considerably lower than any analytical estimate (this test was anyhow included in the following assessment procedure). When the values A = 2 and B = 0 are used, the equation provides a upper limitation to the flexural capacity of the walls.

Fig. 12
figure 12

Influence of the shear ratio on the peak shear strength of the tested walls and calibration of Eq. (2) (a). Comparison between the force capacity predicted according to Eq. (2) and the experimental values for an extended dataset of tests (detail for low peak loads in the inset) (b)

The validity of the proposed simplified formulation was assessed by considering a more extensive dataset of CS masonry walls, including not only tests performed on other CS brick masonry walls (Salmanpour et al. 2015; Graziotti et al. 2016a), but also on CS block masonry walls (Magenes et al. 2008; Fehling et al. 2008; Zilch et al. 2008; Ötes and Löring 2003; Mojsilovic 2011), and on CS element masonry walls (Esposito and Ravenshorst 2017). When the data related to the tests were not available from the original documents, they have been complemented with the information collected by Morandi et al. (2018). In total a set of 31 tests was considered. It should be noted that, whereas the specimens presented in this paper had comparable material properties, the frictional properties of CS brick, block, and element masonry may differ substantially. However, there is a lack of experimental tests on CS element masonry walls with low aspect ratio and hence failing in shear. A summary of the geometrical and material properties of the walls included in the dataset, and of the experimental and estimated peak lateral force are presented in the Appendix. Figure 12b shows the relationship between the experimental peak shear force Vp and the corresponding value predicted according to Eq. (2), Vp,pred. With few exceptions, the predicted peak shear force is close to the corresponding experimental one within an error of ± 20%. The accuracy does not depend on the observed failure mode or on the type of CS units. Figure 13 compares the predictions obtained according to Eq. (2) to those obtained according to the equations recommended in EN 1998-3 and NPR 9998. For the two standards the material properties derived by the companion tests were used. The results obtained via the proposed equation are comparable to those computed according to the two standards for both the tested specimens (Fig. 13a) and the extended dataset (Fig. 13b). Although it is useful to predict the failure mode of a URM wall, for instance to determine its lateral drift capacity according to many standards, the proposed empirical equation does not provide this piece of information. For this reason, and since the relatively small number of tests that could be considered for the validation, the proposed equation may be used as a preliminary estimate of the wall lateral strength when no or limited data on the CS brick masonry material properties are available, especially in case of fast assessments or for prioritisation of interventions.

Fig. 13
figure 13

Comparison between the force capacity predicted for the tested specimens (a) and for an extended dataset of tests (detail for low peak loads in the inset) (b) according to Eq. (2) and to EN 1998-3 or NPR 9998 formulations

4.3 Deformation capacity

The deformation capacity of a wall is commonly defined by the drift at near collapse (NC). Even though there is no complete agreement within the scientific community on the identification of the NC drift, many works (e.g. Salmanpour et al. 2015; Esposito and Ravenshorst 2017; Messali and Rots 2018) estimated it as the drift corresponding to 20% of force degradation. The NC drift was determined in this work according to this approach, thus corresponding to the ultimate drift of the equivalent bilinear curve. The NC drifts of the tested walls are reported in Table 5 and plotted in Fig. 14a against the shear ratio. A clear dependency on the observed failure mode and on the shear ratio is observed. However, a more detailed discussion on the NC drift capacity of the walls is not included in this work, since it depends on several factors and the number of tested walls is not large enough to allow for a statistical analysis of the problem. A comprehensive analysis of the NC drift of rocking CS walls (as well as of clay brick walls), including those presented in this work, is discussed by Messali and Rots (2018). The outcomes of that study were also used to come up with a calibrated empirical equation used in NPR 9998 (NEN 2018) for estimating the deformation capacity of rocking walls.

Fig. 14
figure 14

Experimental NC drift of the tested walls, and comparison with the predictions by EN 1998-3 and NPR 9998 (walls failing in shear are represented by square markers, walls failing in flexure by round markers). The walls whose ultimate drift could not be reached due to limitations of the test setup are identified by red markers

Similar to the approach adopted for the force capacity, the observed NC drifts were compared to the predictions obtained according to Eurocode 8—part 3 (CEN 2005b) and NPR 9998 (NEN 2018). The equations recommended by the two standards are summarised in Table 7. A summary of the results is listed in Table 8, and a comparison between the experimental and predicted results is shown in Fig. 14b. For walls failing in shear, non-conservative estimates of the drift capacity are obtained according to both the standards. The error is larger adopting the value recommended in NPR 9998, since that value is higher than the value prescribed in EC8-3 (0.75% vs. 0.53%), while the walls showed limited ductility during the experimental tests. However, past experimental tests (Beyer and Mergos 2015) and numerical simulations (Wilding et al. 2017) showed that the deformation capacity of walls failing in shear decreases with the number of applied cycles, and this fact may partially explain the large NC drift recommended in the Dutch guideline, which was developed specifically for an area characterised by low/moderate seismicity and short-duration earthquakes. For walls failing in flexure, more accurate predictions are obtained, particularly when the equation suggested in NPR 9998 is used. This is consistent with the fact that the equation included in NPR 9998 was derived on the basis of a dataset including also the tests presented in this paper. However, it should be also considered that the ultimate drift capacity of specimens TUD-COMP-1 and TUD-COMP-2 could not be reached due to limitations of the setup. In these two cases the large overestimation obtained according to EC8-3 would likely reduce if the tests could continue for larger displacements. In conclusion, in case of flexural failure the application of the equation recommended in the Dutch standard returns better estimates than those obtained according to EN 1998-3, whereas for shear failure a reduction of the expected NC drift capacity may be suggested, even though further investigation to consider the effect of short duration earthquakes is advised.

Table 8 Summary of the ratios between the predictions by EN 1998-3 and NPR 9998 and the experimental drift capacity (δu,pred/δu). The values of the standard deviation are reported in brackets

4.4 Equivalent hysteretic damping

The dissipated hysteretic energy was evaluated in terms of the equivalent hysteretic damping coefficient ξhyst as originally defined by Jacobsen (1960):

$$\xi_{hyst} = \frac{{W_{i} }}{{2\pi \left( {W_{el}^{ + } + W_{el}^{ - } } \right)}}$$
(3)

where, for each run, Wi is the dissipated energy, and \(W_{el}^{ + }\) and \(W_{el}^{ - }\) are the elastic energy for positive and negative displacements, respectively, computed as the product of maximum/minimum peak displacement and force of the run.

Figure 15 shows the equivalent hysteretic damping coefficient ξhyst computed at increasing values of the ductility of the wall per each cycle μcycle, computed as the ratio between the wall drift δ and the elastic drift δel. As already observed by Magenes and Calvi (1997), the dissipated energy increases along with the damage and is related to the failure mechanism. The squat walls, characterised by shear failure, reached high values of equivalent damping. The obtained maximum dissipated energy and damping were similar for the three squat walls (\(40\% < \xi_{max} < 50\%\)), even though slightly larger values were computed when the sliding occurred along a single bed-joint at the base of the wall, such as in specimen TUD-COMP-5. On the other hand, for the slender walls, characterised by rocking behaviour, smaller damping values were obtained. For the two slender double clamped walls (TUD-COMP-0a and TUD-COMP-3) the damping values in the last cycles were larger than for the cantilever walls, since both top and bottom ends of the walls were subjected to damage. The measured values of the damping coefficient were in line with those observed on recent tests on CS brick masonry walls (Graziotti et al. 2016a), but significantly higher than the ones reported from tests on CS blocks masonry walls (Magenes et al. 2008). In fact, in the present study, dissipative mechanisms such as the opening of short diagonal cracks, the compressive splitting of the bricks, and the sliding along the mortar joints were observed even for walls whose failure was mainly governed by rocking.

Fig. 15
figure 15

Hysteretic damping at increasing values of ductility per cycle for a slender and b squat walls

5 Conclusions

This paper presents the outcomes of an experimental investigation consisting of eight quasi-static cyclic tests performed on full-scale CS brick masonry walls. This masonry type was widely used in dwellings built between 1960 and 1980 in the province of Groningen (north of the Netherlands), an area now subjected to induced seismicity. The structural performance of this material has received only little attention in the past. The campaign investigated the hysteretic behaviour of the walls under a combination of vertical and lateral in-plane load. Different dimensions, boundary conditions, and applied pre-compression loads were considered.

The test results showed the relevance of the shear ratio on the wall response. The prevailing failure mode depended mainly on the shear ratio, with flexure governing for high shear ratios, and shear failure occurring for low shear ratios. Clear relationships were observed also with respect to the initial stiffness (negative relationship) and to the displacement capacity and the peak lateral force (both approximately linear). With regards to the initial stiffness of the tested walls, on one hand the performed tests showed that it can be fairly approximated by the elastic stiffness computed according to the Timoshenko beam theory (as often recommended by international standards due to its simplicity) and assuming the shear modulus being equal to 40% of the Young’s modulus. On the other hand, the tests illustrated the difficulty of providing accurate estimates of the wall effective stiffness (which has a relevant impact on the assessment of URM structures at both serviceability and ultimate limit states) due to the different degradation of the wall stiffness at increasing drift values from case to case. Nevertheless, acceptable results were achieved for most of the tested slender walls when the effective stiffness was estimated as 50% of the elastic stiffness.

More accurate predictions were obtained for the wall peak shear force. However, the equations recommended in international standards commonly require the identification of material properties (such as cohesion, friction coefficient, and compressive strength), which are often not easy to be estimated or measured via in situ tests. For this reason, the paper proposes an empirical equation that does not need the input of any material parameter and can be applied irrespective of the expected failure mode of the wall. The equation was calibrated against the presented tests and its accuracy assessed against an extended dataset of 31 experimental tests all performed on CS masonry walls. The predictions obtained via the proposed equation had a level of accuracy comparable to that computed according to EN 1998-3 and NPR 9998. Therefore, the proposed equation may be used to obtain a preliminary estimate of the wall peak shear force when no or limited data on the CS masonry material properties are available, especially in case of fast assessments or to prioritisation of interventions, but should not be used to conduct an accurate assessment.

The displacement capacity of the walls at near collapse was not predicted accurately by the equations included in the two standards (the European EN 1998-3 and the Dutch NPR 9998) that are usually adopted by professionals to assess the seismic capacity of Dutch CS brick masonry buildings, although it is important to note that two tests were stopped before the wall could reach the NC displacement due to limitations of the setup. In case of flexural failure the application of the recommendations provided in NPR 9998 returns more accurate estimates than those obtained according to EN 1998-3. This is consistent with the fact that the equation included in NPR 9998 was derived on the basis of a dataset including also the tests presented in this paper. On the other hand, in case of shear failure a reduction of the expected NC drift capacity would return more accurate predictions, even though further investigation to consider the effect of the applied loading protocol is advised (for instance with a reduced number of loading cycles).

The tests allowed also to evaluate the energy dissipated during each loading cycle in terms of the equivalent hysteretic damping coefficient. Moderate (for slender walls) to high (for squat walls) values were computed. The values are in line with those obtained from other recent tests on CS brick masonry walls, but significantly larger than the ones reported for tests on CS blocks masonry.

Overall, the testing campaign allowed to characterise the in-plane behaviour of CS brick masonry walls under the combination of vertical and cyclic lateral loads. Besides, the reported results can be used to validate numerical and analytical models, with particular devotion to the seismic assessment of terraced and detached houses built in 1960–1980 in the north of the Netherlands.

6 Access to experimental data

The experimental results of the presented test are available via the repository 4TU.ResearchData at https://doi.org/10.4121/uuid:27d24c66-1bd0-4e6d-86dd-4a4b8871d8d8. The data are distributed under the license type CC BY.